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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$189M
AUM Growth
-$4.63M
Cap. Flow
-$9.39M
Cap. Flow %
-4.98%
Top 10 Hldgs %
35.22%
Holding
353
New
21
Increased
59
Reduced
85
Closed
46

Top Buys

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.03M
2
ATNI icon
ATN International
ATNI
+$885K
3
CET
Central Securities Corp
CET
+$707K
4
FDEU
First Trust Dynamic Europe Equity Income Fund
FDEU
+$664K
5
THW
abrdn World Healthcare Fund
THW
+$467K

Top Sells

Rank Stock Value
1
DCA
Virtus Total Return Fund
DCA
+$3.17M
2
SOR
Source Capital
SOR
+$2.2M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$1.55M
4
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.31M
5
HQH
abrdn Healthcare Investors
HQH
+$1.29M

Sector Composition

Rank Sector Weight
1 Financials 5.62%
2 Industrials 4.98%
3 Consumer Discretionary 4.86%
4 Consumer Staples 2.4%
5 Materials 1.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VKQ icon
176
Invesco Municipal Trust
VKQ
$536M
$71K 0.04%
5,000
– –
PFE icon
177
Pfizer
PFE
$140B
$70K 0.04%
2,086
+728
+54% +$23.2K
KO icon
178
Coca-Cola
KO
$354B
$69K 0.04%
1,522
+686
+82% +$31K
MSFT icon
179
Microsoft
MSFT
$2.84T
$69K 0.04%
1,348
+690
+105% +$35.9K
AAPL icon
180
Apple
AAPL
$4.89T
$66K 0.04%
+2,744
New +$68.2K
JCE icon
181
Nuveen Core Equity Alpha Fund
JCE
$279M
$64K 0.03%
4,654
+38
+0.8% +$517
JDD
182
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$63K 0.03%
5,406
– –
INTC icon
183
Intel
INTC
$466B
$62K 0.03%
1,882
+986
+110% +$30.9K
XIV
184
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$62K 0.03%
2,500
-500
-17% -$13.9K
ABE
185
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$60K 0.03%
4,964
– –
GDL
186
GDL Fund
GDL
$92M
$59K 0.03%
5,961
-4,000
-40% -$40K
AZN icon
187
AstraZeneca
AZN
$263B
$56K 0.03%
935
+55
+6% +$3.19K
SPG icon
188
Simon Property Group
SPG
$74.5B
$55K 0.03%
253
– –
TEVA icon
189
Teva Pharmaceuticals
TEVA
$35.9B
$55K 0.03%
1,094
+282
+35% +$15K
BTA
190
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$54K 0.03%
4,206
-2,794
-40% -$34.8K
KHC icon
191
Kraft Heinz
KHC
$30.4B
$54K 0.03%
608
– –
VOD icon
192
Vodafone
VOD
$34.9B
$53K 0.03%
1,704
+85
+5% +$2.76K
CAT icon
193
Caterpillar
CAT
$409B
$52K 0.03%
+686
New +$51.4K
CHN
194
DELISTED
China Fund
CHN
$51K 0.03%
3,500
-500
-13% -$7.14K
ING icon
195
ING
ING
$93.8B
$51K 0.03%
4,900
+653
+15% +$7.74K
V icon
196
Visa
V
$677B
$51K 0.03%
+687
New +$53.8K
SHPG
197
DELISTED
Shire pic
SHPG
$51K 0.03%
275
+42
+18% +$7.58K
BWG
198
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$50K 0.03%
3,864
– –
APB
199
DELISTED
Asia Pacific Fund
APB
$50K 0.03%
5,150
– –
ABT icon
200
Abbott
ABT
$180B
$49K 0.03%
1,249
+235
+23% +$9.35K
6 7
8
9 10

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PCI
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q2 2016 Portfolio in Review

As of Q2 2016, Thomas J. Herzfeld Advisors held 353 positions worth $189M, down 2.4% from $193M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $9.39M in Q2 2016, closing 46 positions and reducing 85 holdings. Its most notable exit was Virtus Total Return Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 5.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in ATN International worth $933K.

  • Thomas J. Herzfeld Advisors's largest Q2 2016 buy was ATN International: 11,988 shares worth $933K.
  • Thomas J. Herzfeld Advisors added most to NexPoint Diversified Real Estate Trust in Q2 2016, an estimated $4.03M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2016 reduction was Cornerstone Strategic Value Fund, cutting an estimated $1.55M.
  • Thomas J. Herzfeld Advisors fully exited Virtus Total Return Fund in Q2 2016, selling an estimated $3.17M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 35% of its $189M portfolio in Q2 2016.
  • Thomas J. Herzfeld Advisors opened 21 new positions and closed 46 in Q2 2016.
  • Thomas J. Herzfeld Advisors's portfolio value fell 2.4% quarter-over-quarter to $189M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2016, filed 11 Aug 2016.