TJHA
XIV

Thomas J. Herzfeld Advisors’s VelocityShares Daily Inverse VIX Short Term ETN XIV Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio XIV Stock Details XIV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q3 		– Sell
-2,500
Closed -$62K – 319
2016
Q2 		$62K Sell
2,500
-500
-17% -$13.9K 0.03% 184
2016
Q1 		$78K Hold
3,000
– – 0.04% 179
2015
Q4 		$77K Buy
+3,000
New +$86.5K 0.03% 186

Other funds holding XIV

CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
Jane Street
Jane Street New York $777B AUM 61.18% 1-Year Est. Return
FTUS
Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
DS
DRW Securities Chicago, Illinois $7.21B AUM 20.54% 1-Year Est. Return
TC
Toews Corporation Northfield, New Jersey $259M AUM 5.15% 1-Year Est. Return
CCMG
Clark Capital Management Group Philadelphia, Pennsylvania $16.2B AUM 29.8% 1-Year Est. Return
BCM
Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return

Thomas J. Herzfeld Advisors's XIV Position: Q3 2016 in Review

Thomas J. Herzfeld Advisors sold out of VelocityShares Daily Inverse VIX Short Term ETN (XIV) in Q3 2016, closing a stake of 2,500 shares — an estimated $62K sold.

Thomas J. Herzfeld Advisors first reported a position in XIV in Q4 2015 and held it in 3 quarters. The position peaked at $78K in Q1 2016. 51 funds tracked by Wall St. Rank hold XIV as of Q3 2016.

  • Thomas J. Herzfeld Advisors reported no remaining VelocityShares Daily Inverse VIX Short Term ETN position as of Q3 2016 after selling out during the quarter.
  • Thomas J. Herzfeld Advisors sold 2,500 VelocityShares Daily Inverse VIX Short Term ETN shares in Q3 2016, an estimated $62K.
  • Thomas J. Herzfeld Advisors first reported a position in VelocityShares Daily Inverse VIX Short Term ETN in Q4 2015 and held it in 3 quarters.
  • Thomas J. Herzfeld Advisors's VelocityShares Daily Inverse VIX Short Term ETN position peaked at $78K in Q1 2016.
  • 51 funds tracked by Wall St. Rank held VelocityShares Daily Inverse VIX Short Term ETN as of Q3 2016.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.