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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$216M
AUM Growth
+$28.4M
Cap. Flow
+$27.7M
Cap. Flow %
12.82%
Top 10 Hldgs %
39.27%
Holding
324
New
30
Increased
103
Reduced
43
Closed
18

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.41M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.16M
3
CET
Central Securities Corp
CET
+$3.21M
4
SOR
Source Capital
SOR
+$1.8M
5
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.56M

Top Sells

Rank Stock Value
1
MTZ icon
MasTec
MTZ
+$1.12M
2
CPA icon
Copa Holdings
CPA
+$932K
3
KOF icon
Coca-Cola Femsa
KOF
+$660K
4
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
+$599K
5
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$527K

Sector Composition

Rank Sector Weight
1 Financials 6.11%
2 Consumer Discretionary 5.29%
3 Industrials 5.17%
4 Consumer Staples 1.89%
5 Materials 1.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
151
Boeing
BA
$165B
$109K 0.05%
702
+5
+0.7% +$730
JTD
152
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$107K 0.05%
7,665
– –
INO icon
153
Inovio Pharmaceuticals
INO
$79.8M
$104K 0.05%
1,250
– –
CHW
154
Calamos Global Dynamic Income Fund
CHW
$544M
$103K 0.05%
14,800
– –
AMGN icon
155
Amgen
AMGN
$203B
$102K 0.05%
700
– –
XOM icon
156
ExxonMobil
XOM
$651B
$101K 0.05%
1,118
+6
+0.5% +$524
CTR
157
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$100K 0.05%
1,565
+700
+81% +$43.8K
ARDC
158
Are Dynamic Credit Allocation Fund
ARDC
$297M
$99K 0.05%
6,596
+5,000
+313% +$73.5K
BMY icon
159
Bristol-Myers Squibb
BMY
$127B
$99K 0.05%
1,700
– –
SPXX icon
160
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$331M
$96K 0.04%
6,645
-4,826
-42% -$66.7K
PG icon
161
Procter & Gamble
PG
$343B
$95K 0.04%
1,129
+5
+0.4% +$426
IRL
162
DELISTED
NEW IRELAND FUND INC
IRL
$93K 0.04%
7,728
-960
-11% -$11.5K
AKP
163
DELISTED
Alliance Californa Muni Fd
AKP
$93K 0.04%
7,021
– –
CELG
164
DELISTED
Celgene Corp
CELG
$93K 0.04%
800
– –
DD
165
DELISTED
Du Pont De Nemours E I
DD
$92K 0.04%
1,253
+4
+0.3% +$284
CEF icon
166
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$90K 0.04%
+8,000
New +$100K
IF
167
DELISTED
Aberdeen Indonesia Fund
IF
$89K 0.04%
14,020
– –
WMT icon
168
Walmart Inc
WMT
$871B
$88K 0.04%
3,798
– –
TRV icon
169
Travelers Companies
TRV
$80.8B
$85K 0.04%
693
+4
+0.6% +$457
MSFT icon
170
Microsoft
MSFT
$2.84T
$84K 0.04%
1,357
+4
+0.3% +$241
PSMT icon
171
Pricesmart
PSMT
$5.75B
$84K 0.04%
1,000
– –
CVX icon
172
Chevron
CVX
$388B
$83K 0.04%
706
+6
+0.9% +$653
AAPL icon
173
Apple
AAPL
$4.89T
$80K 0.04%
2,772
+16
+0.6% +$454
VZ icon
174
Verizon
VZ
$194B
$76K 0.04%
1,427
+8
+0.6% +$400
GE icon
175
GE Aerospace
GE
$367B
$75K 0.03%
494
+1
+0.2% +$145
5 6
7
8 9

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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Thomas J. Herzfeld Advisors held 324 positions worth $216M, up 15% from $188M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $27.7M of net new capital in Q4 2016, opening 30 new positions and adding to 103 existing holdings. Its largest new stake was Source Capital: 50,048 shares worth $1.8M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 6.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was MasTec, an estimated $1.12M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2016 buy was Source Capital: 50,048 shares worth $1.8M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2016, an estimated $5.41M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2016 reduction was MasTec, cutting an estimated $1.12M.
  • Thomas J. Herzfeld Advisors fully exited Coca-Cola Femsa in Q4 2016, selling an estimated $660K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $216M portfolio in Q4 2016.
  • Thomas J. Herzfeld Advisors opened 30 new positions and closed 18 in Q4 2016.
  • Thomas J. Herzfeld Advisors's portfolio value rose 15% quarter-over-quarter to $216M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.