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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$180M
AUM Growth
+$4.46M
Cap. Flow
+$10.2M
Cap. Flow %
5.66%
Top 10 Hldgs %
27.42%
Holding
301
New
13
Increased
70
Reduced
53
Closed
21

Top Buys

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$3.71M
2
DRA
Diversified Real Asset Income Fd
DRA
+$2.49M
3
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.99M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.71M
5
JMM icon
Nuveen Multi-Market Income Fund
JMM
+$1.49M

Top Sells

Rank Stock Value
1
SLA
AMERICAN SELECT PTFL INC
SLA
+$2.08M
2
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$1.5M
3
MRF
AMERICAN INCOME FUND
MRF
+$1.35M
4
GAB.PRG icon
Gabelli Equity Trust Series G Preferred Stock
GAB.PRG
+$1.12M
5
ACG
AllianceBernstein Income Fund Inc
ACG
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.77%
2 Industrials 3.88%
3 Consumer Staples 3.32%
4 Consumer Discretionary 3.27%
5 Real Estate 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEV
151
Eaton Vance California Municipal Income Trust
CEV
$71.8M
$141K 0.08%
11,415
+547
+5% +$6.75K
EMI
152
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$136K 0.08%
10,955
-1,866
-15% -$23.1K
IRL
153
DELISTED
NEW IRELAND FUND INC
IRL
$133K 0.07%
10,532
-500
-5% -$6.58K
IIF
154
Morgan Stanley India Investment Fund
IIF
$214M
$130K 0.07%
5,231
-300
-5% -$7.21K
HTR
155
DELISTED
Brookfield Total Return Fund Inc
HTR
$130K 0.07%
5,200
-2,800
-35% -$70.1K
AKP
156
DELISTED
Alliance Californa Muni Fd
AKP
$122K 0.07%
9,012
-8,750
-49% -$116K
ASA
157
ASA Gold and Precious Metals
ASA
$953M
$121K 0.07%
10,307
– –
ULTR
158
DELISTED
ULTRAPETROL (BAHAMAS) LTD COM STK
ULTR
$112K 0.06%
36,000
– –
VCV icon
159
Invesco California Value Municipal Income Trust
VCV
$515M
$110K 0.06%
9,000
+4,000
+80% +$49K
GDL
160
GDL Fund
GDL
$91M
$105K 0.06%
9,961
– –
CHN
161
DELISTED
China Fund
CHN
$104K 0.06%
5,000
– –
DMB
162
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$195M
$104K 0.06%
8,801
+4,000
+83% +$46.8K
CEE
163
Central and Eastern Europe Fund
CEE
$136M
$102K 0.06%
4,323
-341
-7% -$8.9K
BTA
164
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$101K 0.06%
+9,000
New +$100K
BUI icon
165
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$731M
$99K 0.06%
5,000
– –
CEF icon
166
Sprott Physical Gold and Silver Trust
CEF
$7.39B
$98K 0.05%
8,000
– –
WIA
167
Western Asset Inflation-Linked Income Fund
WIA
$185M
$98K 0.05%
8,471
+25
+0.3% +$300
NQS
168
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$98K 0.05%
7,200
+3,000
+71% +$40.9K
CCA
169
DELISTED
MFS California Municipal Fund
CCA
$96K 0.05%
8,864
+68
+0.8% +$740
NUJ
170
DELISTED
NUVEEN NEW JERSEY DIV ADVTG MUNI FD 2
NUJ
$92K 0.05%
7,000
– –
NEA icon
171
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$88K 0.05%
6,500
– –
PSMT icon
172
Pricesmart
PSMT
$5.91B
$86K 0.05%
1,000
– –
BOI
173
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$85K 0.05%
5,001
– –
SPXX icon
174
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$331M
$84K 0.05%
6,001
– –
CFP
175
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$81K 0.05%
+4,916
New +$89.2K
5 6
7
8 9

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SM
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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Thomas J. Herzfeld Advisors held 301 positions worth $180M, up 2.5% from $175M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.2M of net new capital in Q3 2014, opening 13 new positions and adding to 70 existing holdings. Its largest new stake was Diversified Real Asset Income Fd: 140,718 shares worth $2.5M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, down from 5.2% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was BlackRock Enhanced Equity Dividend Trust, an estimated $1.5M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2014 buy was Diversified Real Asset Income Fd: 140,718 shares worth $2.5M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q3 2014, an estimated $3.71M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2014 reduction was BlackRock Enhanced Equity Dividend Trust, cutting an estimated $1.5M.
  • Thomas J. Herzfeld Advisors fully exited AMERICAN SELECT PTFL INC in Q3 2014, selling an estimated $2.08M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $180M portfolio in Q3 2014.
  • Thomas J. Herzfeld Advisors opened 13 new positions and closed 21 in Q3 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 2.5% quarter-over-quarter to $180M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.