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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$170M
AUM Growth
-$5.18M
Cap. Flow
-$1.32M
Cap. Flow %
-0.77%
Top 10 Hldgs %
24.56%
Holding
313
New
16
Increased
71
Reduced
94
Closed
29

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.41M
2
CPA icon
Copa Holdings
CPA
+$1.18M
3
KYE
Kayne Anderson Energy
KYE
+$565K
4
NCLH icon
Norwegian Cruise Line
NCLH
+$520K
5
NIE
Virtus Equity & Convertible Income Fund
NIE
+$518K

Top Sells

Rank Stock Value
1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$1.52M
2
BLX icon
Bladex Inc
BLX
+$1.19M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$968K
4
ACG
AllianceBernstein Income Fund Inc
ACG
+$966K
5
IMF
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
+$711K

Sector Composition

Rank Sector Weight
1 Financials 5.52%
2 Consumer Staples 4.4%
3 Industrials 4.1%
4 Consumer Discretionary 3.33%
5 Real Estate 1.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDV icon
151
Gabelli Dividend & Income Trust
GDV
$2.61B
$154K 0.09%
7,378
– –
EMI
152
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$154K 0.09%
12,821
-1,498
-10% -$17.4K
JPW
153
DELISTED
Nuveen Flexible Invstment Fd
JPW
$154K 0.09%
9,001
+3,000
+50% +$50.6K
EEA
154
European Equity Fund
EEA
$74.1M
$153K 0.09%
16,906
– –
RGT
155
Royce Global Value Trust
RGT
$97.2M
$153K 0.09%
17,073
-320
-2% -$2.79K
NPM
156
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$153K 0.09%
11,432
-5,160
-31% -$68.5K
AKP
157
DELISTED
Alliance Californa Muni Fd
AKP
$150K 0.09%
11,800
– –
NZH
158
DELISTED
Nuveen Calif Div
NZH
$148K 0.09%
12,150
+150
+1% +$1.8K
HQL
159
abrdn Life Sciences Investors
HQL
$588M
$144K 0.08%
+6,600
New +$147K
FXX
160
DELISTED
FOXBY CORP
FXX
$142K 0.08%
76,995
-5,343
-6% -$9.85K
DFP
161
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$140K 0.08%
6,431
+1,800
+39% +$38.4K
ASA
162
ASA Gold and Precious Metals
ASA
$962M
$138K 0.08%
10,307
– –
WIA
163
Western Asset Inflation-Linked Income Fund
WIA
$185M
$133K 0.08%
11,421
+26
+0.2% +$301
CEV
164
Eaton Vance California Municipal Income Trust
CEV
$71.7M
$131K 0.08%
10,868
+3,015
+38% +$36.1K
GAM.PRB
165
General American Investors Co 5.95% Series B Preferred Stock
GAM.PRB
$189M
$125K 0.07%
4,900
– –
IRL
166
DELISTED
NEW IRELAND FUND INC
IRL
$125K 0.07%
8,732
-2,865
-25% -$39.1K
CEE
167
Central and Eastern Europe Fund
CEE
$135M
$122K 0.07%
4,858
-468
-9% -$12.3K
GDL
168
GDL Fund
GDL
$91.8M
$121K 0.07%
10,962
– –
HTD
169
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$918M
$121K 0.07%
6,052
+9
+0.1% +$170
NIQ
170
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$121K 0.07%
9,950
-2,050
-17% -$24.6K
IIF
171
Morgan Stanley India Investment Fund
IIF
$212M
$120K 0.07%
6,131
-1,164
-16% -$20.3K
EOD
172
Allspring Global Dividend Opportunity Fund
EOD
$276M
$118K 0.07%
15,002
+3,000
+25% +$22.6K
MIE
173
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$118K 0.07%
6,571
– –
ULTR
174
DELISTED
ULTRAPETROL (BAHAMAS) LTD COM STK
ULTR
$112K 0.07%
36,000
– –
NUJ
175
DELISTED
NUVEEN NEW JERSEY DIV ADVTG MUNI FD 2
NUJ
$111K 0.07%
8,600
-4,500
-34% -$56.8K
5 6
7
8 9

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PCI
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PC
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DMBA
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MFC
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MEPT
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Thomas J. Herzfeld Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Thomas J. Herzfeld Advisors held 313 positions worth $170M, down 3% from $175M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2014 filing shows 16 new, 71 increased, 94 reduced and 29 closed positions. Its largest new stake was Kayne Anderson Energy: 20,900 shares worth $571K. The largest sale was Eaton Vance Risk-Managed Diversified Equity Income Fund, an estimated $1.52M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, down from 5.6% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2014 buy was Kayne Anderson Energy: 20,900 shares worth $571K.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2014, an estimated $1.41M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2014 reduction was Eaton Vance Risk-Managed Diversified Equity Income Fund, cutting an estimated $1.52M.
  • Thomas J. Herzfeld Advisors fully exited Bladex Inc in Q1 2014, selling an estimated $1.19M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 25% of its $170M portfolio in Q1 2014.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 29 in Q1 2014.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3% quarter-over-quarter to $170M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2014, filed 14 May 2014.