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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$155M
AUM Growth
-$1.76M
Cap. Flow
-$2.59M
Cap. Flow %
-1.67%
Top 10 Hldgs %
24.39%
Holding
294
New
10
Increased
74
Reduced
39
Closed
15

Top Buys

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$659K
2
DNI
Dividend and Income Fund
DNI
+$559K
3
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$513K
4
PPT
Franklin Premier Income Trust
PPT
+$426K
5
EVTC icon
Evertec
EVTC
+$396K

Top Sells

Rank Stock Value
1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$1.16M
2
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$1.03M
3
CET
Central Securities Corp
CET
+$952K
4
USA icon
Liberty All-Star Equity Fund
USA
+$840K
5
EWW icon
iShares MSCI Mexico ETF
EWW
+$808K

Sector Composition

Rank Sector Weight
1 Financials 5.94%
2 Consumer Staples 5.56%
3 Industrials 4.32%
4 Consumer Discretionary 3.16%
5 Materials 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDL
151
GDL Fund
GDL
$91.8M
$124K 0.08%
10,962
– –
DDF
152
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$123K 0.08%
13,846
– –
GGT.PRB.CL
153
DELISTED
Gabelli Multimedia Trust Inc. 6.00% Series B Called
GGT.PRB.CL
$123K 0.08%
4,934
-3,000
-38% -$75.6K
NPM
154
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$123K 0.08%
9,432
– –
NPP
155
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$122K 0.08%
9,000
– –
JLA
156
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
$122K 0.08%
10,053
+27
+0.3% +$336
FFA
157
First Trust Enhanced Equity Income Fund
FFA
$449M
$121K 0.08%
9,743
+22
+0.2% +$281
CEF icon
158
Sprott Physical Gold and Silver Trust
CEF
$7.49B
$118K 0.08%
8,000
– –
TKF
159
DELISTED
Turkish Inv Fund
TKF
$118K 0.08%
7,813
– –
BWG
160
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$106K 0.07%
6,314
– –
HTD
161
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$918M
$105K 0.07%
6,026
+12
+0.2% +$217
BAF
162
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$105K 0.07%
8,000
+4,000
+100% +$51.5K
ULTR
163
DELISTED
ULTRAPETROL (BAHAMAS) LTD COM STK
ULTR
$105K 0.07%
28,000
– –
IRR
164
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$103K 0.07%
10,250
– –
JPW
165
DELISTED
Nuveen Flexible Invstment Fd
JPW
$100K 0.06%
+6,001
New +$108K
ASA
166
ASA Gold and Precious Metals
ASA
$962M
$99K 0.06%
7,500
– –
NMO
167
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$98K 0.06%
8,000
– –
MSP
168
DELISTED
Madison Strategic Sector
MSP
$91K 0.06%
7,785
+2,142
+38% +$25.1K
NXZ
169
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$91K 0.06%
7,000
– –
NGX
170
DELISTED
NUVEEN MASS AMT-FREE MUNI INC FD
NGX
$89K 0.06%
7,104
-891
-11% -$11.3K
VTOL icon
171
Bristow Group
VTOL
$1.37B
$87K 0.06%
1,608
+608
+61% +$31.3K
TIP icon
172
iShares TIPS Bond ETF
TIP
$14.5B
$84K 0.05%
750
– –
NXG
173
NXG NextGen Infrastructure Income Fund
NXG
$329M
$82K 0.05%
901
+76
+9% +$7.19K
SPXX icon
174
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$333M
$81K 0.05%
6,001
– –
NIO
175
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$78K 0.05%
6,000
– –
5 6
7
8 9

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Thomas J. Herzfeld Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Thomas J. Herzfeld Advisors held 294 positions worth $155M, down 1.1% from $157M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2013 filing shows 10 new, 74 increased, 39 reduced and 15 closed positions. Its largest new stake was Evertec: 16,643 shares worth $370K. The largest sale was Eaton Vance Risk-Managed Diversified Equity Income Fund, an estimated $1.16M.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 6.3% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2013 buy was Evertec: 16,643 shares worth $370K.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Income Fund in Q3 2013, an estimated $659K increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2013 reduction was Eaton Vance Risk-Managed Diversified Equity Income Fund, cutting an estimated $1.16M.
  • Thomas J. Herzfeld Advisors fully exited iShares MSCI Mexico ETF in Q3 2013, selling an estimated $808K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 24% of its $155M portfolio in Q3 2013.
  • Thomas J. Herzfeld Advisors opened 10 new positions and closed 15 in Q3 2013.
  • Thomas J. Herzfeld Advisors's portfolio value fell 1.1% quarter-over-quarter to $155M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2013, filed 13 Nov 2013.