TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
1-Year Return 7.27%
This Quarter Return
+0.93%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$155M
AUM Growth
-$1.76M
Cap. Flow
-$2.69M
Cap. Flow %
-1.73%
Top 10 Hldgs %
24.39%
Holding
294
New
10
Increased
74
Reduced
39
Closed
15

Top Buys

1
PDI icon
PIMCO Dynamic Income Fund
PDI
$676K
2
GRX
Gabelli Healthcare & Wellness Trust
GRX
$523K
3
DNI
Dividend and Income Fund
DNI
$509K
4
PPT
Putnam Premier Income Trust
PPT
$424K
5
GGN.PRB
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
$382K

Top Sells

1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$1.15M
2
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$997K
3
CET
Central Securities Corp
CET
$983K
4
USA icon
Liberty All-Star Equity Fund
USA
$827K
5
EWW icon
iShares MSCI Mexico ETF
EWW
$808K

Sector Composition

1 Consumer Staples 5.56%
2 Industrials 4.32%
3 Financials 3.51%
4 Consumer Discretionary 3.16%
5 Materials 1.7%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GDL
151
GDL Fund
GDL
$96.1M
$124K 0.08%
10,962
– –
DDF
152
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$123K 0.08%
13,846
– –
GGT.PRB.CL
153
DELISTED
Gabelli Multimedia Trust Inc. 6.00% Series B Called
GGT.PRB.CL
$123K 0.08%
4,934
-3,000
-38% -$74.8K
NPM
154
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$123K 0.08%
9,432
– –
NPP
155
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$122K 0.08%
9,000
– –
JLA
156
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
$122K 0.08%
10,053
+27
+0.3% +$328
FFA
157
First Trust Enhanced Equity Income Fund
FFA
$428M
$121K 0.08%
9,743
+22
+0.2% +$273
CEF icon
158
Sprott Physical Gold and Silver Trust
CEF
$6.44B
$118K 0.08%
8,000
– –
TKF
159
DELISTED
Turkish Inv Fund
TKF
$118K 0.08%
7,813
– –
BWG
160
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$146M
$106K 0.07%
6,314
– –
BAF
161
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$105K 0.07%
8,000
+4,000
+100% +$52.5K
HTD
162
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$867M
$105K 0.07%
6,026
+12
+0.2% +$209
ULTR
163
DELISTED
ULTRAPETROL (BAHAMAS) LTD COM STK
ULTR
$105K 0.07%
28,000
– –
IRR
164
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$103K 0.07%
10,250
– –
JPW
165
DELISTED
Nuveen Flexible Invstment Fd
JPW
$100K 0.06%
+6,001
New +$100K
ASA
166
ASA Gold and Precious Metals
ASA
$722M
$99K 0.06%
7,500
– –
NMO
167
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$98K 0.06%
8,000
– –
MSP
168
DELISTED
Madison Strategic Sector
MSP
$91K 0.06%
7,785
+2,142
+38% +$25K
NXZ
169
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$91K 0.06%
7,000
– –
NGX
170
DELISTED
NUVEEN MASS AMT-FREE MUNI INC FD
NGX
$89K 0.06%
7,104
-891
-11% -$11.2K
VTOL icon
171
Bristow Group
VTOL
$1.08B
$87K 0.06%
1,608
+608
+61% +$32.9K
TIP icon
172
iShares TIPS Bond ETF
TIP
$13.6B
$84K 0.05%
750
– –
NXG
173
NXG NextGen Infrastructure Income Fund
NXG
$199M
$82K 0.05%
901
+76
+9% +$6.92K
SPXX icon
174
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$325M
$81K 0.05%
6,001
– –
NIO
175
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$78K 0.05%
6,000
– –
5 6
7
8 9