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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.51%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$280M
AUM Growth
+$8.64M
Cap. Flow
+$2.64M
Cap. Flow %
0.94%
Top 10 Hldgs %
44.91%
Holding
272
New
15
Increased
72
Reduced
74
Closed
35

Top Buys

Rank Stock Value
1
MIN
Aberdeen Intermediate Income Fund
MIN
+$3.32M
2
AEF
abrdn Emerging Markets Equity Income Fund
AEF
+$3.12M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.97M
4
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$2.89M
5
OXLC
Oxford Lane Capital
OXLC
+$2.88M

Top Sells

Rank Stock Value
1
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$3.8M
2
HERZ
Herzfeld Credit Income Fund
HERZ
+$3.43M
3
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$3.09M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$3.07M
5
TPZ
Tortoise Electrification Infrastructure ETF
TPZ
+$2.5M

Sector Composition

Rank Sector Weight
1 Financials 7.99%
2 Consumer Discretionary 4.58%
3 Industrials 4.39%
4 Real Estate 1.81%
5 Consumer Staples 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHI
126
DELISTED
Pioneer Municipal High Income Fund
MHI
$73K 0.03%
6,080
+5,480
+913% +$66.6K
SPY icon
127
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$71K 0.03%
220
– –
ASA
128
ASA Gold and Precious Metals
ASA
$941M
$68K 0.02%
5,025
+4
+0.1% +$50
GDV icon
129
Gabelli Dividend & Income Trust
GDV
$2.62B
$66K 0.02%
3,003
+18
+0.6% +$377
EMF
130
Templeton Emerging Markets Fund
EMF
$305M
$64K 0.02%
+4,074
New +$62.1K
EVM
131
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$63K 0.02%
5,614
-1
-0% -$11
YYY icon
132
Amplify CEF High Income ETF
YYY
$724M
$62K 0.02%
+3,465
New +$61.4K
PGP
133
PIMCO Global StockPLUS & Income Fund
PGP
$96.8M
$60K 0.02%
5,014
+357
+8% +$4.15K
QQQ icon
134
Invesco QQQ Trust
QQQ
$445B
$57K 0.02%
270
– –
MDY icon
135
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$56K 0.02%
150
– –
ON icon
136
ON Semiconductor
ON
$32.8B
$53K 0.02%
2,160
+731
+51% +$15.4K
RCI icon
137
Rogers Communications
RCI
$18.8B
$53K 0.02%
1,077
-121
-10% -$5.83K
BABA icon
138
Alibaba
BABA
$276B
$49K 0.02%
231
-7
-3% -$1.31K
CHN
139
DELISTED
China Fund
CHN
$48K 0.02%
2,296
+955
+71% +$19.6K
MXE
140
Mexico Equity and Income Fund
MXE
$58.5M
$45K 0.02%
3,859
-13,340
-78% -$147K
QQQX icon
141
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$42K 0.02%
1,752
+30
+2% +$701
ASML icon
142
ASML
ASML
$608B
$41K 0.01%
138
-26
-16% -$7.02K
GDL
143
GDL Fund
GDL
$91.7M
$41K 0.01%
4,402
+47
+1% +$433
JOF
144
Japan Smaller Capitalization Fund
JOF
$320M
$40K 0.01%
4,491
-28,129
-86% -$255K
JCE icon
145
Nuveen Core Equity Alpha Fund
JCE
$278M
$39K 0.01%
2,657
+47
+2% +$678
VIAV icon
146
Viavi Solutions
VIAV
$8.66B
$37K 0.01%
2,455
-420
-15% -$6.29K
ASG
147
Liberty All-Star Growth Fund
ASG
$324M
$34K 0.01%
5,235
– –
GAB icon
148
Gabelli Equity Trust
GAB
$1.76B
$34K 0.01%
5,707
+135
+2% +$801
BBVA icon
149
Banco Bilbao Vizcaya Argentaria
BBVA
$147B
$33K 0.01%
5,993
-530
-8% -$2.82K
USA icon
150
Liberty All-Star Equity Fund
USA
$1.79B
$31K 0.01%
4,612
-1
-0% -$7
4 5
6
7 8

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Thomas J. Herzfeld Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Thomas J. Herzfeld Advisors held 272 positions worth $280M, up 3.2% from $271M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2019 filing shows 15 new, 72 increased, 74 reduced and 35 closed positions. Its largest new stake was Aberdeen Intermediate Income Fund: 879,126 shares worth $3.34M. The largest sale was FIRST TRUST ENERGY INFRASTRUCTURE FUND, an estimated $3.8M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 9.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q4 2019 buy was Aberdeen Intermediate Income Fund: 879,126 shares worth $3.34M.
  • Thomas J. Herzfeld Advisors added most to abrdn Emerging Markets Equity Income Fund in Q4 2019, an estimated $3.12M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2019 reduction was FIRST TRUST ENERGY INFRASTRUCTURE FUND, cutting an estimated $3.8M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Floating Rate Income Opportunty Fund in Q4 2019, selling an estimated $3.09M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 45% of its $280M portfolio in Q4 2019.
  • Thomas J. Herzfeld Advisors opened 15 new positions and closed 35 in Q4 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.2% quarter-over-quarter to $280M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.