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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$238M
AUM Growth
+$23.4M
Cap. Flow
+$32.3M
Cap. Flow %
13.57%
Top 10 Hldgs %
37.14%
Holding
327
New
35
Increased
85
Reduced
37
Closed
20

Top Buys

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$7.31M
2
THQ
abrdn Healthcare Opportunities Fund
THQ
+$5.18M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$2.89M
4
BST icon
BlackRock Science and Technology Trust
BST
+$2.24M
5
MVCB.CL
MVC Capital, Inc.
MVCB.CL
+$2.18M

Top Sells

Rank Stock Value
1
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$3.24M
2
GLO
Clough Global Opportunities Fund
GLO
+$2.37M
3
DCA
Virtus Total Return Fund
DCA
+$1.49M
4
GGN.PRB
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
+$708K
5
GLQ
Clough Global Equity Fund
GLQ
+$434K

Sector Composition

Rank Sector Weight
1 Financials 5.16%
2 Industrials 4.09%
3 Consumer Discretionary 3.45%
4 Consumer Staples 1.78%
5 Utilities 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSD
126
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$179K 0.08%
19,899
– –
GILD icon
127
Gilead Sciences
GILD
$161B
$176K 0.07%
1,500
– –
IF
128
DELISTED
Aberdeen Indonesia Fund
IF
$168K 0.07%
23,835
– –
EQS icon
129
Equus Total Return
EQS
$14.9M
$167K 0.07%
88,121
– –
FIF
130
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$163K 0.07%
8,021
+3,000
+60% +$66.7K
TDF
131
Templeton Dragon Fund
TDF
$268M
$158K 0.07%
6,357
-8,300
-57% -$223K
MHI
132
DELISTED
Pioneer Municipal High Income Fund
MHI
$157K 0.07%
+13,000
New +$174K
PHF
133
DELISTED
Pacholder High Yield
PHF
$152K 0.06%
22,075
– –
BCX icon
134
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$150K 0.06%
16,756
– –
RGT
135
Royce Global Value Trust
RGT
$95.8M
$142K 0.06%
17,044
– –
CKH
136
DELISTED
Seacor Holdings Inc.
CKH
$142K 0.06%
2,068
– –
JPW
137
DELISTED
Nuveen Flexible Invstment Fd
JPW
$142K 0.06%
8,881
– –
EEA
138
European Equity Fund
EEA
$73.9M
$140K 0.06%
16,464
+90
+0.5% +$790
IRL
139
DELISTED
NEW IRELAND FUND INC
IRL
$138K 0.06%
10,032
– –
IIF
140
Morgan Stanley India Investment Fund
IIF
$210M
$136K 0.06%
4,967
– –
FXX
141
DELISTED
FOXBY CORP
FXX
$136K 0.06%
76,580
– –
ETJ
142
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$134K 0.06%
12,500
– –
LDP icon
143
Cohen & Steers Duration Preferred & Income Fund
LDP
$599M
$133K 0.06%
5,800
– –
KPTI icon
144
Karyopharm Therapeutics
KPTI
$168M
$132K 0.06%
325
– –
RCG
145
RENN Fund
RCG
$20.7M
$132K 0.06%
106,588
– –
MIE
146
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$130K 0.05%
7,576
+5,250
+226% +$99.9K
ACP
147
abrdn Income Credit Strategies Fund
ACP
$640M
$122K 0.05%
9,025
– –
INO icon
148
Inovio Pharmaceuticals
INO
$79.8M
$122K 0.05%
1,250
– –
JCE icon
149
Nuveen Core Equity Alpha Fund
JCE
$279M
$113K 0.05%
7,138
+5,627
+372% +$94.2K
PFN
150
PIMCO Income Strategy Fund II
PFN
$695M
$112K 0.05%
11,610
+3,000
+35% +$30.3K
4 5
6
7 8

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Thomas J. Herzfeld Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Thomas J. Herzfeld Advisors held 327 positions worth $238M, up 11% from $215M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors deployed $32.3M of net new capital in Q2 2015, opening 35 new positions and adding to 85 existing holdings. Its largest new stake was Eaton Vance Tax-Advantaged Dividend Income Fund: 26,552 shares worth $522K.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Clough Global Opportunities Fund, an estimated $2.37M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q2 2015 buy was Eaton Vance Tax-Advantaged Dividend Income Fund: 26,552 shares worth $522K.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q2 2015, an estimated $7.31M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2015 reduction was Clough Global Opportunities Fund, cutting an estimated $2.37M.
  • Thomas J. Herzfeld Advisors fully exited FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST in Q2 2015, selling an estimated $3.24M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $238M portfolio in Q2 2015.
  • Thomas J. Herzfeld Advisors opened 35 new positions and closed 20 in Q2 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $238M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2015, filed 14 Aug 2015.