TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
1-Year Return 7.27%
This Quarter Return
-2.77%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$238M
AUM Growth
+$23.4M
Cap. Flow
+$31M
Cap. Flow %
13.01%
Top 10 Hldgs %
37.14%
Holding
327
New
35
Increased
85
Reduced
37
Closed
20

Top Buys

1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$7.05M
2
THQ
abrdn Healthcare Opportunities Fund
THQ
$4.98M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
$2.88M
4
BST icon
BlackRock Science and Technology Trust
BST
$2.17M
5
MVCB.CL
MVC Capital, Inc.
MVCB.CL
$2.16M

Top Sells

1
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$3.24M
2
GLO
Clough Global Opportunities Fund
GLO
$2.27M
3
DCA
Virtus Total Return Fund
DCA
$1.4M
4
GGN.PRB
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
$708K
5
GLQ
Clough Global Equity Fund
GLQ
$423K

Sector Composition

1 Industrials 4.09%
2 Consumer Discretionary 3.45%
3 Financials 3.21%
4 Consumer Staples 1.78%
5 Utilities 1.55%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MSD
126
Morgan Stanley Emerging Markets Debt Fund
MSD
$151M
$179K 0.08%
19,899
– –
GILD icon
127
Gilead Sciences
GILD
$140B
$176K 0.07%
1,500
– –
IF
128
DELISTED
Aberdeen Indonesia Fund
IF
$168K 0.07%
23,835
– –
EQS icon
129
Equus Total Return
EQS
$30.7M
$167K 0.07%
88,121
– –
FIF
130
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$163K 0.07%
8,021
+3,000
+60% +$61K
TDF
131
Templeton Dragon Fund
TDF
$281M
$158K 0.07%
6,357
-8,300
-57% -$206K
MHI
132
DELISTED
Pioneer Municipal High Income Fund
MHI
$157K 0.07%
+13,000
New +$157K
PHF
133
DELISTED
Pacholder High Yield
PHF
$152K 0.06%
22,075
– –
BCX icon
134
BlackRock Resources & Commodities Strategy Trust
BCX
$781M
$150K 0.06%
16,756
– –
RGT
135
Royce Global Value Trust
RGT
$82.4M
$142K 0.06%
17,044
– –
CKH
136
DELISTED
Seacor Holdings Inc.
CKH
$142K 0.06%
2,068
– –
JPW
137
DELISTED
Nuveen Flexible Invstment Fd
JPW
$142K 0.06%
8,881
– –
EEA
138
European Equity Fund
EEA
$71.2M
$140K 0.06%
16,464
+90
+0.5% +$765
IRL
139
DELISTED
NEW IRELAND FUND INC
IRL
$138K 0.06%
10,032
– –
IIF
140
Morgan Stanley India Investment Fund
IIF
$255M
$136K 0.06%
4,967
– –
FXX
141
DELISTED
FOXBY CORP
FXX
$136K 0.06%
76,580
– –
ETJ
142
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$610M
$134K 0.06%
12,500
– –
LDP icon
143
Cohen & Steers Duration Preferred & Income Fund
LDP
$626M
$133K 0.06%
5,800
– –
KPTI icon
144
Karyopharm Therapeutics
KPTI
$58.4M
$132K 0.06%
325
– –
RCG
145
RENN Fund
RCG
$18.8M
$132K 0.06%
106,588
– –
MIE
146
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$130K 0.05%
7,576
+5,250
+226% +$90.1K
ACP
147
abrdn Income Credit Strategies Fund
ACP
$739M
$122K 0.05%
9,025
– –
INO icon
148
Inovio Pharmaceuticals
INO
$146M
$122K 0.05%
1,250
– –
JCE icon
149
Nuveen Core Equity Alpha Fund
JCE
$267M
$113K 0.05%
7,138
+5,627
+372% +$89.1K
PFN
150
PIMCO Income Strategy Fund II
PFN
$710M
$112K 0.05%
11,610
+3,000
+35% +$28.9K
4 5
6
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