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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$215M
AUM Growth
+$15.6M
Cap. Flow
+$15.3M
Cap. Flow %
7.14%
Top 10 Hldgs %
32.63%
Holding
327
New
19
Increased
117
Reduced
56
Closed
35

Top Buys

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$10.1M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$3.42M
3
BST icon
BlackRock Science and Technology Trust
BST
+$3.17M
4
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$2.82M
5
THQ
abrdn Healthcare Opportunities Fund
THQ
+$2.69M

Top Sells

Rank Stock Value
1
FF
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
+$7.38M
2
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.37M
3
BTF
BOULDER TOTAL RETURN FD INC
BTF
+$1.35M
4
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$994K
5
DSL
DoubleLine Income Solutions Fund
DSL
+$875K

Sector Composition

Rank Sector Weight
1 Financials 5.24%
2 Industrials 4.66%
3 Consumer Discretionary 3.75%
4 Consumer Staples 2.11%
5 Materials 1.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IF
126
DELISTED
Aberdeen Indonesia Fund
IF
$184K 0.09%
23,835
– –
EQS icon
127
Equus Total Return
EQS
$17.5M
$172K 0.08%
88,121
– –
PHF
128
DELISTED
Pacholder High Yield
PHF
$164K 0.08%
22,075
-604
-3% -$4.54K
FPF
129
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$162K 0.08%
7,221
– –
BCX icon
130
BlackRock Resources & Commodities Strategy Trust
BCX
$891M
$160K 0.07%
16,756
– –
EFF
131
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$159K 0.07%
9,331
– –
JPW
132
DELISTED
Nuveen Flexible Invstment Fd
JPW
$152K 0.07%
8,881
-120
-1% -$2.03K
KPTI icon
133
Karyopharm Therapeutics
KPTI
$161M
$149K 0.07%
325
+234
+257% +$101K
GDV icon
134
Gabelli Dividend & Income Trust
GDV
$2.62B
$148K 0.07%
7,000
– –
GILD icon
135
Gilead Sciences
GILD
$167B
$147K 0.07%
1,500
– –
EEA
136
European Equity Fund
EEA
$74.3M
$143K 0.07%
16,374
-1,922
-11% -$16.3K
FXX
137
DELISTED
FOXBY CORP
FXX
$142K 0.07%
76,580
– –
LDP icon
138
Cohen & Steers Duration Preferred & Income Fund
LDP
$599M
$140K 0.07%
+5,800
New +$138K
CKH
139
DELISTED
Seacor Holdings Inc.
CKH
$139K 0.06%
2,068
– –
IIF
140
Morgan Stanley India Investment Fund
IIF
$214M
$138K 0.06%
4,967
-200
-4% -$5.66K
RGT
141
Royce Global Value Trust
RGT
$97.1M
$137K 0.06%
17,044
– –
ETJ
142
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$135K 0.06%
+12,500
New +$135K
ACP
143
abrdn Income Credit Strategies Fund
ACP
$631M
$132K 0.06%
9,025
-465
-5% -$6.8K
IRL
144
DELISTED
NEW IRELAND FUND INC
IRL
$131K 0.06%
10,032
-500
-5% -$6.41K
NBB icon
145
Nuveen Taxable Municipal Income Fund
NBB
$449M
$129K 0.06%
6,061
-2,988
-33% -$63.4K
OXLCP
146
DELISTED
OXFORD LANE CAP CORP PFD STK SHS SER 2017
OXLCP
$124K 0.06%
+4,794
New +$124K
RCG
147
RENN Fund
RCG
$20.6M
$123K 0.06%
106,588
– –
INO icon
148
Inovio Pharmaceuticals
INO
$84.7M
$122K 0.06%
+1,250
New +$121K
GAB.PRG icon
149
Gabelli Equity Trust Series G Preferred Stock
GAB.PRG
$51.7M
$120K 0.06%
5,045
– –
FIF
150
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$114K 0.05%
5,021
+400
+9% +$9.12K
4 5
6
7 8

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DMBA
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Thomas J. Herzfeld Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Thomas J. Herzfeld Advisors held 327 positions worth $215M, up 7.8% from $199M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Thomas J. Herzfeld Advisors deployed $15.3M of net new capital in Q1 2015, opening 19 new positions and adding to 117 existing holdings. Its largest new stake was MVC Capital, Inc.: 29,970 shares worth $754K.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Credit Strategies Income Fund, an estimated $1.37M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q1 2015 buy was MVC Capital, Inc.: 29,970 shares worth $754K.
  • Thomas J. Herzfeld Advisors added most to SRH Total Return Fund in Q1 2015, an estimated $10.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2015 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $1.37M.
  • Thomas J. Herzfeld Advisors fully exited FIRST OPPORTUNITY FUND INC COM STK (US) in Q1 2015, selling an estimated $7.38M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 33% of its $215M portfolio in Q1 2015.
  • Thomas J. Herzfeld Advisors opened 19 new positions and closed 35 in Q1 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 7.8% quarter-over-quarter to $215M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2015, filed 15 May 2015.