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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$292M
AUM Growth
+$11.3M
Cap. Flow
+$6.08M
Cap. Flow %
2.08%
Top 10 Hldgs %
49.76%
Holding
121
New
13
Increased
49
Reduced
27
Closed
17

Top Buys

Rank Stock Value
1
PAAA icon
PGIM AAA CLO ETF
PAAA
+$10.6M
2
PFIX icon
Simplify Interest Rate Hedge ETF
PFIX
+$10.3M
3
ASA
ASA Gold and Precious Metals
ASA
+$6.13M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.99M
5
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$4.36M

Top Sells

Rank Stock Value
1
FSCO
FS Credit Opportunities Corp
FSCO
+$16.6M
2
SJB icon
ProShares Short High Yield
SJB
+$8.94M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$8.67M
4
EMO
ClearBridge Energy Midstream Opportunity Fund
EMO
+$3.54M
5
DMA
Destra Multi-Alternative Fund
DMA
+$3.28M

Sector Composition

Rank Sector Weight
1 Financials 11.98%
2 Communication Services 0.08%
3 Materials 0.03%
4 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCE icon
101
Nuveen Core Equity Alpha Fund
JCE
$278M
$5.95K ﹤0.01%
378
+8
+2% +$124
QQQX icon
102
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$5.94K ﹤0.01%
216
+4
+2% +$107
USA icon
103
Liberty All-Star Equity Fund
USA
$1.79B
$5.22K ﹤0.01%
823
+22
+3% +$145
ZTR
104
Virtus Total Return Fund
ZTR
$342M
$4.46K ﹤0.01%
692
+16
+2% +$100
ACP
105
abrdn Income Credit Strategies Fund
ACP
$636M
– –
-196,259
Closed -$1.16M
ASGI
106
abrdn Global Infrastructure Income Fund
ASGI
$753M
– –
-638
Closed -$13K
CHPT icon
107
ChargePoint
CHPT
$142M
– –
-22
Closed -$6.26K
EDD
108
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$376M
– –
-1,917
Closed -$9.81K
EIC
109
Eagle Point Income Co
EIC
$230M
– –
-23,784
Closed -$325K
EMO
110
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
– –
-73,828
Closed -$3.54M
MUC icon
111
BlackRock MuniHoldings California Quality Fund
MUC
$998M
– –
-94,734
Closed -$980K
NCLH icon
112
Norwegian Cruise Line
NCLH
$8.59B
– –
-30,000
Closed -$608K
NUW icon
113
Nuveen AMT-Free Municipal Value Fund
NUW
$250M
– –
-51,476
Closed -$704K
NXDT
114
NexPoint Diversified Real Estate Trust
NXDT
$231M
– –
-261
Closed -$1.09K
PCK
115
DELISTED
Pimco California Municipal Income Fund II
PCK
– –
-322,989
Closed -$1.73M
PNF
116
DELISTED
PIMCO New York Municipal Income Fund
PNF
– –
-45,917
Closed -$321K
PNI
117
PIMCO New York Municipal Income Fund II
PNI
$76.3M
– –
-48,376
Closed -$325K
PYN
118
DELISTED
PIMCO New York Municipal Income Fund III
PYN
– –
-60,500
Closed -$317K
SJB icon
119
ProShares Short High Yield
SJB
$51.7M
– –
-573,034
Closed -$8.94M
NSLR
120
Neostellar Capital Corp
NSLR
$270M
– –
-264,336
Closed -$2.17M
SPMC
121
Sound Point Meridian Capital
SPMC
$212M
– –
-62,921
Closed -$1.13M
1 2 3 4
5

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BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return
CWA
Consilium Wealth Advisory Richardson, Texas $293M AUM 26.81% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Thomas J. Herzfeld Advisors held 121 positions worth $292M, up 4% from $280M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2025 filing shows 13 new, 49 increased, 27 reduced and 17 closed positions. Its largest new stake was PGIM AAA CLO ETF: 205,593 shares worth $10.6M. The largest sale was FS Credit Opportunities Corp, an estimated $16.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 18% a quarter earlier, followed by Communication Services and Materials.

  • Thomas J. Herzfeld Advisors's largest Q3 2025 buy was PGIM AAA CLO ETF: 205,593 shares worth $10.6M.
  • Thomas J. Herzfeld Advisors added most to ASA Gold and Precious Metals in Q3 2025, an estimated $6.13M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2025 reduction was FS Credit Opportunities Corp, cutting an estimated $16.6M.
  • Thomas J. Herzfeld Advisors fully exited ProShares Short High Yield in Q3 2025, selling an estimated $8.94M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 50% of its $292M portfolio in Q3 2025.
  • Thomas J. Herzfeld Advisors opened 13 new positions and closed 17 in Q3 2025.
  • Thomas J. Herzfeld Advisors's portfolio value rose 4% quarter-over-quarter to $292M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2025, filed 12 Nov 2025.