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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-11.97%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$241M
AUM Growth
-$25.4M
Cap. Flow
+$9.45M
Cap. Flow %
3.91%
Top 10 Hldgs %
46.21%
Holding
346
New
20
Increased
82
Reduced
58
Closed
24

Top Buys

Rank Stock Value
1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$11.1M
2
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10M
3
CRF
Cornerstone Total Return Fund
CRF
+$4.39M
4
SPE
Special Opportunities Fund
SPE
+$1.87M
5
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.66M

Top Sells

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$5.25M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.11M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.73M
4
SAR icon
Saratoga Investment
SAR
+$2.13M
5
ECC
Eagle Point Credit Company
ECC
+$2.13M

Sector Composition

Rank Sector Weight
1 Financials 7.62%
2 Industrials 3.02%
3 Consumer Discretionary 1.73%
4 Materials 1.1%
5 Energy 1.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVO
101
Novo Nordisk
NVO
$225B
$79K 0.03%
1,422
-432
-23% -$24K
QQQ icon
102
Invesco QQQ Trust
QQQ
$445B
$76K 0.03%
270
– –
ASA
103
ASA Gold and Precious Metals
ASA
$941M
$74K 0.03%
5,038
+3
+0.1% +$58
ASML icon
104
ASML
ASML
$608B
$67K 0.03%
141
+42
+42% +$23.4K
MDY icon
105
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$62K 0.03%
150
– –
SNY icon
106
Sanofi
SNY
$109B
$62K 0.03%
1,239
+150
+14% +$7.96K
PGP
107
PIMCO Global StockPLUS & Income Fund
PGP
$96.8M
$59K 0.02%
7,535
-18,532
-71% -$156K
EQIX icon
108
Equinix
EQIX
$102B
$57K 0.02%
86
+34
+65% +$23.5K
SONY icon
109
Sony
SONY
$133B
$57K 0.02%
3,470
-1,775
-34% -$31.4K
TAK icon
110
Takeda Pharmaceutical
TAK
$56B
$56K 0.02%
4,000
– –
BKR icon
111
Baker Hughes
BKR
$58B
$55K 0.02%
1,920
+662
+53% +$22.4K
CNI icon
112
Canadian National Railway
CNI
$78.3B
$48K 0.02%
428
-194
-31% -$22.7K
RVT icon
113
Royce Value Trust
RVT
$2.22B
$47K 0.02%
3,348
+84
+3% +$1.28K
QQQX icon
114
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$45K 0.02%
2,063
+36
+2% +$885
GAB icon
115
Gabelli Equity Trust
GAB
$1.76B
$44K 0.02%
7,151
+165
+2% +$1.1K
JCE icon
116
Nuveen Core Equity Alpha Fund
JCE
$278M
$44K 0.02%
3,320
+75
+2% +$1.09K
MSFT icon
117
Microsoft
MSFT
$2.92T
$42K 0.02%
164
-5
-3% -$1.36K
ASG
118
Liberty All-Star Growth Fund
ASG
$324M
$40K 0.02%
6,903
+170
+3% +$1.06K
CRSP icon
119
CRISPR Therapeutics
CRSP
$4.68B
$38K 0.02%
625
– –
SMM
120
DELISTED
Salient Midstream & MLP Fund
SMM
$38K 0.02%
5,000
-101,934
-95% -$831K
USA icon
121
Liberty All-Star Equity Fund
USA
$1.79B
$37K 0.02%
5,845
+162
+3% +$1.12K
TSLA icon
122
Tesla
TSLA
$1.21T
$36K 0.01%
159
-24
-13% -$6.55K
BCS icon
123
Barclays
BCS
$91B
$35K 0.01%
4,560
– –
TY icon
124
TRI-Continental Corp
TY
$1.86B
$33K 0.01%
1,255
-3,260
-72% -$93.6K
TSM icon
125
TSMC
TSM
$2.03T
$30K 0.01%
367
– –
3 4
5
6 7

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MEPT
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Thomas J. Herzfeld Advisors's Q2 2022 Portfolio in Review

As of Q2 2022, Thomas J. Herzfeld Advisors held 346 positions worth $241M, down 9.5% from $267M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Thomas J. Herzfeld Advisors deployed $9.45M of net new capital in Q2 2022, opening 20 new positions and adding to 82 existing holdings. Its largest new stake was WisdomTree Floating Rate Treasury Fund: 199,158 shares worth $10M.

By sector, the portfolio is most concentrated in Financials at 7.6% of assets, down from 9.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Highland Opportunities and Income Fund, an estimated $5.25M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q2 2022 buy was WisdomTree Floating Rate Treasury Fund: 199,158 shares worth $10M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q2 2022, an estimated $11.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2022 reduction was Highland Opportunities and Income Fund, cutting an estimated $5.25M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Credit Strategies Income Fund in Q2 2022, selling an estimated $2.73M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 46% of its $241M portfolio in Q2 2022.
  • Thomas J. Herzfeld Advisors opened 20 new positions and closed 24 in Q2 2022.
  • Thomas J. Herzfeld Advisors's portfolio value fell 9.5% quarter-over-quarter to $241M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2022, filed 10 Aug 2022.