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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.25%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$271M
AUM Growth
+$8.57M
Cap. Flow
+$9.06M
Cap. Flow %
3.34%
Top 10 Hldgs %
44.42%
Holding
286
New
20
Increased
81
Reduced
70
Closed
29

Top Buys

Rank Stock Value
1
OCCI
OFS Credit Co
OCCI
+$3.59M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.84M
3
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$2.75M
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.53M
5
MMT
Aberdeen Multi-Market Income Fund
MMT
+$2.25M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.25M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$1.66M
3
JEQ
abrdn Japan Equity Fund
JEQ
+$1.6M
4
SMM
Salient Midstream & MLP Fund
SMM
+$1.32M
5
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
+$1.12M

Sector Composition

Rank Sector Weight
1 Financials 9.14%
2 Industrials 4.73%
3 Consumer Discretionary 4.28%
4 Real Estate 1.61%
5 Consumer Staples 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBI
101
Western Asset Intermediate Muni Fund
SBI
$108M
$282K 0.1%
30,684
+18,267
+147% +$167K
DSU icon
102
BlackRock Debt Strategies Fund
DSU
$592M
$278K 0.1%
25,871
+13,481
+109% +$145K
TV icon
103
Televisa
TV
$1.47B
$278K 0.1%
28,400
– –
BTT icon
104
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$265K 0.1%
11,216
-4,470
-28% -$106K
IVH
105
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$257K 0.09%
18,781
-2,169
-10% -$29.5K
PNI
106
PIMCO New York Municipal Income Fund II
PNI
$76.8M
$255K 0.09%
21,356
+8,301
+64% +$97.4K
MRK icon
107
Merck
MRK
$326B
$233K 0.09%
2,896
+39
+1% +$3.13K
EIM
108
Eaton Vance Municipal Bond Fund
EIM
$493M
$228K 0.08%
17,594
+281
+2% +$3.6K
MUC icon
109
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$219K 0.08%
15,476
+1,426
+10% +$20K
KYN icon
110
Kayne Anderson Energy Infrastructure Fund
KYN
$2.43B
$201K 0.07%
13,922
-111,928
-89% -$1.66M
DUC
111
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$185K 0.07%
20,049
-58,140
-74% -$516K
EMD
112
Western Asset Emerging Markets Debt Fund
EMD
$613M
$184K 0.07%
13,220
+9,409
+247% +$132K
MXE
113
Mexico Equity and Income Fund
MXE
$58.5M
$181K 0.07%
17,199
-71
-0.4% -$740
RVT icon
114
Royce Value Trust
RVT
$2.22B
$177K 0.07%
12,888
+243
+2% +$3.34K
FMY
115
First Trust Mortgage Income Fund
FMY
$48.6M
$171K 0.06%
12,210
-10,792
-47% -$149K
MFM
116
Aberdeen Municipal Income Fund
MFM
$221M
$159K 0.06%
22,614
-1,764
-7% -$12.4K
VMM
117
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$156K 0.06%
11,884
– –
EEA
118
European Equity Fund
EEA
$74.3M
$153K 0.06%
17,201
+12
+0.1% +$105
AFB
119
AllianceBernstein National Municipal Income Fund
AFB
$314M
$142K 0.05%
10,311
– –
VTOL icon
120
Bristow Group
VTOL
$1.34B
$142K 0.05%
6,737
– –
AMGN icon
121
Amgen
AMGN
$212B
$135K 0.05%
700
– –
EVN
122
Eaton Vance Municipal Income Trust
EVN
$421M
$127K 0.05%
9,869
-1,372
-12% -$17.4K
NVS icon
123
Novartis
NVS
$304B
$119K 0.04%
1,368
+18
+1% +$1.62K
CEF icon
124
Sprott Physical Gold and Silver Trust
CEF
$7.35B
$113K 0.04%
8,000
– –
PEO
125
Adams Natural Resources Fund
PEO
$726M
$105K 0.04%
6,866
+17
+0.2% +$259
3 4
5
6 7

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DMBA
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Thomas J. Herzfeld Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Thomas J. Herzfeld Advisors held 286 positions worth $271M, up 3.3% from $263M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Thomas J. Herzfeld Advisors deployed $9.06M of net new capital in Q3 2019, opening 20 new positions and adding to 81 existing holdings. Its largest new stake was Aberdeen Multi-Market Income Fund: 383,739 shares worth $2.27M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, up from 8.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 0-1 Year Treasury Bond ETF, an estimated $7.25M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2019 buy was Aberdeen Multi-Market Income Fund: 383,739 shares worth $2.27M.
  • Thomas J. Herzfeld Advisors added most to OFS Credit Co in Q3 2019, an estimated $3.59M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2019 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $7.25M.
  • Thomas J. Herzfeld Advisors fully exited Salient Midstream & MLP Fund in Q3 2019, selling an estimated $1.32M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 44% of its $271M portfolio in Q3 2019.
  • Thomas J. Herzfeld Advisors opened 20 new positions and closed 29 in Q3 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.3% quarter-over-quarter to $271M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2019, filed 8 Nov 2019.