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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.37%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$273M
AUM Growth
+$15.4M
Cap. Flow
+$16.5M
Cap. Flow %
6.05%
Top 10 Hldgs %
39.6%
Holding
329
New
20
Increased
76
Reduced
69
Closed
31

Top Buys

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$14.4M
2
ECC
Eagle Point Credit Company
ECC
+$5.35M
3
ISD
PGIM High Yield Bond Fund
ISD
+$3.92M
4
TWN
Taiwan Fund
TWN
+$3.39M
5
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.36M

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$10.4M
2
USA icon
Liberty All-Star Equity Fund
USA
+$7.67M
3
DSL
DoubleLine Income Solutions Fund
DSL
+$5.8M
4
OXSQ icon
Oxford Square Capital
OXSQ
+$3.7M
5
LAQ
Aberdeen Latin America Equity Fund
LAQ
+$771K

Sector Composition

Rank Sector Weight
1 Financials 6.48%
2 Consumer Discretionary 4.18%
3 Industrials 4.07%
4 Consumer Staples 2.05%
5 Materials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUND
101
Sprott Focus Trust
FUND
$295M
$345K 0.13%
44,065
-426
-1% -$3.36K
CHN
102
DELISTED
China Fund
CHN
$309K 0.11%
14,797
+260
+2% +$5.66K
MFM
103
Aberdeen Municipal Income Fund
MFM
$223M
$305K 0.11%
46,255
+31,919
+223% +$210K
PZC
104
DELISTED
PIMCO California Municipal Income Fund III
PZC
$290K 0.11%
27,959
– –
CMU
105
DELISTED
MFS High Yield Municipal Trust
CMU
$283K 0.1%
62,755
+10,900
+21% +$48.9K
PYN
106
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$282K 0.1%
30,916
– –
FMY
107
First Trust Mortgage Income Fund
FMY
$279K 0.1%
+20,795
New +$281K
BZM
108
DELISTED
BlackRock Maryland Municipal Bond Trust
BZM
$271K 0.1%
20,172
– –
AKP
109
DELISTED
Alliance Californa Muni Fd
AKP
$247K 0.09%
18,771
-2,110
-10% -$27.1K
DTF
110
DTF Tax-Free Income 2028 Term Fund
DTF
$80.7M
$246K 0.09%
18,445
– –
PHT
111
DELISTED
Pioneer High Income Fund
PHT
$237K 0.09%
25,514
+2,127
+9% +$20.1K
RDS.B
112
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$236K 0.09%
87
– –
JRI icon
113
Nuveen Real Asset Income & Growth Fund
JRI
$358M
$234K 0.09%
14,501
– –
VMO icon
114
Invesco Municipal Opportunity Trust
VMO
$649M
$234K 0.09%
19,900
– –
LEO
115
BNY Mellon Strategic Municipals
LEO
$389M
$230K 0.08%
30,000
– –
CEV
116
Eaton Vance California Municipal Income Trust
CEV
$71.7M
$228K 0.08%
19,858
– –
PFL
117
PIMCO Income Strategy Fund
PFL
$384M
$221K 0.08%
18,623
-6,292
-25% -$75.5K
NXR
118
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$208K 0.08%
14,341
-3,928
-22% -$56.6K
CIK
119
Credit Suisse Asset Management Income Fund
CIK
$134M
$205K 0.08%
64,866
– –
CXE
120
DELISTED
MFS High Income Municipal Trust
CXE
$203K 0.07%
40,746
+31,496
+340% +$155K
MHI
121
DELISTED
Pioneer Municipal High Income Fund
MHI
$197K 0.07%
17,288
– –
TY icon
122
TRI-Continental Corp
TY
$1.87B
$197K 0.07%
7,440
+4,087
+122% +$110K
MMD
123
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$285M
$188K 0.07%
9,695
+8,029
+482% +$154K
VTOL icon
124
Bristow Group
VTOL
$1.36B
$174K 0.06%
6,737
– –
LCM
125
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$164K 0.06%
21,133
– –
3 4
5
6 7

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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q2 2018 Portfolio in Review

As of Q2 2018, Thomas J. Herzfeld Advisors held 329 positions worth $273M, up 6% from $258M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Thomas J. Herzfeld Advisors deployed $16.5M of net new capital in Q2 2018, opening 20 new positions and adding to 76 existing holdings. Its largest new stake was PGIM Global High Yield Fund: 131,462 shares worth $1.8M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, down from 8.6% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $10.4M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q2 2018 buy was PGIM Global High Yield Fund: 131,462 shares worth $1.8M.
  • Thomas J. Herzfeld Advisors added most to NexPoint Diversified Real Estate Trust in Q2 2018, an estimated $14.4M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2018 reduction was PIMCO Dynamic Credit and Mortgage Income Fund, cutting an estimated $10.4M.
  • Thomas J. Herzfeld Advisors fully exited DoubleLine Income Solutions Fund in Q2 2018, selling an estimated $5.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 40% of its $273M portfolio in Q2 2018.
  • Thomas J. Herzfeld Advisors opened 20 new positions and closed 31 in Q2 2018.
  • Thomas J. Herzfeld Advisors's portfolio value rose 6% quarter-over-quarter to $273M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2018, filed 14 Aug 2018.