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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.34%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$193M
AUM Growth
-$55.8M
Cap. Flow
-$51.9M
Cap. Flow %
-26.87%
Top 10 Hldgs %
32.22%
Holding
371
New
47
Increased
61
Reduced
94
Closed
39

Top Buys

Rank Stock Value
1
THQ
abrdn Healthcare Opportunities Fund
THQ
+$416K
2
THW
abrdn World Healthcare Fund
THW
+$410K
3
DCA
Virtus Total Return Fund
DCA
+$396K
4
RCL icon
Royal Caribbean
RCL
+$359K
5
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
+$348K

Top Sells

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$19.4M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$12.2M
3
SOR
Source Capital
SOR
+$7.92M
4
MVCB.CL
MVC Capital, Inc.
MVCB.CL
+$3.95M
5
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$2.36M

Sector Composition

Rank Sector Weight
1 Financials 5.64%
2 Consumer Discretionary 5.24%
3 Industrials 4.96%
4 Consumer Staples 2.29%
5 Utilities 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFN
101
PIMCO Income Strategy Fund II
PFN
$693M
$286K 0.15%
32,730
-5,580
-15% -$46.8K
BIT icon
102
BlackRock Multi-Sector Income Trust
BIT
$694M
$283K 0.15%
17,911
+8,685
+94% +$134K
TDF
103
Templeton Dragon Fund
TDF
$270M
$276K 0.14%
16,095
-562
-3% -$9.03K
WU icon
104
Western Union
WU
$2.55B
$270K 0.14%
14,000
– –
MXE
105
Mexico Equity and Income Fund
MXE
$58.2M
$252K 0.13%
22,466
+774
+4% +$7.98K
BTZ icon
106
BlackRock Credit Allocation Income Trust
BTZ
$931M
$244K 0.13%
19,474
-4,813
-20% -$58.2K
MXF
107
Mexico Fund
MXF
$309M
$239K 0.12%
13,345
+100
+0.8% +$1.62K
NXZ
108
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$234K 0.12%
15,757
+4,000
+34% +$58.1K
PPT
109
Franklin Premier Income Trust
PPT
$323M
$229K 0.12%
48,242
– –
SGF
110
DELISTED
Aberdeen Singapore Fund
SGF
$227K 0.12%
25,217
-750
-3% -$6.19K
SPXX icon
111
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$333M
$225K 0.12%
16,878
– –
ZF
112
DELISTED
Virtus Total Return Fund Inc.
ZF
$224K 0.12%
17,383
+2,520
+17% +$30.7K
CTR
113
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$216K 0.11%
4,159
-78
-2% -$3.69K
DMC
114
Del Monte Corp
DMC
$1.36B
$210K 0.11%
5,000
– –
VTOL icon
115
Bristow Group
VTOL
$1.37B
$202K 0.1%
10,758
– –
CXE
116
DELISTED
MFS High Income Municipal Trust
CXE
$197K 0.1%
38,334
+7,398
+24% +$37.3K
NXG
117
NXG NextGen Infrastructure Income Fund
NXG
$329M
$192K 0.1%
3,426
-171
-5% -$8.84K
INF
118
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$190K 0.1%
16,701
-4,300
-20% -$44.3K
GILD icon
119
Gilead Sciences
GILD
$162B
$184K 0.1%
2,000
– –
ADM icon
120
Archer Daniels Midland
ADM
$40.1B
$182K 0.09%
5,000
– –
BTT icon
121
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$180K 0.09%
7,848
-8,980
-53% -$200K
MSD
122
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$175K 0.09%
19,899
– –
BGB
123
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$167K 0.09%
12,281
-620
-5% -$8.01K
APF
124
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$163K 0.08%
11,901
-3,086
-21% -$39.2K
NQS
125
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$160K 0.08%
10,890
– –
3 4
5
6 7

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PCI
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Thomas J. Herzfeld Advisors held 371 positions worth $193M, down 22% from $249M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $51.9M in Q1 2016, closing 39 positions and reducing 94 holdings. Its most notable exit was Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, up from 4.3% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Eaton Vance Municipal Income 2028 Term Trust worth $102K.

  • Thomas J. Herzfeld Advisors's largest Q1 2016 buy was Eaton Vance Municipal Income 2028 Term Trust: 5,186 shares worth $102K.
  • Thomas J. Herzfeld Advisors added most to abrdn Healthcare Opportunities Fund in Q1 2016, an estimated $416K increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2016 reduction was Source Capital, cutting an estimated $7.92M.
  • Thomas J. Herzfeld Advisors fully exited Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q1 2016, selling an estimated $19.4M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 32% of its $193M portfolio in Q1 2016.
  • Thomas J. Herzfeld Advisors opened 47 new positions and closed 39 in Q1 2016.
  • Thomas J. Herzfeld Advisors's portfolio value fell 22% quarter-over-quarter to $193M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2016, filed 13 May 2016.