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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.77%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$249M
AUM Growth
+$18.8M
Cap. Flow
+$17.5M
Cap. Flow %
7.03%
Top 10 Hldgs %
39.09%
Holding
373
New
48
Increased
83
Reduced
54
Closed
49

Top Buys

Rank Stock Value
1
SOR
Source Capital
SOR
+$13.1M
2
THW
abrdn World Healthcare Fund
THW
+$3.84M
3
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$2.37M
4
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.95M
5
FDEU
First Trust Dynamic Europe Equity Income Fund
FDEU
+$1.64M

Top Sells

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$4.65M
2
DSL
DoubleLine Income Solutions Fund
DSL
+$2.51M
3
THQ
abrdn Healthcare Opportunities Fund
THQ
+$2M
4
PEO
Adams Natural Resources Fund
PEO
+$1.13M
5
PCF
High Income Securities Fund
PCF
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.32%
2 Consumer Discretionary 3.92%
3 Industrials 3.08%
4 Consumer Staples 1.58%
5 Utilities 1.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWW icon
101
iShares MSCI Mexico ETF
EWW
$1.94B
$389K 0.16%
7,800
-2,000
-20% -$107K
VMC icon
102
Vulcan Materials
VMC
$37.2B
$380K 0.15%
4,000
– –
AKP
103
DELISTED
Alliance Californa Muni Fd
AKP
$364K 0.15%
25,859
– –
BTT icon
104
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$363K 0.15%
+16,828
New +$352K
AFB
105
AllianceBernstein National Municipal Income Fund
AFB
$313M
$348K 0.14%
25,189
+8,400
+50% +$113K
PFN
106
PIMCO Income Strategy Fund II
PFN
$692M
$336K 0.13%
38,310
+1,570
+4% +$14.1K
JGH icon
107
Nuveen Global High Income Fund
JGH
$348M
$332K 0.13%
24,149
– –
NVG icon
108
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$315K 0.13%
21,760
+9,760
+81% +$137K
EXG icon
109
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.92B
$314K 0.13%
+35,485
New +$318K
FPL
110
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$305K 0.12%
28,273
-27,580
-49% -$338K
FUND
111
Sprott Focus Trust
FUND
$295M
$301K 0.12%
51,908
+796
+2% +$4.83K
BTZ icon
112
BlackRock Credit Allocation Income Trust
BTZ
$932M
$300K 0.12%
24,287
-85,156
-78% -$1.05M
TDF
113
Templeton Dragon Fund
TDF
$265M
$297K 0.12%
16,657
+10,300
+162% +$199K
TAHO
114
DELISTED
Tahoe Resources Inc
TAHO
$277K 0.11%
31,900
– –
CTR
115
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$261K 0.1%
4,237
-341
-7% -$23.8K
WU icon
116
Western Union
WU
$2.58B
$251K 0.1%
14,000
– –
INF
117
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$247K 0.1%
21,001
-130
-0.6% -$1.69K
BNS icon
118
Scotiabank
BNS
$107B
$243K 0.1%
6,132
-77
-1% -$3.32K
VTOL icon
119
Bristow Group
VTOL
$1.35B
$240K 0.1%
10,758
– –
PPT
120
Franklin Premier Income Trust
PPT
$323M
$239K 0.1%
48,242
-127,805
-73% -$635K
DMB
121
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$195M
$237K 0.1%
+19,117
New +$232K
MXE
122
Mexico Equity and Income Fund
MXE
$58.5M
$233K 0.09%
21,692
+5,901
+37% +$68.5K
FCX icon
123
Freeport-McMoran
FCX
$87.4B
$228K 0.09%
33,749
+1,749
+5% +$16.7K
SPXX icon
124
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$331M
$227K 0.09%
16,878
+10,377
+160% +$141K
CMU
125
DELISTED
MFS High Yield Municipal Trust
CMU
$225K 0.09%
49,791
+13,500
+37% +$60.1K
3 4
5
6 7

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Thomas J. Herzfeld Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Thomas J. Herzfeld Advisors held 373 positions worth $249M, up 8.2% from $230M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $17.5M of net new capital in Q4 2015, opening 48 new positions and adding to 83 existing holdings. Its largest new stake was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, down from 4.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was DoubleLine Income Solutions Fund, an estimated $2.51M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2015 buy was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.
  • Thomas J. Herzfeld Advisors added most to Source Capital in Q4 2015, an estimated $13.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2015 reduction was DoubleLine Income Solutions Fund, cutting an estimated $2.51M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Income Fund in Q4 2015, selling an estimated $4.65M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $249M portfolio in Q4 2015.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 49 in Q4 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.2% quarter-over-quarter to $249M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2015, filed 12 Feb 2016.