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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-10.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$230M
AUM Growth
-$7.82M
Cap. Flow
+$20.5M
Cap. Flow %
8.91%
Top 10 Hldgs %
37.84%
Holding
346
New
39
Increased
95
Reduced
59
Closed
21

Top Buys

Rank Stock Value
1
CAF
Morgan Stanley China A Share Fund
CAF
+$3.37M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.28M
3
HQH
abrdn Healthcare Investors
HQH
+$2.24M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.88M
5
THW
abrdn World Healthcare Fund
THW
+$1.85M

Top Sells

Rank Stock Value
1
TYG
Tortoise Energy Infrastructure Corp
TYG
+$2.66M
2
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
+$2.32M
3
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$2.2M
4
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
+$1.69M
5
STNR
STEINER LEISURE LTD
STNR
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 4.88%
2 Consumer Discretionary 3.9%
3 Industrials 3.1%
4 Consumer Staples 1.85%
5 Utilities 1.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JGH icon
101
Nuveen Global High Income Fund
JGH
$349M
$348K 0.15%
24,149
-685
-3% -$10.7K
AWF
102
AllianceBernstein Global High Income Fund
AWF
$868M
$339K 0.15%
30,663
– –
CLM icon
103
Cornerstone Strategic Value Fund
CLM
$2.17B
$330K 0.14%
21,310
+20,696
+3,371% +$370K
PCN
104
PIMCO Corporate & Income Strategy Fund
PCN
$869M
$325K 0.14%
24,748
+8,000
+48% +$108K
PFN
105
PIMCO Income Strategy Fund II
PFN
$693M
$325K 0.14%
36,740
+25,130
+216% +$232K
VTOL icon
106
Bristow Group
VTOL
$1.37B
$322K 0.14%
10,758
– –
CTR
107
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$315K 0.14%
+4,578
New +$374K
FCX icon
108
Freeport-McMoran
FCX
$90.2B
$310K 0.13%
32,000
– –
FUND
109
Sprott Focus Trust
FUND
$294M
$302K 0.13%
51,112
+620
+1% +$4K
BXMX
110
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$291K 0.13%
+24,065
New +$306K
INF
111
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$265K 0.12%
21,131
-870
-4% -$12.7K
BNS icon
112
Scotiabank
BNS
$106B
$264K 0.11%
6,209
-67
-1% -$3.01K
WU icon
113
Western Union
WU
$2.55B
$257K 0.11%
14,000
– –
TAHO
114
DELISTED
Tahoe Resources Inc
TAHO
$247K 0.11%
31,900
– –
HYI
115
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
$239K 0.1%
17,103
– –
TGP
116
DELISTED
Teekay LNG Partners L.P.
TGP
$229K 0.1%
9,589
– –
TSI
117
TCW Strategic Income Fund
TSI
$213M
$225K 0.1%
43,230
– –
AFB
118
AllianceBernstein National Municipal Income Fund
AFB
$314M
$223K 0.1%
+16,789
New +$222K
ZF
119
DELISTED
Virtus Total Return Fund Inc.
ZF
$223K 0.1%
17,345
+19
+0.1% +$262
NXG
120
NXG NextGen Infrastructure Income Fund
NXG
$329M
$209K 0.09%
3,597
-250
-6% -$17.2K
ADM icon
121
Archer Daniels Midland
ADM
$40.1B
$207K 0.09%
+5,000
New +$228K
SGF
122
DELISTED
Aberdeen Singapore Fund
SGF
$205K 0.09%
23,767
-2,941
-11% -$29K
VAC icon
123
Marriott Vacations Worldwide
VAC
$3.4B
$204K 0.09%
+3,000
New +$236K
DMC
124
Del Monte Corp
DMC
$1.36B
$198K 0.09%
5,000
– –
MHI
125
DELISTED
Pioneer Municipal High Income Fund
MHI
$194K 0.08%
15,310
+2,310
+18% +$28.3K
3 4
5
6 7

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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Thomas J. Herzfeld Advisors held 346 positions worth $230M, down 3.3% from $238M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $20.5M of net new capital in Q3 2015, opening 39 new positions and adding to 95 existing holdings. Its largest new stake was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.

By sector, the portfolio is most concentrated in Financials at 4.9% of assets, down from 5.2% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Tortoise Energy Infrastructure Corp, an estimated $2.66M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2015 buy was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.
  • Thomas J. Herzfeld Advisors added most to Morgan Stanley China A Share Fund in Q3 2015, an estimated $3.37M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2015 reduction was Tortoise Energy Infrastructure Corp, cutting an estimated $2.66M.
  • Thomas J. Herzfeld Advisors fully exited NEXPOINT CREDIT STRATEGIES FUND in Q3 2015, selling an estimated $2.32M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $230M portfolio in Q3 2015.
  • Thomas J. Herzfeld Advisors opened 39 new positions and closed 21 in Q3 2015.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3.3% quarter-over-quarter to $230M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.