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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+8.61%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$220M
AUM Growth
+$6.18M
Cap. Flow
-$10.7M
Cap. Flow %
-4.88%
Top 10 Hldgs %
40.88%
Holding
390
New
92
Increased
98
Reduced
42
Closed
28

Top Buys

Rank Stock Value
1
AVK
Advent Convertible and Income Fund
AVK
+$3.44M
2
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.93M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$1.52M
4
ECC
Eagle Point Credit Company
ECC
+$1.51M
5
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$973K

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$11.6M
2
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$2.21M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.06M
4
MTZ icon
MasTec
MTZ
+$1.47M
5
MMT
Aberdeen Multi-Market Income Fund
MMT
+$1.36M

Sector Composition

Rank Sector Weight
1 Industrials 5.73%
2 Financials 4.41%
3 Consumer Discretionary 3.28%
4 Real Estate 1.58%
5 Materials 1.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVTC icon
76
Evertec
EVTC
$1.97B
$631K 0.29%
16,956
– –
LIVN icon
77
LivaNova
LIVN
$4.47B
$614K 0.28%
8,330
– –
FPF
78
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$604K 0.27%
25,235
-2,550
-9% -$59.8K
CEM
79
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$577K 0.26%
24,717
+1,200
+5% +$25.4K
SEB icon
80
Seaboard Corp
SEB
$4.39B
$506K 0.23%
137
– –
NSLR
81
Neostellar Capital Corp
NSLR
$258M
$501K 0.23%
44,018
+10,662
+32% +$124K
NMCO icon
82
Nuveen Municipal Credit Opportunities Fund
NMCO
$581M
$466K 0.21%
+33,242
New +$462K
RVI
83
DELISTED
Retail Value Inc. Common Shares
RVI
$462K 0.21%
+269,070
New +$413K
MNP
84
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$461K 0.21%
30,082
+25,560
+565% +$386K
SBI
85
Western Asset Intermediate Muni Fund
SBI
$107M
$433K 0.2%
46,643
+9,881
+27% +$91.3K
RFM
86
RiverNorth Flexible Municipal Income Fund
RFM
$89.5M
$430K 0.2%
19,482
+13,732
+239% +$303K
MINT icon
87
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$420K 0.19%
4,125
-1,275
-24% -$130K
PNI
88
PIMCO New York Municipal Income Fund II
PNI
$76.8M
$377K 0.17%
33,426
+7,419
+29% +$82.5K
RMM
89
RiverNorth Managed Duration Municipal Income Fund
RMM
$282M
$364K 0.17%
19,577
+7,978
+69% +$147K
KTF
90
DWS Municipal Income Trust
KTF
$345M
$331K 0.15%
28,436
+4,806
+20% +$55.5K
ENX
91
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$329K 0.15%
26,990
+6,097
+29% +$74K
WIA
92
Western Asset Inflation-Linked Income Fund
WIA
$185M
$326K 0.15%
25,519
+33
+0.1% +$426
NUO
93
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$299K 0.14%
19,147
+2,941
+18% +$45.7K
VTN icon
94
Invesco Trust for Investment Grade New York Municipals
VTN
$161M
$273K 0.12%
+20,802
New +$271K
PCK
95
DELISTED
Pimco California Municipal Income Fund II
PCK
$268K 0.12%
+29,620
New +$267K
NDP
96
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$266K 0.12%
+15,366
New +$247K
VPV icon
97
Invesco Pennsylvania Value Municipal Income Trust
VPV
$195M
$239K 0.11%
+18,340
New +$234K
EVY
98
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$229K 0.1%
15,847
-5,728
-27% -$80.4K
GLD icon
99
SPDR Gold Trust
GLD
$131B
$224K 0.1%
1,398
– –
MHI
100
DELISTED
Pioneer Municipal High Income Fund
MHI
$217K 0.1%
17,520
-5,602
-24% -$69.5K
2 3
4
5 6

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Thomas J. Herzfeld Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Thomas J. Herzfeld Advisors held 390 positions worth $220M, up 2.9% from $214M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $10.7M in Q1 2021, closing 28 positions and reducing 42 holdings. Its most notable exit was Aberdeen Multi-Market Income Fund, an estimated $1.36M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 5.7% of assets, up from 4.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Advent Convertible and Income Fund worth $3.53M.

  • Thomas J. Herzfeld Advisors's largest Q1 2021 buy was Advent Convertible and Income Fund: 205,400 shares worth $3.53M.
  • Thomas J. Herzfeld Advisors added most to BlackRock Science and Technology Term Trust in Q1 2021, an estimated $2.93M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2021 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $11.6M.
  • Thomas J. Herzfeld Advisors fully exited Aberdeen Multi-Market Income Fund in Q1 2021, selling an estimated $1.36M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 41% of its $220M portfolio in Q1 2021.
  • Thomas J. Herzfeld Advisors opened 92 new positions and closed 28 in Q1 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 2.9% quarter-over-quarter to $220M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2021, filed 14 May 2021.