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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-10.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$230M
AUM Growth
-$7.82M
Cap. Flow
+$20.5M
Cap. Flow %
8.91%
Top 10 Hldgs %
37.84%
Holding
346
New
39
Increased
95
Reduced
59
Closed
21

Top Buys

Rank Stock Value
1
CAF
Morgan Stanley China A Share Fund
CAF
+$3.37M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.28M
3
HQH
abrdn Healthcare Investors
HQH
+$2.24M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.88M
5
THW
abrdn World Healthcare Fund
THW
+$1.85M

Top Sells

Rank Stock Value
1
TYG
Tortoise Energy Infrastructure Corp
TYG
+$2.66M
2
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
+$2.32M
3
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$2.2M
4
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
+$1.69M
5
STNR
STEINER LEISURE LTD
STNR
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 4.88%
2 Consumer Discretionary 3.9%
3 Industrials 3.1%
4 Consumer Staples 1.85%
5 Utilities 1.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGB
76
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$644K 0.28%
45,350
-1,170
-3% -$17.7K
GDL.PRB.CL
77
DELISTED
The GDL Fund
GDL.PRB.CL
$642K 0.28%
12,800
– –
CIB icon
78
Grupo Cibest SA
CIB
$20.9B
$637K 0.28%
19,780
– –
JHP
79
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$618K 0.27%
77,064
+80
+0.1% +$662
KOF icon
80
Coca-Cola Femsa
KOF
$22.9B
$610K 0.26%
8,799
– –
GPM
81
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$586K 0.25%
+81,412
New +$644K
SRV
82
NXG Cushing Midstream Energy Fund
SRV
$222M
$576K 0.25%
12,238
+1,327
+12% +$84.6K
BCV
83
Bancroft Fund
BCV
$135M
$546K 0.24%
29,201
– –
LCM
84
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$511K 0.22%
62,278
-1,730
-3% -$15.1K
CYBX
85
DELISTED
CYBERONICS INC
CYBX
$506K 0.22%
8,330
– –
EWW icon
86
iShares MSCI Mexico ETF
EWW
$1.91B
$505K 0.22%
9,800
+3,800
+63% +$206K
TWN
87
Taiwan Fund
TWN
$488M
$500K 0.22%
34,571
-100
-0.3% -$1.56K
CME icon
88
CME Group
CME
$92.3B
$464K 0.2%
5,000
– –
MLM icon
89
Martin Marietta Materials
MLM
$34.3B
$456K 0.2%
3,000
– –
QQQX icon
90
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$446K 0.19%
25,887
+24,614
+1,934% +$452K
NSC icon
91
Norfolk Southern
NSC
$77.1B
$439K 0.19%
5,750
– –
MGU
92
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$428K 0.19%
22,222
-629
-3% -$13.8K
SCD
93
LMP Capital and Income Fund
SCD
$351M
$411K 0.18%
33,771
-150
-0.4% -$2.09K
EVTC icon
94
Evertec
EVTC
$1.88B
$409K 0.18%
22,643
– –
BIT icon
95
BlackRock Multi-Sector Income Trust
BIT
$694M
$401K 0.17%
25,510
-466
-2% -$7.6K
DEX
96
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$399K 0.17%
43,107
-1,398
-3% -$14.3K
HTR
97
DELISTED
Brookfield Total Return Fund Inc
HTR
$399K 0.17%
18,693
+1,790
+11% +$39.9K
NTG
98
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$388K 0.17%
2,118
-267
-11% -$53.4K
VMC icon
99
Vulcan Materials
VMC
$36.9B
$357K 0.16%
4,000
– –
AKP
100
DELISTED
Alliance Californa Muni Fd
AKP
$354K 0.15%
+25,859
New +$347K
2 3
4
5 6

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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Thomas J. Herzfeld Advisors held 346 positions worth $230M, down 3.3% from $238M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $20.5M of net new capital in Q3 2015, opening 39 new positions and adding to 95 existing holdings. Its largest new stake was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.

By sector, the portfolio is most concentrated in Financials at 4.9% of assets, down from 5.2% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Tortoise Energy Infrastructure Corp, an estimated $2.66M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2015 buy was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.
  • Thomas J. Herzfeld Advisors added most to Morgan Stanley China A Share Fund in Q3 2015, an estimated $3.37M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2015 reduction was Tortoise Energy Infrastructure Corp, cutting an estimated $2.66M.
  • Thomas J. Herzfeld Advisors fully exited NEXPOINT CREDIT STRATEGIES FUND in Q3 2015, selling an estimated $2.32M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $230M portfolio in Q3 2015.
  • Thomas J. Herzfeld Advisors opened 39 new positions and closed 21 in Q3 2015.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3.3% quarter-over-quarter to $230M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.