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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$215M
AUM Growth
+$15.6M
Cap. Flow
+$15.3M
Cap. Flow %
7.14%
Top 10 Hldgs %
32.63%
Holding
327
New
19
Increased
117
Reduced
56
Closed
35

Top Buys

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$10.1M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$3.42M
3
BST icon
BlackRock Science and Technology Trust
BST
+$3.17M
4
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$2.82M
5
THQ
abrdn Healthcare Opportunities Fund
THQ
+$2.69M

Top Sells

Rank Stock Value
1
FF
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
+$7.38M
2
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.37M
3
BTF
BOULDER TOTAL RETURN FD INC
BTF
+$1.35M
4
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$994K
5
DSL
DoubleLine Income Solutions Fund
DSL
+$875K

Sector Composition

Rank Sector Weight
1 Financials 5.24%
2 Industrials 4.66%
3 Consumer Discretionary 3.75%
4 Consumer Staples 2.11%
5 Materials 1.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGB
76
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
$644K 0.3%
39,820
+13,819
+53% +$223K
GDL.PRB.CL
77
DELISTED
The GDL Fund
GDL.PRB.CL
$642K 0.3%
12,800
– –
FCX icon
78
Freeport-McMoran
FCX
$89.2B
$606K 0.28%
32,000
– –
LCM
79
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$603K 0.28%
64,008
+18,043
+39% +$167K
NTG
80
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$596K 0.28%
2,475
– –
NSC icon
81
Norfolk Southern
NSC
$77B
$592K 0.28%
5,750
– –
GLV
82
Clough Global Dividend & Income Fund
GLV
$77.6M
$587K 0.27%
39,033
– –
SCD
83
LMP Capital and Income Fund
SCD
$352M
$572K 0.27%
34,145
+405
+1% +$6.84K
TWN
84
Taiwan Fund
TWN
$468M
$548K 0.26%
32,571
+16,137
+98% +$267K
CYBX
85
DELISTED
CYBERONICS INC
CYBX
$541K 0.25%
8,330
-10,000
-55% -$609K
NEE icon
86
NextEra Energy
NEE
$186B
$536K 0.25%
20,620
+20,292
+6,187% +$535K
SRV
87
NXG Cushing Midstream Energy Fund
SRV
$218M
$523K 0.24%
+6,443
New +$599K
ASG
88
Liberty All-Star Growth Fund
ASG
$324M
$504K 0.23%
96,614
+41,045
+74% +$209K
EVTC icon
89
Evertec
EVTC
$1.95B
$495K 0.23%
22,643
– –
DEX
90
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$486K 0.23%
42,345
+23
+0.1% +$260
BPOP icon
91
Popular Inc
BPOP
$11B
$481K 0.22%
14,000
– –
BIT icon
92
BlackRock Multi-Sector Income Trust
BIT
$695M
$474K 0.22%
27,126
+7,720
+40% +$134K
JGH icon
93
Nuveen Global High Income Fund
JGH
$350M
$431K 0.2%
25,238
-2,194
-8% -$37.4K
MLM icon
94
Martin Marietta Materials
MLM
$34.9B
$419K 0.2%
3,000
-400
-12% -$51.4K
MGU
95
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$409K 0.19%
16,511
+5
+0% +$125
WIW
96
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$508M
$398K 0.19%
35,075
– –
AWF
97
AllianceBernstein Global High Income Fund
AWF
$873M
$392K 0.18%
31,163
-350
-1% -$4.4K
VTOL icon
98
Bristow Group
VTOL
$1.35B
$392K 0.18%
9,408
+3,500
+59% +$153K
PIM
99
Franklin Master Intermediate Income Trust
PIM
$150M
$380K 0.18%
77,528
– –
TDF
100
Templeton Dragon Fund
TDF
$267M
$364K 0.17%
14,657
+1,487
+11% +$35.6K
2 3
4
5 6

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Thomas J. Herzfeld Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Thomas J. Herzfeld Advisors held 327 positions worth $215M, up 7.8% from $199M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Thomas J. Herzfeld Advisors deployed $15.3M of net new capital in Q1 2015, opening 19 new positions and adding to 117 existing holdings. Its largest new stake was MVC Capital, Inc.: 29,970 shares worth $754K.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Credit Strategies Income Fund, an estimated $1.37M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q1 2015 buy was MVC Capital, Inc.: 29,970 shares worth $754K.
  • Thomas J. Herzfeld Advisors added most to SRH Total Return Fund in Q1 2015, an estimated $10.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2015 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $1.37M.
  • Thomas J. Herzfeld Advisors fully exited FIRST OPPORTUNITY FUND INC COM STK (US) in Q1 2015, selling an estimated $7.38M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 33% of its $215M portfolio in Q1 2015.
  • Thomas J. Herzfeld Advisors opened 19 new positions and closed 35 in Q1 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 7.8% quarter-over-quarter to $215M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2015, filed 15 May 2015.