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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-4.83%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$296M
AUM Growth
+$3.89M
Cap. Flow
+$18.5M
Cap. Flow %
6.26%
Top 10 Hldgs %
52.55%
Holding
122
New
18
Increased
46
Reduced
21
Closed
15

Top Buys

Rank Stock Value
1
FSSL
FS Specialty Lending Fund
FSSL
+$28M
2
BPRE
Bluerock Private Real Estate Fund
BPRE
+$13.2M
3
GOF icon
Guggenheim Strategic Opportunities Fund
GOF
+$12.1M
4
FSCO
FS Credit Opportunities Corp
FSCO
+$5.99M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
+$4.77M

Top Sells

Rank Stock Value
1
PAAA icon
PGIM AAA CLO ETF
PAAA
+$10.6M
2
PFIX icon
Simplify Interest Rate Hedge ETF
PFIX
+$9.23M
3
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$6.47M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$5.79M
5
NPFD icon
Nuveen Variable Rate Preferred & Income Fund
NPFD
+$5.22M

Sector Composition

Rank Sector Weight
1 Financials 18.23%
2 Communication Services 0.06%
3 Materials 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNT
51
GAMCO Natural Resources, Gold & Income Trust
GNT
$137M
$674K 0.23%
90,459
-144,809
-62% -$1.04M
CXE
52
DELISTED
MFS High Income Municipal Trust
CXE
$617K 0.21%
166,696
+44,748
+37% +$166K
LEO
53
BNY Mellon Strategic Municipals
LEO
$386M
$600K 0.2%
94,265
+660
+0.7% +$4.14K
GLD icon
54
SPDR Gold Trust
GLD
$131B
$554K 0.19%
1,398
– –
MVT
55
DELISTED
BlackRock MuniVest Fund II
MVT
$501K 0.17%
46,375
+265
+0.6% +$2.84K
VFL
56
DELISTED
abrdn National Municipal Income Fund
VFL
$369K 0.12%
35,909
+9,543
+36% +$97.2K
FMN
57
Federated Hermes Premier Municipal Income Fund
FMN
$87.2M
$330K 0.11%
+29,727
New +$330K
NBH
58
Neuberger Municipal Fund Inc
NBH
$307M
$327K 0.11%
+32,348
New +$332K
SPY icon
59
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$266K 0.09%
390
– –
DMB
60
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$258K 0.09%
23,503
+182
+0.8% +$1.95K
TFLO icon
61
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$226K 0.08%
4,469
-103,050
-96% -$5.2M
STK
62
Columbia Seligman Premium Technology Growth Fund
STK
$806M
$215K 0.07%
5,834
+2,489
+74% +$91.5K
SPMC
63
Sound Point Meridian Capital
SPMC
$208M
$189K 0.06%
+13,720
New +$213K
QQQ icon
64
Invesco QQQ Trust
QQQ
$436B
$166K 0.06%
270
– –
NFLX icon
65
Netflix
NFLX
$307B
$93.8K 0.03%
1,000
– –
MDY icon
66
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$90.5K 0.03%
150
– –
TMC icon
67
TMC The Metals Company
TMC
$1.49B
$79.7K 0.03%
12,911
– –
META icon
68
Meta Platforms (Facebook)
META
$1.49T
$66K 0.02%
100
– –
EMO
69
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.01B
$45.4K 0.02%
+1,016
New +$44.4K
FXY icon
70
Invesco CurrencyShares Japanese Yen Trust
FXY
$427M
$35.2K 0.01%
600
– –
FPF
71
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$33.4K 0.01%
1,792
-65
-4% -$1.22K
PFO
72
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$118M
$31.6K 0.01%
3,345
+131
+4% +$1.25K
ANGX
73
Angel Studios
ANGX
$731M
$26.6K 0.01%
5,699
– –
KF
74
Korea Fund
KF
$216M
$21.9K 0.01%
602
– –
JOF
75
Japan Smaller Capitalization Fund
JOF
$316M
$20.5K 0.01%
1,851
– –
1 2
3
4 5

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Thomas J. Herzfeld Advisors's Q4 2025 Portfolio in Review

As of Q4 2025, Thomas J. Herzfeld Advisors held 122 positions worth $296M, up 1.3% from $292M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Thomas J. Herzfeld Advisors deployed $18.5M of net new capital in Q4 2025, opening 18 new positions and adding to 46 existing holdings. Its largest new stake was FS Specialty Lending Fund: 2,050,866 shares worth $29M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 12% a quarter earlier, followed by Communication Services and Materials.

On the sell side, the largest reduction was PIMCO Dynamic Income Strategy Fund, an estimated $5.79M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2025 buy was FS Specialty Lending Fund: 2,050,866 shares worth $29M.
  • Thomas J. Herzfeld Advisors added most to FS Credit Opportunities Corp in Q4 2025, an estimated $5.99M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2025 reduction was PIMCO Dynamic Income Strategy Fund, cutting an estimated $5.79M.
  • Thomas J. Herzfeld Advisors fully exited PGIM AAA CLO ETF in Q4 2025, selling an estimated $10.6M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 53% of its $296M portfolio in Q4 2025.
  • Thomas J. Herzfeld Advisors opened 18 new positions and closed 15 in Q4 2025.
  • Thomas J. Herzfeld Advisors's portfolio value rose 1.3% quarter-over-quarter to $296M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2025, filed 13 Feb 2026.