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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.86%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$226M
AUM Growth
-$13.3M
Cap. Flow
-$11M
Cap. Flow %
-4.85%
Top 10 Hldgs %
42.69%
Holding
388
New
33
Increased
62
Reduced
55
Closed
39

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.84M
2
IBMJ
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
+$2.01M
3
FUMB icon
First Trust Ultra Short Duration Municipal ETF
FUMB
+$1.59M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.14M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$1.09M

Top Sells

Rank Stock Value
1
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.32M
3
ISD
PGIM High Yield Bond Fund
ISD
+$2.96M
4
AVK
Advent Convertible and Income Fund
AVK
+$2.84M
5
GHY
PGIM Global High Yield Fund
GHY
+$2.48M

Sector Composition

Rank Sector Weight
1 Financials 8.21%
2 Industrials 5.17%
3 Consumer Discretionary 2.67%
4 Materials 1.77%
5 Utilities 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASR icon
51
Grupo Aeroportuario del Sureste
ASR
$8.16B
$1.23M 0.54%
6,600
– –
LEN icon
52
Lennar Class A
LEN
$20.4B
$1.17M 0.52%
12,913
– –
SMM
53
DELISTED
Salient Midstream & MLP Fund
SMM
$1.09M 0.48%
171,988
+7
+0% +$41
JMST icon
54
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$1.09M 0.48%
+21,275
New +$1.09M
IHI icon
55
iShares US Medical Devices ETF
IHI
$3.17B
$1.08M 0.48%
17,148
– –
VAC icon
56
Marriott Vacations Worldwide
VAC
$3.53B
$1.06M 0.47%
6,745
– –
RVI
57
DELISTED
Retail Value Inc. Common Shares
RVI
$1.04M 0.46%
432,487
-108,944
-20% -$247K
BIL icon
58
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$999K 0.44%
10,919
– –
NFE icon
59
New Fortress Energy
NFE
$92.9M
$914K 0.4%
32,943
– –
SUB icon
60
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$889K 0.39%
+8,266
New +$892K
VMC icon
61
Vulcan Materials
VMC
$36.8B
$846K 0.37%
5,000
– –
CIB icon
62
Grupo Cibest SA
CIB
$21.2B
$806K 0.36%
23,280
– –
EVTC icon
63
Evertec
EVTC
$1.97B
$775K 0.34%
16,956
– –
ESRT icon
64
Empire State Realty Trust
ESRT
$1B
$741K 0.33%
73,894
– –
CWCO icon
65
Consolidated Water Co
CWCO
$472M
$671K 0.3%
58,877
– –
FAX
66
abrdn Asia-Pacific Income Fund
FAX
$592M
$665K 0.29%
26,711
-129,393
-83% -$3.32M
LIVN icon
67
LivaNova
LIVN
$4.47B
$660K 0.29%
8,330
– –
BFZ
68
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$609K 0.27%
41,321
-29,790
-42% -$446K
SEB icon
69
Seaboard Corp
SEB
$4.39B
$562K 0.25%
137
– –
JRS icon
70
Nuveen Real Estate Income Fund
JRS
$251M
$552K 0.24%
+51,956
New +$587K
CXH
71
DELISTED
MFS Investment Grade Municipal Trust
CXH
$482K 0.21%
48,165
-24,251
-33% -$251K
IBB icon
72
iShares Biotechnology ETF
IBB
$9.45B
$461K 0.2%
2,850
– –
CCL icon
73
Carnival Corporation Ltd
CCL
$38.1B
$439K 0.19%
17,559
– –
SBI
74
Western Asset Intermediate Muni Fund
SBI
$107M
$432K 0.19%
44,288
-3,234
-7% -$31.6K
MINT icon
75
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$420K 0.19%
4,125
– –
1 2
3
4 5

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Thomas J. Herzfeld Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Thomas J. Herzfeld Advisors held 388 positions worth $226M, down 5.5% from $240M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $11M in Q3 2021, closing 39 positions and reducing 55 holdings. Its most notable exit was Seven Hills Realty Trust, an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, up from 7.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in iShares iBonds Dec 2021 Term Muni Bond ETF worth $2.01M.

  • Thomas J. Herzfeld Advisors's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Muni Bond ETF: 78,690 shares worth $2.01M.
  • Thomas J. Herzfeld Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2021, an estimated $5.84M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2021 reduction was Eaton Vance Limited Duration Income Fund, cutting an estimated $4.2M.
  • Thomas J. Herzfeld Advisors fully exited Seven Hills Realty Trust in Q3 2021, selling an estimated $2.23M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 43% of its $226M portfolio in Q3 2021.
  • Thomas J. Herzfeld Advisors opened 33 new positions and closed 39 in Q3 2021.
  • Thomas J. Herzfeld Advisors's portfolio value fell 5.5% quarter-over-quarter to $226M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2021, filed 12 Nov 2021.