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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.49%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$149M
AUM Growth
-$55.2M
Cap. Flow
-$49.6M
Cap. Flow %
-33.35%
Top 10 Hldgs %
53.72%
Holding
307
New
17
Increased
64
Reduced
53
Closed
53

Top Buys

Rank Stock Value
1
MIN
Aberdeen Intermediate Income Fund
MIN
+$1.99M
2
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$1.89M
3
MMT
Aberdeen Multi-Market Income Fund
MMT
+$1.16M
4
BMEZ icon
BlackRock Health Sciences Trust II
BMEZ
+$1.03M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$870K

Top Sells

Rank Stock Value
1
MTZ icon
MasTec
MTZ
+$4.59M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$4.31M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.43M
4
ISD
PGIM High Yield Bond Fund
ISD
+$2.42M
5
HIX
Western Asset High Income Fund II
HIX
+$2.28M

Sector Composition

Rank Sector Weight
1 Financials 1.5%
2 Real Estate 1%
3 Healthcare 0.94%
4 Utilities 0.31%
5 Technology 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBI
51
Western Asset Intermediate Muni Fund
SBI
$107M
$324K 0.22%
37,291
+3,128
+9% +$28K
WIA
52
Western Asset Inflation-Linked Income Fund
WIA
$185M
$313K 0.21%
25,322
+31
+0.1% +$391
MHI
53
DELISTED
Pioneer Municipal High Income Fund
MHI
$252K 0.17%
22,221
-7,123
-24% -$83.7K
PNI
54
PIMCO New York Municipal Income Fund II
PNI
$76.3M
$250K 0.17%
24,670
-9,171
-27% -$99.3K
KTF
55
DWS Municipal Income Trust
KTF
$346M
$242K 0.16%
22,238
+43
+0.2% +$481
NUO
56
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$233K 0.16%
15,331
– –
MRK icon
57
Merck
MRK
$321B
$210K 0.14%
2,928
+19
+0.7% +$1.49K
NSLR
58
Neostellar Capital Corp
NSLR
$270M
$198K 0.13%
28,591
+9,531
+50% +$99.8K
AMX icon
59
America Movil
AMX
$76B
$190K 0.13%
15,948
+94
+0.6% +$1.19K
MUI
60
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$186K 0.12%
13,284
-19,733
-60% -$279K
MHF
61
Western Asset Municipal High Income Fund
MHF
$152M
$183K 0.12%
25,481
-45,203
-64% -$334K
RMM
62
RiverNorth Managed Duration Municipal Income Fund
RMM
$282M
$181K 0.12%
10,947
– –
RCS
63
PIMCO Strategic Income Fund
RCS
$243M
$169K 0.11%
27,497
+3,134
+13% +$20.1K
NAD icon
64
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$164K 0.11%
11,363
-9,737
-46% -$141K
AFB
65
AllianceBernstein National Municipal Income Fund
AFB
$314M
$161K 0.11%
11,825
-10,920
-48% -$150K
AMGN icon
66
Amgen
AMGN
$209B
$156K 0.1%
717
– –
MUC icon
67
BlackRock MuniHoldings California Quality Fund
MUC
$998M
$156K 0.1%
10,937
-6,479
-37% -$93.6K
CEF icon
68
Sprott Physical Gold and Silver Trust
CEF
$7.56B
$147K 0.1%
8,000
– –
VMM
69
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$145K 0.1%
11,218
– –
OPP
70
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$190M
$142K 0.1%
10,690
-125,527
-92% -$1.76M
DTF
71
DTF Tax-Free Income 2028 Term Fund
DTF
$80.5M
$116K 0.08%
8,138
+404
+5% +$5.81K
MFM
72
Aberdeen Municipal Income Fund
MFM
$222M
$116K 0.08%
18,322
– –
SVVC
73
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$109K 0.07%
35,166
– –
ASA
74
ASA Gold and Precious Metals
ASA
$955M
$107K 0.07%
5,028
– –
EVN
75
Eaton Vance Municipal Income Trust
EVN
$416M
$101K 0.07%
8,034
– –
1 2
3
4 5

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Thomas J. Herzfeld Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Thomas J. Herzfeld Advisors held 307 positions worth $149M, down 27% from $204M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $49.6M in Q3 2020, closing 53 positions and reducing 53 holdings. Its most notable exit was MasTec, an estimated $4.59M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.5% of assets, down from 4.2% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Aberdeen Intermediate Income Fund worth $1.93M.

  • Thomas J. Herzfeld Advisors's largest Q3 2020 buy was Aberdeen Intermediate Income Fund: 518,132 shares worth $1.93M.
  • Thomas J. Herzfeld Advisors added most to BlackRock Science and Technology Term Trust in Q3 2020, an estimated $1.89M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2020 reduction was Cornerstone Strategic Value Fund, cutting an estimated $4.31M.
  • Thomas J. Herzfeld Advisors fully exited MasTec in Q3 2020, selling an estimated $4.59M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 54% of its $149M portfolio in Q3 2020.
  • Thomas J. Herzfeld Advisors opened 17 new positions and closed 53 in Q3 2020.
  • Thomas J. Herzfeld Advisors's portfolio value fell 27% quarter-over-quarter to $149M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2020, filed 12 Nov 2020.