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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-28.07%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$187M
AUM Growth
-$92.4M
Cap. Flow
-$3.79M
Cap. Flow %
-2.02%
Top 10 Hldgs %
46.57%
Holding
270
New
33
Increased
70
Reduced
55
Closed
25

Top Buys

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$6.64M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.67M
3
HIX
Western Asset High Income Fund II
HIX
+$2.78M
4
EVG
Eaton Vance Short Duration Diversified Income Fund
EVG
+$2.33M
5
CCIF
Carlyle Credit Income Fund
CCIF
+$2.25M

Top Sells

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$4.55M
2
MIN
Aberdeen Intermediate Income Fund
MIN
+$3.34M
3
CET
Central Securities Corp
CET
+$3.04M
4
OXLC
Oxford Lane Capital
OXLC
+$2.65M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.16M

Sector Composition

Rank Sector Weight
1 Financials 4.42%
2 Industrials 3%
3 Consumer Discretionary 2.13%
4 Utilities 1.81%
5 Consumer Staples 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTA
51
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$770K 0.41%
96,455
+86,609
+880% +$914K
VAC icon
52
Marriott Vacations Worldwide
VAC
$3.35B
$764K 0.41%
13,745
-2,000
-13% -$208K
RMI
53
RiverNorth Opportunistic Municipal Income Fund
RMI
$99.8M
$758K 0.4%
37,657
+16,512
+78% +$362K
IHI icon
54
iShares US Medical Devices ETF
IHI
$3.13B
$693K 0.37%
18,450
– –
AIO
55
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$869M
$689K 0.37%
+43,039
New +$797K
ESRT icon
56
Empire State Realty Trust
ESRT
$872M
$662K 0.35%
73,894
+10,000
+16% +$122K
CXH
57
DELISTED
MFS Investment Grade Municipal Trust
CXH
$652K 0.35%
71,153
+3,043
+4% +$29.5K
SHY icon
58
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$648K 0.35%
7,481
– –
PGTI
59
DELISTED
PGT, Inc.
PGTI
$647K 0.35%
77,117
+16,947
+28% +$241K
ASR icon
60
Grupo Aeroportuario del Sureste
ASR
$8.27B
$621K 0.33%
6,600
– –
IBB icon
61
iShares Biotechnology ETF
IBB
$9.34B
$598K 0.32%
5,550
– –
CIB icon
62
Grupo Cibest SA
CIB
$22B
$581K 0.31%
23,280
+5,000
+27% +$225K
DMO
63
Western Asset Mortgage Opportunity Fund
DMO
$118M
$577K 0.31%
+45,111
New +$861K
CX icon
64
Cemex
CX
$17.1B
$574K 0.31%
270,645
– –
SEB icon
65
Seaboard Corp
SEB
$4.23B
$574K 0.31%
204
– –
MLM icon
66
Martin Marietta Materials
MLM
$31.5B
$568K 0.3%
3,000
– –
AWF
67
AllianceBernstein Global High Income Fund
AWF
$870M
$551K 0.29%
+59,538
New +$680K
BFZ
68
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$540K 0.29%
42,515
+33,767
+386% +$457K
VMC icon
69
Vulcan Materials
VMC
$34.8B
$540K 0.29%
5,000
– –
MHF
70
Western Asset Municipal High Income Fund
MHF
$151M
$516K 0.28%
73,012
+32,179
+79% +$243K
BKT icon
71
BlackRock Income Trust
BKT
$330M
$508K 0.27%
29,425
-19,472
-40% -$351K
MUI
72
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$484K 0.26%
37,024
-20,204
-35% -$288K
FT
73
Franklin Universal Trust
FT
$199M
$400K 0.21%
65,496
-627
-0.9% -$4.63K
MINT icon
74
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$393K 0.21%
3,968
-1,810
-31% -$183K
EVTC icon
75
Evertec
EVTC
$1.88B
$385K 0.21%
16,956
– –
1 2
3
4 5

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Thomas J. Herzfeld Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Thomas J. Herzfeld Advisors held 270 positions worth $187M, down 33% from $280M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2020 filing shows 33 new, 70 increased, 55 reduced and 25 closed positions. Its largest new stake was Western Asset High Income Fund II: 440,876 shares worth $2.21M. The largest sale was SRH Total Return Fund, an estimated $4.55M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 8% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q1 2020 buy was Western Asset High Income Fund II: 440,876 shares worth $2.21M.
  • Thomas J. Herzfeld Advisors added most to Highland Opportunities and Income Fund in Q1 2020, an estimated $6.64M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2020 reduction was SRH Total Return Fund, cutting an estimated $4.55M.
  • Thomas J. Herzfeld Advisors fully exited Aberdeen Intermediate Income Fund in Q1 2020, selling an estimated $3.34M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $187M portfolio in Q1 2020.
  • Thomas J. Herzfeld Advisors opened 33 new positions and closed 25 in Q1 2020.
  • Thomas J. Herzfeld Advisors's portfolio value fell 33% quarter-over-quarter to $187M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2020, filed 13 May 2020.