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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+10.84%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$273M
AUM Growth
+$22M
Cap. Flow
-$3.61M
Cap. Flow %
-1.33%
Top 10 Hldgs %
37.01%
Holding
323
New
29
Increased
108
Reduced
60
Closed
31

Top Buys

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$3.62M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$2.76M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.52M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.66M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.52M

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.61M
2
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$5.64M
3
DSL
DoubleLine Income Solutions Fund
DSL
+$3.22M
4
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
+$1.34M
5
CET
Central Securities Corp
CET
+$986K

Sector Composition

Rank Sector Weight
1 Financials 7.67%
2 Consumer Discretionary 4.41%
3 Industrials 3.92%
4 Consumer Staples 1.23%
5 Utilities 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFN
51
Aberdeen India Fund
IFN
$496M
$1.51M 0.55%
70,765
-3,025
-4% -$62.9K
FSD
52
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1.46M 0.53%
99,580
-41,727
-30% -$596K
CX icon
53
Cemex
CX
$17.3B
$1.44M 0.53%
310,645
-752
-0.2% -$3.76K
SMM
54
DELISTED
Salient Midstream & MLP Fund
SMM
$1.39M 0.51%
151,628
-25,457
-14% -$226K
FMX icon
55
Fomento Económico Mexicano
FMX
$43.5B
$1.39M 0.51%
15,055
+93
+0.6% +$8.48K
CCL icon
56
Carnival Corporation Ltd
CCL
$38.7B
$1.34M 0.49%
26,518
+7,000
+36% +$388K
GECC icon
57
Great Elm Capital Corp
GECC
$70.6M
$1.25M 0.46%
+25,154
New +$1.23M
NML
58
Neuberger Energy Infrastructure and Income Fund Inc
NML
$569M
$1.25M 0.46%
156,531
-15,503
-9% -$119K
NEE icon
59
NextEra Energy
NEE
$186B
$1.17M 0.43%
24,180
– –
DMC
60
Del Monte Corp
DMC
$1.37B
$1.15M 0.42%
42,500
– –
WSO icon
61
Watsco Inc
WSO
$15.1B
$1.15M 0.42%
8,000
– –
IIF
62
Morgan Stanley India Investment Fund
IIF
$214M
$1.14M 0.42%
54,645
– –
AVH
63
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$1.11M 0.41%
270,869
– –
RA
64
Brookfield Real Assets Income Fund
RA
$707M
$1.11M 0.41%
51,134
+210
+0.4% +$4.41K
ASR icon
65
Grupo Aeroportuario del Sureste
ASR
$8.14B
$1.07M 0.39%
6,600
– –
OPP
66
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$190M
$1.06M 0.39%
65,404
+43,209
+195% +$710K
ESRT icon
67
Empire State Realty Trust
ESRT
$976M
$1.01M 0.37%
63,894
– –
BIL icon
68
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$1M 0.37%
10,919
– –
CBH
69
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$981K 0.36%
109,003
+39,138
+56% +$346K
SVVC
70
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$966K 0.35%
72,817
+34,968
+92% +$467K
VTA
71
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$957K 0.35%
88,181
-45,347
-34% -$493K
CIB icon
72
Grupo Cibest SA
CIB
$21.1B
$933K 0.34%
18,280
-1,500
-8% -$69.9K
CXH
73
DELISTED
MFS Investment Grade Municipal Trust
CXH
$908K 0.33%
96,702
-9,898
-9% -$92.2K
SMMU icon
74
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
$899K 0.33%
+17,856
New +$893K
EDD
75
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$378M
$894K 0.33%
135,030
+18,349
+16% +$122K
1 2
3
4 5

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Thomas J. Herzfeld Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Thomas J. Herzfeld Advisors held 323 positions worth $273M, up 8.8% from $251M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2019 filing shows 29 new, 108 increased, 60 reduced and 31 closed positions. Its largest new stake was iShares Short Maturity Bond ETF: 72,236 shares worth $3.63M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.61M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, up from 6.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2019 buy was iShares Short Maturity Bond ETF: 72,236 shares worth $3.63M.
  • Thomas J. Herzfeld Advisors added most to Nuveen Credit Strategies Income Fund in Q1 2019, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2019 reduction was Invesco CEF Income Composite ETF, cutting an estimated $5.64M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2019, selling an estimated $9.61M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $273M portfolio in Q1 2019.
  • Thomas J. Herzfeld Advisors opened 29 new positions and closed 31 in Q1 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.8% quarter-over-quarter to $273M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2019, filed 14 May 2019.