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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-14.43%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$251M
AUM Growth
-$31.3M
Cap. Flow
+$10.8M
Cap. Flow %
4.32%
Top 10 Hldgs %
38.31%
Holding
325
New
48
Increased
75
Reduced
92
Closed
31

Top Buys

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$12.1M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$10.4M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$10.3M
4
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$7.57M
5
OCCI
OFS Credit Co
OCCI
+$4.97M

Top Sells

Rank Stock Value
1
ECC
Eagle Point Credit Company
ECC
+$9.95M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
3
OXLC
Oxford Lane Capital
OXLC
+$5.46M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.49M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.36M

Sector Composition

Rank Sector Weight
1 Financials 6.45%
2 Industrials 3.87%
3 Consumer Discretionary 3.83%
4 Consumer Staples 1.39%
5 Materials 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMM
51
DELISTED
Salient Midstream & MLP Fund
SMM
$1.31M 0.52%
177,085
-84,905
-32% -$741K
FMX icon
52
Fomento Económico Mexicano
FMX
$45.3B
$1.29M 0.51%
14,962
+80
+0.5% +$7.11K
DMC
53
Del Monte Corp
DMC
$1.39B
$1.2M 0.48%
42,500
– –
VAC icon
54
Marriott Vacations Worldwide
VAC
$3.41B
$1.18M 0.47%
16,745
+2,000
+14% +$167K
NML
55
Neuberger Energy Infrastructure and Income Fund Inc
NML
$585M
$1.15M 0.46%
172,034
-45,262
-21% -$347K
ARDC
56
Are Dynamic Credit Allocation Fund
ARDC
$295M
$1.13M 0.45%
81,870
+16,716
+26% +$248K
WSO icon
57
Watsco Inc
WSO
$15.2B
$1.11M 0.44%
8,000
– –
AVH
58
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$1.1M 0.44%
270,869
+49,300
+22% +$250K
IIF
59
Morgan Stanley India Investment Fund
IIF
$214M
$1.1M 0.44%
54,645
+971
+2% +$21.3K
NEE icon
60
NextEra Energy
NEE
$188B
$1.05M 0.42%
24,180
-24
-0.1% -$1.05K
BIL icon
61
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$999K 0.4%
+10,919
New +$999K
ASR icon
62
Grupo Aeroportuario del Sureste
ASR
$8.27B
$994K 0.4%
6,600
– –
RA
63
Brookfield Real Assets Income Fund
RA
$700M
$971K 0.39%
+50,924
New +$1.06M
SEB icon
64
Seaboard Corp
SEB
$4.47B
$969K 0.39%
274
-311
-53% -$1.15M
CCL icon
65
Carnival Corporation Ltd
CCL
$38.5B
$962K 0.38%
19,518
– –
CXH
66
DELISTED
MFS Investment Grade Municipal Trust
CXH
$936K 0.37%
106,600
+1,290
+1% +$11.3K
ECC
67
Eagle Point Credit Company
ECC
$498M
$921K 0.37%
64,818
-604,552
-90% -$9.95M
ESRT icon
68
Empire State Realty Trust
ESRT
$978M
$909K 0.36%
63,894
+15,000
+31% +$235K
PGTI
69
DELISTED
PGT, Inc.
PGTI
$874K 0.35%
+55,170
New +$1.07M
CEM
70
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$850K 0.34%
+16,328
New +$1.02M
LIVN icon
71
LivaNova
LIVN
$4.48B
$762K 0.3%
8,330
– –
CIB icon
72
Grupo Cibest SA
CIB
$21.2B
$754K 0.3%
19,780
– –
NBB icon
73
Nuveen Taxable Municipal Income Fund
NBB
$449M
$742K 0.3%
+38,349
New +$737K
EVG
74
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$730K 0.29%
58,646
-712
-1% -$9.03K
JMM icon
75
Nuveen Multi-Market Income Fund
JMM
$54.4M
$714K 0.28%
104,289
-289
-0.3% -$1.99K
1 2
3
4 5

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PCI
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PC
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DMBA
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Thomas J. Herzfeld Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Thomas J. Herzfeld Advisors held 325 positions worth $251M, down 11% from $282M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.8M of net new capital in Q4 2018, opening 48 new positions and adding to 75 existing holdings. Its largest new stake was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.

By sector, the portfolio is most concentrated in Financials at 6.4% of assets, down from 7.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Eagle Point Credit Company, an estimated $9.95M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2018 buy was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.
  • Thomas J. Herzfeld Advisors added most to Highland Opportunities and Income Fund in Q4 2018, an estimated $12.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2018 reduction was Eagle Point Credit Company, cutting an estimated $9.95M.
  • Thomas J. Herzfeld Advisors fully exited iShares Floating Rate Bond ETF in Q4 2018, selling an estimated $8.15M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $251M portfolio in Q4 2018.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 31 in Q4 2018.
  • Thomas J. Herzfeld Advisors's portfolio value fell 11% quarter-over-quarter to $251M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.