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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$216M
AUM Growth
+$28.4M
Cap. Flow
+$27.7M
Cap. Flow %
12.82%
Top 10 Hldgs %
39.27%
Holding
324
New
30
Increased
103
Reduced
43
Closed
18

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.41M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.16M
3
CET
Central Securities Corp
CET
+$3.21M
4
SOR
Source Capital
SOR
+$1.8M
5
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.56M

Top Sells

Rank Stock Value
1
MTZ icon
MasTec
MTZ
+$1.12M
2
CPA icon
Copa Holdings
CPA
+$932K
3
KOF icon
Coca-Cola Femsa
KOF
+$660K
4
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
+$599K
5
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$527K

Sector Composition

Rank Sector Weight
1 Financials 6.11%
2 Consumer Discretionary 5.29%
3 Industrials 5.17%
4 Consumer Staples 1.89%
5 Materials 1.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEE icon
51
NextEra Energy
NEE
$187B
$996K 0.46%
33,348
– –
GGE
52
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$991K 0.46%
61,363
-125
-0.2% -$1.98K
GDV icon
53
Gabelli Dividend & Income Trust
GDV
$2.6B
$979K 0.45%
48,872
+11
+0% +$213
SPE
54
Special Opportunities Fund
SPE
$140M
$970K 0.45%
74,385
-19,060
-20% -$257K
ATNI icon
55
ATN International
ATNI
$361M
$961K 0.44%
11,988
– –
FMX icon
56
Fomento Económico Mexicano
FMX
$43.3B
$923K 0.43%
12,110
– –
VAC icon
57
Marriott Vacations Worldwide
VAC
$3.24B
$912K 0.42%
10,745
– –
RDS.B
58
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$826K 0.38%
351
-452
-56% -$24.7K
FSD
59
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$790K 0.37%
49,105
+4,330
+10% +$67.5K
GLO
60
Clough Global Opportunities Fund
GLO
$249M
$745K 0.34%
83,243
+5,753
+7% +$52K
KF
61
Korea Fund
KF
$247M
$735K 0.34%
23,056
– –
CIB icon
62
Grupo Cibest SA
CIB
$20.4B
$726K 0.34%
19,780
– –
ESRT icon
63
Empire State Realty Trust
ESRT
$976M
$684K 0.32%
33,894
– –
MLM icon
64
Martin Marietta Materials
MLM
$33.6B
$665K 0.31%
3,000
– –
KYE
65
DELISTED
Kayne Anderson Energy
KYE
$632K 0.29%
+53,522
New +$606K
ASG
66
Liberty All-Star Growth Fund
ASG
$323M
$603K 0.28%
144,302
– –
TV icon
67
Televisa
TV
$1.45B
$593K 0.27%
28,400
– –
AMX icon
68
America Movil
AMX
$78.1B
$562K 0.26%
44,690
– –
BTZ icon
69
BlackRock Credit Allocation Income Trust
BTZ
$927M
$562K 0.26%
43,358
+23,884
+123% +$303K
VMC icon
70
Vulcan Materials
VMC
$36.3B
$501K 0.23%
4,000
– –
JMM icon
71
Nuveen Multi-Market Income Fund
JMM
$54.1M
$500K 0.23%
68,474
-1,000
-1% -$7.29K
CAF
72
Morgan Stanley China A Share Fund
CAF
$334M
$494K 0.23%
29,081
-3,000
-9% -$53.9K
LCM
73
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$441K 0.2%
53,177
– –
NML
74
Neuberger Energy Infrastructure and Income Fund Inc
NML
$607M
$439K 0.2%
46,785
+11,189
+31% +$101K
FCX icon
75
Freeport-McMoran
FCX
$90B
$422K 0.2%
32,000
– –
1 2
3
4 5

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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Thomas J. Herzfeld Advisors held 324 positions worth $216M, up 15% from $188M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $27.7M of net new capital in Q4 2016, opening 30 new positions and adding to 103 existing holdings. Its largest new stake was Source Capital: 50,048 shares worth $1.8M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 6.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was MasTec, an estimated $1.12M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2016 buy was Source Capital: 50,048 shares worth $1.8M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2016, an estimated $5.41M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2016 reduction was MasTec, cutting an estimated $1.12M.
  • Thomas J. Herzfeld Advisors fully exited Coca-Cola Femsa in Q4 2016, selling an estimated $660K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $216M portfolio in Q4 2016.
  • Thomas J. Herzfeld Advisors opened 30 new positions and closed 18 in Q4 2016.
  • Thomas J. Herzfeld Advisors's portfolio value rose 15% quarter-over-quarter to $216M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.