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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.36%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$175M
AUM Growth
+$20.1M
Cap. Flow
+$8.45M
Cap. Flow %
4.82%
Top 10 Hldgs %
26.97%
Holding
328
New
49
Increased
91
Reduced
74
Closed
31

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.18M
2
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$1.29M
3
FSD
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
+$808K
4
DSL
DoubleLine Income Solutions Fund
DSL
+$785K
5
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$631K

Top Sells

Rank Stock Value
1
PSMT icon
Pricesmart
PSMT
+$1.38M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$926K
3
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$581K
4
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
+$545K
5
CPA icon
Copa Holdings
CPA
+$480K

Sector Composition

Rank Sector Weight
1 Financials 5.6%
2 Consumer Staples 4.5%
3 Industrials 3.66%
4 Consumer Discretionary 3.13%
5 Materials 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSD
51
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1.08M 0.62%
62,894
+46,493
+283% +$808K
CQB
52
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$1.06M 0.61%
90,900
+30,900
+52% +$341K
AMX icon
53
America Movil
AMX
$77.1B
$1.04M 0.6%
44,690
– –
CIB icon
54
Grupo Cibest SA
CIB
$20.9B
$1.04M 0.59%
21,280
+2,000
+10% +$106K
AVK
55
Advent Convertible and Income Fund
AVK
$543M
$1.03M 0.59%
57,283
+151
+0.3% +$2.63K
FCX icon
56
Freeport-McMoran
FCX
$90.2B
$1.02M 0.58%
27,000
– –
JOF
57
Japan Smaller Capitalization Fund
JOF
$323M
$1.02M 0.58%
111,175
+4,125
+4% +$37.8K
FAX
58
abrdn Asia-Pacific Income Fund
FAX
$597M
$985K 0.56%
28,492
-8,075
-22% -$296K
GLQ
59
Clough Global Equity Fund
GLQ
$153M
$975K 0.56%
62,079
-1,629
-3% -$24.6K
GGN.PRB
60
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
$61.9M
$965K 0.55%
49,349
-2,150
-4% -$42.7K
STNR
61
DELISTED
STEINER LEISURE LTD
STNR
$958K 0.55%
19,467
+5,000
+35% +$284K
FMX icon
62
Fomento Económico Mexicano
FMX
$45B
$930K 0.53%
9,500
– –
NSC icon
63
Norfolk Southern
NSC
$77.1B
$928K 0.53%
10,000
-5,500
-35% -$472K
GF
64
New Germany Fund
GF
$183M
$897K 0.51%
45,027
-1
-0% -$22
TV icon
65
Televisa
TV
$1.48B
$859K 0.49%
28,400
– –
NVG icon
66
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
$820K 0.47%
65,508
+28,241
+76% +$354K
DSL
67
DoubleLine Income Solutions Fund
DSL
$1.23B
$801K 0.46%
+38,001
New +$785K
CX icon
68
Cemex
CX
$17.6B
$776K 0.44%
76,697
+7,019
+10% +$65.9K
JHP
69
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$776K 0.44%
98,888
-15,179
-13% -$119K
TTF
70
DELISTED
Thai Fund
TTF
$772K 0.44%
42,540
+3,500
+9% +$70K
ANK
71
DELISTED
ATLANTIC TELE-NETWORK,INC
ANK
$747K 0.43%
13,198
– –
RMT
72
Royce Micro-Cap Trust
RMT
$735M
$740K 0.42%
58,717
+2,526
+4% +$30.9K
BCV
73
Bancroft Fund
BCV
$135M
$739K 0.42%
39,750
+10,916
+38% +$200K
BGY icon
74
BlackRock Enhanced International Dividend Trust
BGY
$515M
$711K 0.41%
87,500
-3,000
-3% -$23.8K
IMF
75
DELISTED
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
$711K 0.41%
42,005
+31,205
+289% +$516K
1 2
3
4 5

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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Thomas J. Herzfeld Advisors held 328 positions worth $175M, up 13% from $155M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $8.45M of net new capital in Q4 2013, opening 49 new positions and adding to 91 existing holdings. Its largest new stake was PIMCO Dynamic Credit and Mortgage Income Fund: 98,305 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 5.9% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Pricesmart, an estimated $1.38M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2013 buy was PIMCO Dynamic Credit and Mortgage Income Fund: 98,305 shares worth $2.21M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q4 2013, an estimated $1.29M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2013 reduction was Pricesmart, cutting an estimated $1.38M.
  • Thomas J. Herzfeld Advisors fully exited Allianzgi Intl & Prem Strategy Fnd Com Shs Of Bene Int in Q4 2013, selling an estimated $176K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $175M portfolio in Q4 2013.
  • Thomas J. Herzfeld Advisors opened 49 new positions and closed 31 in Q4 2013.
  • Thomas J. Herzfeld Advisors's portfolio value rose 13% quarter-over-quarter to $175M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.