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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-4.83%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$296M
AUM Growth
+$3.89M
Cap. Flow
+$18.5M
Cap. Flow %
6.26%
Top 10 Hldgs %
52.55%
Holding
122
New
18
Increased
46
Reduced
21
Closed
15

Top Buys

Rank Stock Value
1
FSSL
FS Specialty Lending Fund
FSSL
+$28M
2
BPRE
Bluerock Private Real Estate Fund
BPRE
+$13.2M
3
GOF icon
Guggenheim Strategic Opportunities Fund
GOF
+$12.1M
4
FSCO
FS Credit Opportunities Corp
FSCO
+$5.99M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
+$4.77M

Top Sells

Rank Stock Value
1
PAAA icon
PGIM AAA CLO ETF
PAAA
+$10.6M
2
PFIX icon
Simplify Interest Rate Hedge ETF
PFIX
+$9.23M
3
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$6.47M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$5.79M
5
NPFD icon
Nuveen Variable Rate Preferred & Income Fund
NPFD
+$5.22M

Sector Composition

Rank Sector Weight
1 Financials 18.23%
2 Communication Services 0.06%
3 Materials 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XFLT
26
XAI Floating Rate & Alternative Income Trust
XFLT
$282M
$3.06M 1.04%
+127,616
New +$3.07M
FINS
27
Angel Oak Financial Strategies Income Term Trust
FINS
$416M
$2.86M 0.97%
216,513
+9,000
+4% +$118K
DIAX
28
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$2.8M 0.95%
183,190
+2,221
+1% +$33K
CET
29
Central Securities Corp
CET
$1.54B
$2.77M 0.94%
54,569
+2,341
+4% +$118K
BGX
30
Blackstone Long-Short Credit Income Fund
BGX
$135M
$2.72M 0.92%
233,050
+73,889
+46% +$871K
PDI icon
31
PIMCO Dynamic Income Fund
PDI
$7.35B
$2.71M 0.92%
+152,852
New +$2.8M
JQC icon
32
Nuveen Credit Strategies Income Fund
JQC
$705M
$2.67M 0.9%
531,122
-153,259
-22% -$779K
NCV
33
Virtus Convertible & Income Fund
NCV
$372M
$2.64M 0.89%
+174,319
New +$2.67M
LDP icon
34
Cohen & Steers Duration Preferred & Income Fund
LDP
$591M
$2.63M 0.89%
124,038
-97,158
-44% -$2.08M
MSD
35
Morgan Stanley Emerging Markets Debt Fund
MSD
$146M
$2.39M 0.81%
+322,893
New +$2.37M
DSM
36
BNY Mellon Strategic Municipal Bond Fund
DSM
$290M
$2.1M 0.71%
341,091
+2,512
+0.7% +$15K
CMU
37
DELISTED
MFS High Yield Municipal Trust
CMU
$1.96M 0.66%
558,611
+12,171
+2% +$42.5K
CEFS icon
38
Saba Closed-End Funds ETF
CEFS
$419M
$1.94M 0.65%
84,021
-14,477
-15% -$330K
PCQ
39
Pimco California Municipal Income Fund
PCQ
$163M
$1.93M 0.65%
221,201
+2,458
+1% +$21.6K
CXH
40
DELISTED
MFS Investment Grade Municipal Trust
CXH
$1.93M 0.65%
242,426
+2,055
+0.9% +$16.3K
GDV icon
41
Gabelli Dividend & Income Trust
GDV
$2.59B
$1.89M 0.64%
68,091
-27,049
-28% -$733K
MEGI
42
MainStay CBRE Global Infrastructure Megatrends Term Fund
MEGI
$785M
$1.56M 0.53%
113,493
-57,749
-34% -$819K
JLS icon
43
Nuveen Mortgage and Income Fund
JLS
$94.6M
$1.47M 0.5%
80,720
-16,639
-17% -$310K
MMD
44
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$283M
$1.45M 0.49%
97,226
+722
+0.7% +$10.8K
DMO
45
Western Asset Mortgage Opportunity Fund
DMO
$118M
$1.35M 0.46%
121,852
-15,707
-11% -$184K
BTT icon
46
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$1.13M 0.38%
49,685
+385
+0.8% +$8.67K
CCIF
47
Carlyle Credit Income Fund
CCIF
$57.2M
$943K 0.32%
201,113
+167,429
+497% +$857K
MFM
48
Aberdeen Municipal Income Fund
MFM
$221M
$746K 0.25%
137,475
+2,078
+2% +$11.2K
PTY icon
49
PIMCO Corporate & Income Opportunity Fund
PTY
$2.46B
$720K 0.24%
+55,818
New +$754K
ECC
50
Eagle Point Credit Company
ECC
$497M
$718K 0.24%
+124,736
New +$759K
1
2
3 4 5

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Thomas J. Herzfeld Advisors's Q4 2025 Portfolio in Review

As of Q4 2025, Thomas J. Herzfeld Advisors held 122 positions worth $296M, up 1.3% from $292M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Thomas J. Herzfeld Advisors deployed $18.5M of net new capital in Q4 2025, opening 18 new positions and adding to 46 existing holdings. Its largest new stake was FS Specialty Lending Fund: 2,050,866 shares worth $29M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 12% a quarter earlier, followed by Communication Services and Materials.

On the sell side, the largest reduction was PIMCO Dynamic Income Strategy Fund, an estimated $5.79M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2025 buy was FS Specialty Lending Fund: 2,050,866 shares worth $29M.
  • Thomas J. Herzfeld Advisors added most to FS Credit Opportunities Corp in Q4 2025, an estimated $5.99M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2025 reduction was PIMCO Dynamic Income Strategy Fund, cutting an estimated $5.79M.
  • Thomas J. Herzfeld Advisors fully exited PGIM AAA CLO ETF in Q4 2025, selling an estimated $10.6M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 53% of its $296M portfolio in Q4 2025.
  • Thomas J. Herzfeld Advisors opened 18 new positions and closed 15 in Q4 2025.
  • Thomas J. Herzfeld Advisors's portfolio value rose 1.3% quarter-over-quarter to $296M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2025, filed 13 Feb 2026.