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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$259M
AUM Growth
+$7.83M
Cap. Flow
+$14.2M
Cap. Flow %
5.47%
Top 10 Hldgs %
47.55%
Holding
343
New
12
Increased
68
Reduced
58
Closed
7

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.49M
2
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$5.24M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$4.85M
4
OCCI
OFS Credit Co
OCCI
+$3.17M
5
QID icon
ProShares UltraShort QQQ
QID
+$3.15M

Top Sells

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$6.45M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.21M
3
JSD
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
+$4.06M
4
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$3.73M
5
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$2.56M

Sector Composition

Rank Sector Weight
1 Financials 17.7%
2 Consumer Discretionary 2.68%
3 Industrials 2.62%
4 Materials 1.44%
5 Energy 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEO
26
Adams Natural Resources Fund
PEO
$733M
$2.7M 1.04%
121,414
-17,210
-12% -$373K
CTR
27
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$2.57M 0.99%
80,118
+16,008
+25% +$522K
TFLO icon
28
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$2.5M 0.97%
49,276
+43,818
+803% +$2.22M
DIAX
29
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$2.42M 0.94%
176,694
-10,353
-6% -$146K
NFE icon
30
New Fortress Energy
NFE
$95.1M
$2.41M 0.93%
73,602
– –
NSLR
31
Neostellar Capital Corp
NSLR
$262M
$2.38M 0.92%
656,240
+641,911
+4,480% +$2.38M
LDP icon
32
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$2.36M 0.91%
138,156
+15,821
+13% +$282K
RCL icon
33
Royal Caribbean
RCL
$86.9B
$2.3M 0.89%
24,926
– –
GDV icon
34
Gabelli Dividend & Income Trust
GDV
$2.6B
$2.29M 0.89%
118,019
-6,721
-5% -$141K
JQC icon
35
Nuveen Credit Strategies Income Fund
JQC
$705M
$2.23M 0.86%
441,045
+76,778
+21% +$390K
FBP icon
36
First Bancorp
FBP
$4.46B
$2.16M 0.84%
160,604
– –
NBXG
37
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.11B
$2.12M 0.82%
203,386
-5,860
-3% -$63K
ECAT icon
38
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.49B
$1.93M 0.74%
130,176
-40,621
-24% -$626K
NCLH icon
39
Norwegian Cruise Line
NCLH
$9.58B
$1.92M 0.74%
116,578
– –
BCAT icon
40
BlackRock Capital Allocation Term Trust
BCAT
$1.61B
$1.91M 0.74%
131,719
-35,731
-21% -$534K
BPOP icon
41
Popular Inc
BPOP
$11.1B
$1.87M 0.72%
29,702
– –
HNW
42
DELISTED
Pioneer Diversified High Income Fund
HNW
$1.87M 0.72%
182,808
+169,945
+1,321% +$1.75M
MTZ icon
43
MasTec
MTZ
$23.3B
$1.7M 0.66%
23,568
– –
BGB
44
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
$1.65M 0.64%
150,365
-12,390
-8% -$137K
DCF
45
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$1.65M 0.64%
212,500
+140,038
+193% +$1.08M
MLM icon
46
Martin Marietta Materials
MLM
$34.3B
$1.64M 0.63%
4,000
– –
HERZ
47
Herzfeld Credit Income Fund
HERZ
$31.3M
$1.62M 0.63%
56,922
+1,460
+3% +$47.1K
BMEZ icon
48
BlackRock Health Sciences Trust II
BMEZ
$971M
$1.49M 0.58%
103,500
-17,080
-14% -$266K
ASLE icon
49
AerSale
ASLE
$296M
$1.48M 0.57%
99,206
+10,000
+11% +$144K
HQL
50
abrdn Life Sciences Investors
HQL
$585M
$1.46M 0.56%
116,904
+13,414
+13% +$176K
1
2
3 4 5

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Thomas J. Herzfeld Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Thomas J. Herzfeld Advisors held 343 positions worth $259M, up 3.1% from $251M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Thomas J. Herzfeld Advisors deployed $14.2M of net new capital in Q3 2023, opening 12 new positions and adding to 68 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Oxford Lane Capital, an estimated $6.45M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2023 buy was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Income Strategy Fund in Q3 2023, an estimated $5.24M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2023 reduction was Oxford Lane Capital, cutting an estimated $6.45M.
  • Thomas J. Herzfeld Advisors fully exited NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND in Q3 2023, selling an estimated $4.06M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 48% of its $259M portfolio in Q3 2023.
  • Thomas J. Herzfeld Advisors opened 12 new positions and closed 7 in Q3 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $259M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.