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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.75%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$251M
AUM Growth
+$3.89M
Cap. Flow
-$5.08M
Cap. Flow %
-2.02%
Top 10 Hldgs %
47.58%
Holding
357
New
35
Increased
59
Reduced
85
Closed
26

Top Buys

Rank Stock Value
1
FSCO
FS Credit Opportunities Corp
FSCO
+$18.9M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$7.42M
3
FTF
Franklin Limited Duration Income Trust
FTF
+$4.61M
4
OCCI
OFS Credit Co
OCCI
+$4.33M
5
DMA
Destra Multi-Alternative Fund
DMA
+$2.85M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$16.7M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$8.31M
3
OXLC
Oxford Lane Capital
OXLC
+$6.6M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$6.21M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$4.1M

Sector Composition

Rank Sector Weight
1 Financials 16.59%
2 Industrials 3.32%
3 Consumer Discretionary 3.28%
4 Materials 1.66%
5 Energy 0.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECAT icon
26
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.51B
$2.67M 1.07%
170,797
-175,089
-51% -$2.71M
DIAX
27
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$2.64M 1.05%
+187,047
New +$2.71M
GDV icon
28
Gabelli Dividend & Income Trust
GDV
$2.61B
$2.64M 1.05%
124,740
-1,696
-1% -$35K
RCL icon
29
Royal Caribbean
RCL
$81.8B
$2.59M 1.03%
24,926
-3,000
-11% -$235K
NMAI icon
30
Nuveen Multi-Asset Income Fund
NMAI
$459M
$2.57M 1.02%
220,079
-7,188
-3% -$83.3K
BCAT icon
31
BlackRock Capital Allocation Term Trust
BCAT
$1.61B
$2.55M 1.02%
167,450
-186,499
-53% -$2.8M
NCLH icon
32
Norwegian Cruise Line
NCLH
$9.2B
$2.54M 1.01%
116,578
– –
JRI icon
33
Nuveen Real Asset Income & Growth Fund
JRI
$354M
$2.48M 0.99%
216,830
-88
-0% -$1K
TPZ
34
Tortoise Electrification Infrastructure ETF
TPZ
$129M
$2.41M 0.96%
182,124
-19,939
-10% -$257K
NBXG
35
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.17B
$2.28M 0.91%
+209,246
New +$2.12M
LDP icon
36
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$2.23M 0.89%
122,335
-47,407
-28% -$830K
CTR
37
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$2.03M 0.81%
64,110
+1,288
+2% +$38.1K
BMEZ icon
38
BlackRock Health Sciences Trust II
BMEZ
$960M
$1.98M 0.79%
+120,580
New +$1.97M
NFE icon
39
New Fortress Energy
NFE
$96.4M
$1.97M 0.79%
73,602
– –
FBP icon
40
First Bancorp
FBP
$4.39B
$1.96M 0.78%
160,604
– –
HERZ
41
Herzfeld Credit Income Fund
HERZ
$32.5M
$1.86M 0.74%
55,462
-4,031
-7% -$128K
MLM icon
42
Martin Marietta Materials
MLM
$34.3B
$1.85M 0.74%
4,000
– –
JQC icon
43
Nuveen Credit Strategies Income Fund
JQC
$702M
$1.84M 0.73%
+364,267
New +$1.82M
BPOP icon
44
Popular Inc
BPOP
$10.9B
$1.8M 0.72%
29,702
– –
BGB
45
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$1.78M 0.71%
162,755
-20,529
-11% -$219K
INSI
46
DELISTED
Insight Select Income Fund
INSI
$1.7M 0.68%
108,766
+73,624
+210% +$1.16M
NEE icon
47
NextEra Energy
NEE
$185B
$1.49M 0.59%
20,025
– –
CPA icon
48
Copa Holdings
CPA
$5.65B
$1.47M 0.58%
13,250
– –
FMX icon
49
Fomento Económico Mexicano
FMX
$45B
$1.45M 0.58%
13,110
– –
CLM icon
50
Cornerstone Strategic Value Fund
CLM
$2.17B
$1.44M 0.57%
174,046
-525,830
-75% -$4.1M
1
2
3 4 5

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Thomas J. Herzfeld Advisors's Q2 2023 Portfolio in Review

As of Q2 2023, Thomas J. Herzfeld Advisors held 357 positions worth $251M, up 1.6% from $247M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Thomas J. Herzfeld Advisors's Q2 2023 filing shows 35 new, 59 increased, 85 reduced and 26 closed positions. Its largest new stake was Nuveen Preferred & Income Securities Fund: 1,171,035 shares worth $7.47M. The largest sale was WisdomTree Floating Rate Treasury Fund, an estimated $16.7M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 9.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q2 2023 buy was Nuveen Preferred & Income Securities Fund: 1,171,035 shares worth $7.47M.
  • Thomas J. Herzfeld Advisors added most to FS Credit Opportunities Corp in Q2 2023, an estimated $18.9M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2023 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $16.7M.
  • Thomas J. Herzfeld Advisors fully exited ProShares UltraShort S&P500 in Q2 2023, selling an estimated $6.21M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 48% of its $251M portfolio in Q2 2023.
  • Thomas J. Herzfeld Advisors opened 35 new positions and closed 26 in Q2 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 1.6% quarter-over-quarter to $251M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2023, filed 14 Aug 2023.