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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+10.84%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$273M
AUM Growth
+$22M
Cap. Flow
-$3.61M
Cap. Flow %
-1.33%
Top 10 Hldgs %
37.01%
Holding
323
New
29
Increased
108
Reduced
60
Closed
31

Top Buys

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$3.62M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$2.76M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.52M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.66M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.52M

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.61M
2
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$5.64M
3
DSL
DoubleLine Income Solutions Fund
DSL
+$3.22M
4
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
+$1.34M
5
CET
Central Securities Corp
CET
+$986K

Sector Composition

Rank Sector Weight
1 Financials 7.67%
2 Consumer Discretionary 4.41%
3 Industrials 3.92%
4 Consumer Staples 1.23%
5 Utilities 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHV icon
26
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$2.76M 1.01%
+25,000
New +$2.76M
JRO
27
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$2.7M 0.99%
281,406
+1,941
+0.7% +$19K
PEO
28
Adams Natural Resources Fund
PEO
$733M
$2.51M 0.92%
155,581
-16,118
-9% -$252K
GRX
29
Gabelli Healthcare & Wellness Trust
GRX
$146M
$2.4M 0.88%
228,446
-13,656
-6% -$138K
LEN icon
30
Lennar Class A
LEN
$21.2B
$2.33M 0.86%
49,068
-2,066
-4% -$93.5K
ECC
31
Eagle Point Credit Company
ECC
$496M
$2.27M 0.83%
136,268
+71,450
+110% +$1.15M
TYG
32
Tortoise Energy Infrastructure Corp
TYG
$1.1B
$2.22M 0.81%
23,597
+1,839
+8% +$174K
TWN
33
Taiwan Fund
TWN
$466M
$2.17M 0.8%
121,241
+1,676
+1% +$27.5K
TPZ
34
Tortoise Electrification Infrastructure ETF
TPZ
$128M
$2.13M 0.78%
114,559
+847
+0.7% +$15.4K
PCEF icon
35
Invesco CEF Income Composite ETF
PCEF
$794M
$2.11M 0.77%
95,084
-259,466
-73% -$5.64M
CEM
36
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$2.07M 0.76%
32,760
+16,432
+101% +$1,000K
VVR icon
37
Invesco Senior Income Trust
VVR
$456M
$2.02M 0.74%
480,925
+35,273
+8% +$146K
KYN icon
38
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$2.02M 0.74%
125,956
+10,783
+9% +$169K
AGD
39
abrdn Global Dynamic Dividend Fund
AGD
$315M
$1.99M 0.73%
209,635
-32,295
-13% -$306K
CPA icon
40
Copa Holdings
CPA
$5.59B
$1.96M 0.72%
24,317
-12
-0% -$1.05K
SOR
41
Source Capital
SOR
$377M
$1.94M 0.71%
53,876
-4,564
-8% -$161K
JEQ
42
DELISTED
abrdn Japan Equity Fund
JEQ
$1.85M 0.68%
265,870
-2,356
-0.9% -$16.1K
TTP
43
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$1.84M 0.68%
30,353
-1,268
-4% -$75.5K
KMF
44
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$1.79M 0.66%
150,747
-8,670
-5% -$98K
GF
45
New Germany Fund
GF
$184M
$1.75M 0.64%
125,546
-11,997
-9% -$161K
EVV
46
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$1.65M 0.61%
130,584
+9,761
+8% +$122K
VAC icon
47
Marriott Vacations Worldwide
VAC
$3.39B
$1.57M 0.57%
16,745
– –
CWCO icon
48
Consolidated Water Co
CWCO
$485M
$1.56M 0.57%
121,638
– –
ARDC
49
Are Dynamic Credit Allocation Fund
ARDC
$297M
$1.55M 0.57%
104,732
+22,862
+28% +$336K
SHY icon
50
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$1.53M 0.56%
+18,200
New +$1.52M
1
2
3 4 5

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PCI
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PC
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DMBA
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MEPT
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Thomas J. Herzfeld Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Thomas J. Herzfeld Advisors held 323 positions worth $273M, up 8.8% from $251M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2019 filing shows 29 new, 108 increased, 60 reduced and 31 closed positions. Its largest new stake was iShares Short Maturity Bond ETF: 72,236 shares worth $3.63M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.61M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, up from 6.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2019 buy was iShares Short Maturity Bond ETF: 72,236 shares worth $3.63M.
  • Thomas J. Herzfeld Advisors added most to Nuveen Credit Strategies Income Fund in Q1 2019, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2019 reduction was Invesco CEF Income Composite ETF, cutting an estimated $5.64M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2019, selling an estimated $9.61M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $273M portfolio in Q1 2019.
  • Thomas J. Herzfeld Advisors opened 29 new positions and closed 31 in Q1 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.8% quarter-over-quarter to $273M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2019, filed 14 May 2019.