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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-14.43%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$251M
AUM Growth
-$31.3M
Cap. Flow
+$10.8M
Cap. Flow %
4.32%
Top 10 Hldgs %
38.31%
Holding
325
New
48
Increased
75
Reduced
92
Closed
31

Top Buys

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$12.1M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$10.4M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$10.3M
4
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$7.57M
5
OCCI
OFS Credit Co
OCCI
+$4.97M

Top Sells

Rank Stock Value
1
ECC
Eagle Point Credit Company
ECC
+$9.95M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
3
OXLC
Oxford Lane Capital
OXLC
+$5.46M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.49M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.36M

Sector Composition

Rank Sector Weight
1 Financials 6.45%
2 Industrials 3.87%
3 Consumer Discretionary 3.83%
4 Consumer Staples 1.39%
5 Materials 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCLH icon
26
Norwegian Cruise Line
NCLH
$9.2B
$2.41M 0.96%
56,944
– –
PEO
27
Adams Natural Resources Fund
PEO
$733M
$2.41M 0.96%
171,699
+30,746
+22% +$510K
FBP icon
28
First Bancorp
FBP
$4.39B
$2.32M 0.92%
269,477
-10,600
-4% -$94.7K
GRX
29
Gabelli Healthcare & Wellness Trust
GRX
$143M
$2.24M 0.89%
242,102
-10,566
-4% -$109K
AGD
30
abrdn Global Dynamic Dividend Fund
AGD
$317M
$2.06M 0.82%
241,930
+10,901
+5% +$101K
MINT icon
31
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$1.96M 0.78%
19,402
-33,115
-63% -$3.36M
LEN icon
32
Lennar Class A
LEN
$20.5B
$1.94M 0.77%
51,134
– –
CPA icon
33
Copa Holdings
CPA
$5.65B
$1.92M 0.76%
24,329
-44
-0.2% -$3.44K
SOR
34
Source Capital
SOR
$371M
$1.9M 0.76%
58,440
-22,992
-28% -$834K
FSD
35
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1.88M 0.75%
141,307
-9,202
-6% -$128K
FOF icon
36
Cohen & Steers Closed End Opportunity Fund
FOF
$374M
$1.86M 0.74%
+167,481
New +$1.95M
TPZ
37
Tortoise Electrification Infrastructure ETF
TPZ
$129M
$1.81M 0.72%
113,712
-3,084
-3% -$54K
TWN
38
Taiwan Fund
TWN
$488M
$1.81M 0.72%
119,565
-122,725
-51% -$2.07M
VVR icon
39
Invesco Senior Income Trust
VVR
$456M
$1.74M 0.69%
445,652
-39,059
-8% -$161K
JEQ
40
DELISTED
abrdn Japan Equity Fund
JEQ
$1.74M 0.69%
268,226
-17,875
-6% -$134K
TYG
41
Tortoise Energy Infrastructure Corp
TYG
$1.11B
$1.73M 0.69%
21,758
+14,817
+213% +$1.4M
GF
42
New Germany Fund
GF
$183M
$1.61M 0.64%
137,543
-24,001
-15% -$381K
KYN icon
43
Kayne Anderson Energy Infrastructure Fund
KYN
$2.44B
$1.58M 0.63%
115,173
+40,433
+54% +$647K
TTP
44
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$1.57M 0.63%
31,621
-22,637
-42% -$1.36M
KMF
45
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$1.54M 0.61%
159,417
-96,459
-38% -$1.08M
CX icon
46
Cemex
CX
$17.6B
$1.5M 0.6%
311,397
– –
IFN
47
Aberdeen India Fund
IFN
$490M
$1.49M 0.6%
73,790
-11,900
-14% -$252K
EVV
48
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
$1.44M 0.57%
120,823
+445
+0.4% +$5.43K
CWCO icon
49
Consolidated Water Co
CWCO
$472M
$1.42M 0.57%
121,638
– –
VTA
50
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1.37M 0.55%
133,528
+622
+0.5% +$6.79K
1
2
3 4 5

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Thomas J. Herzfeld Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Thomas J. Herzfeld Advisors held 325 positions worth $251M, down 11% from $282M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.8M of net new capital in Q4 2018, opening 48 new positions and adding to 75 existing holdings. Its largest new stake was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.

By sector, the portfolio is most concentrated in Financials at 6.4% of assets, down from 7.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Eagle Point Credit Company, an estimated $9.95M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2018 buy was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.
  • Thomas J. Herzfeld Advisors added most to Highland Opportunities and Income Fund in Q4 2018, an estimated $12.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2018 reduction was Eagle Point Credit Company, cutting an estimated $9.95M.
  • Thomas J. Herzfeld Advisors fully exited iShares Floating Rate Bond ETF in Q4 2018, selling an estimated $8.15M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $251M portfolio in Q4 2018.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 31 in Q4 2018.
  • Thomas J. Herzfeld Advisors's portfolio value fell 11% quarter-over-quarter to $251M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.