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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$282M
AUM Growth
+$8.49M
Cap. Flow
+$3.08M
Cap. Flow %
1.09%
Top 10 Hldgs %
37.11%
Holding
314
New
16
Increased
66
Reduced
69
Closed
37

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
2
OXLC
Oxford Lane Capital
OXLC
+$3.86M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.53M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$2.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.75M

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$6.65M
2
UTG icon
Reaves Utility Income Fund
UTG
+$4.8M
3
ADX icon
Adams Diversified Equity Fund
ADX
+$4.66M
4
STEW
SRH Total Return Fund
STEW
+$1.49M
5
KIO
KKR Income Opportunities Fund
KIO
+$1.19M

Sector Composition

Rank Sector Weight
1 Financials 7.49%
2 Consumer Discretionary 4.37%
3 Industrials 3.62%
4 Consumer Staples 1.84%
5 Materials 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPOP icon
26
Popular Inc
BPOP
$10.9B
$2.93M 1.04%
57,100
– –
GHY
27
PGIM Global High Yield Fund
GHY
$479M
$2.92M 1.03%
210,130
+78,668
+60% +$1.08M
JRO
28
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$2.92M 1.03%
282,734
+214,088
+312% +$2.19M
BRW
29
Saba Capital Income & Opportunities Fund
BRW
$336M
$2.8M 0.99%
281,401
+153,896
+121% +$1.53M
FMO
30
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$2.8M 0.99%
45,892
-1,259
-3% -$76.9K
GRX
31
Gabelli Healthcare & Wellness Trust
GRX
$143M
$2.78M 0.99%
252,668
-3,843
-1% -$40.9K
PEO
32
Adams Natural Resources Fund
PEO
$733M
$2.7M 0.96%
140,953
+13
+0% +$247
SMM
33
DELISTED
Salient Midstream & MLP Fund
SMM
$2.67M 0.95%
261,990
+78,548
+43% +$809K
FBP icon
34
First Bancorp
FBP
$4.39B
$2.55M 0.9%
280,077
– –
JEQ
35
DELISTED
abrdn Japan Equity Fund
JEQ
$2.4M 0.85%
286,101
-3,582
-1% -$30K
AGD
36
abrdn Global Dynamic Dividend Fund
AGD
$317M
$2.39M 0.85%
231,029
-1,856
-0.8% -$19.3K
LEN icon
37
Lennar Class A
LEN
$20.5B
$2.31M 0.82%
51,134
– –
TPZ
38
Tortoise Electrification Infrastructure ETF
TPZ
$129M
$2.23M 0.79%
116,796
+35,998
+45% +$694K
FSD
39
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$2.22M 0.79%
150,509
+43,510
+41% +$640K
CX icon
40
Cemex
CX
$17.6B
$2.19M 0.78%
311,397
– –
SEB icon
41
Seaboard Corp
SEB
$4.42B
$2.17M 0.77%
585
– –
WIA
42
Western Asset Inflation-Linked Income Fund
WIA
$185M
$2.09M 0.74%
185,446
-3,524
-2% -$40.1K
VVR icon
43
Invesco Senior Income Trust
VVR
$456M
$2.08M 0.74%
484,711
+213,697
+79% +$922K
NAC icon
44
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$1.99M 0.7%
153,485
+5,607
+4% +$74.9K
CPA icon
45
Copa Holdings
CPA
$5.65B
$1.95M 0.69%
24,373
+33
+0.1% +$2.89K
IFN
46
Aberdeen India Fund
IFN
$490M
$1.9M 0.67%
85,690
-965
-1% -$23.7K
AEF
47
abrdn Emerging Markets Equity Income Fund
AEF
$352M
$1.89M 0.67%
275,917
-1,825
-0.7% -$12.6K
NML
48
Neuberger Energy Infrastructure and Income Fund Inc
NML
$582M
$1.89M 0.67%
217,296
-5,186
-2% -$46.5K
HQH
49
abrdn Healthcare Investors
HQH
$1.24B
$1.87M 0.66%
80,639
+626
+0.8% +$14.2K
NFJ
50
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$1.71M 0.61%
130,386
– –
1
2
3 4 5

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Thomas J. Herzfeld Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Thomas J. Herzfeld Advisors held 314 positions worth $282M, up 3.1% from $273M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2018 filing shows 16 new, 66 increased, 69 reduced and 37 closed positions. Its largest new stake was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M. The largest sale was NexPoint Diversified Real Estate Trust, an estimated $6.65M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2018 buy was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital in Q3 2018, an estimated $3.86M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2018 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $6.65M.
  • Thomas J. Herzfeld Advisors fully exited Reaves Utility Income Fund in Q3 2018, selling an estimated $4.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $282M portfolio in Q3 2018.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 37 in Q3 2018.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $282M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.