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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+8.61%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$220M
AUM Growth
+$6.18M
Cap. Flow
-$10.7M
Cap. Flow %
-4.88%
Top 10 Hldgs %
40.88%
Holding
390
New
92
Increased
98
Reduced
42
Closed
28

Top Buys

Rank Stock Value
1
AVK
Advent Convertible and Income Fund
AVK
+$3.44M
2
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.93M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$1.52M
4
ECC
Eagle Point Credit Company
ECC
+$1.51M
5
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$973K

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$11.6M
2
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$2.21M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.06M
4
MTZ icon
MasTec
MTZ
+$1.47M
5
MMT
Aberdeen Multi-Market Income Fund
MMT
+$1.36M

Sector Composition

Rank Sector Weight
1 Industrials 5.73%
2 Financials 4.41%
3 Consumer Discretionary 3.28%
4 Real Estate 1.58%
5 Materials 1.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PACK icon
376
Ranpak Holdings
PACK
$439M
– –
-1,000
Closed -$13K
SDS icon
377
ProShares UltraShort S&P500
SDS
$415M
– –
-2,837
Closed -$879K
FIRY
378
Firy Inc
FIRY
$148M
– –
-45
Closed -$18K
SPCE icon
379
Virgin Galactic
SPCE
$328M
– –
-50
Closed -$24K
VOD icon
380
Vodafone
VOD
$36.3B
– –
-2,884
Closed -$48K
WEN icon
381
Wendy's
WEN
$1.4B
– –
-42
Closed -$1K
XMPT icon
382
VanEck CEF Muni Income ETF
XMPT
$219M
– –
-29,864
Closed -$851K
FAM
383
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
– –
-6,387
Closed -$67K
FSR
384
DELISTED
Fisker Inc.
FSR
– –
-1,000
Closed -$15K
VLDRW
385
DELISTED
Velodyne Lidar, Inc. Warrants
VLDRW
– –
-5,000
Closed -$43K
RICE
386
DELISTED
Rice Acquisition Corp.
RICE
– –
-2,000
Closed -$22K
EFF
387
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
– –
-57,344
Closed -$892K
FSR.WS
388
DELISTED
Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri
FSR.WS
– –
-3,000
Closed -$15K
ROCHW
389
DELISTED
Roth CH Acquisition I Co. Warrant
ROCHW
– –
-7,272
Closed -$32K
GNOGW
390
DELISTED
Golden Nugget Online Gaming, Inc. Warrant
GNOGW
– –
-1,500
Closed -$14K
12 13 14 15
16

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Thomas J. Herzfeld Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Thomas J. Herzfeld Advisors held 390 positions worth $220M, up 2.9% from $214M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $10.7M in Q1 2021, closing 28 positions and reducing 42 holdings. Its most notable exit was Aberdeen Multi-Market Income Fund, an estimated $1.36M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 5.7% of assets, up from 4.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Advent Convertible and Income Fund worth $3.53M.

  • Thomas J. Herzfeld Advisors's largest Q1 2021 buy was Advent Convertible and Income Fund: 205,400 shares worth $3.53M.
  • Thomas J. Herzfeld Advisors added most to BlackRock Science and Technology Term Trust in Q1 2021, an estimated $2.93M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2021 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $11.6M.
  • Thomas J. Herzfeld Advisors fully exited Aberdeen Multi-Market Income Fund in Q1 2021, selling an estimated $1.36M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 41% of its $220M portfolio in Q1 2021.
  • Thomas J. Herzfeld Advisors opened 92 new positions and closed 28 in Q1 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 2.9% quarter-over-quarter to $220M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2021, filed 14 May 2021.