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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+8.61%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$220M
AUM Growth
+$6.18M
Cap. Flow
-$10.7M
Cap. Flow %
-4.88%
Top 10 Hldgs %
40.88%
Holding
390
New
92
Increased
98
Reduced
42
Closed
28

Top Buys

Rank Stock Value
1
AVK
Advent Convertible and Income Fund
AVK
+$3.44M
2
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.93M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$1.52M
4
ECC
Eagle Point Credit Company
ECC
+$1.51M
5
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$973K

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$11.6M
2
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$2.21M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.06M
4
MTZ icon
MasTec
MTZ
+$1.47M
5
MMT
Aberdeen Multi-Market Income Fund
MMT
+$1.36M

Sector Composition

Rank Sector Weight
1 Industrials 5.73%
2 Financials 4.41%
3 Consumer Discretionary 3.28%
4 Real Estate 1.58%
5 Materials 1.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPS icon
351
United Parcel Service
UPS
$88.6B
$2K ﹤0.01%
11
– –
YUMC icon
352
Yum China
YUMC
$16.5B
$2K ﹤0.01%
+28
New +$1.67K
NBIS
353
Nebius Group N.V.
NBIS
$48.3B
$2K ﹤0.01%
+36
New +$2.41K
SMAR
354
DELISTED
Smartsheet Inc.
SMAR
$2K ﹤0.01%
34
– –
SGEN
355
DELISTED
Seagen Inc. Common Stock
SGEN
$2K ﹤0.01%
18
– –
DCT
356
DELISTED
Duck Creek Technologies, Inc. Common Stock
DCT
$2K ﹤0.01%
+49
New +$2.36K
IQ icon
357
iQIYI
IQ
$1.23B
$1K ﹤0.01%
+62
New +$1.43K
MOMO
358
Hello Group
MOMO
$885M
$1K ﹤0.01%
+75
New +$1.21K
PAGS icon
359
PagSeguro Digital
PAGS
$2.69B
$1K ﹤0.01%
+26
New +$1.39K
SHW icon
360
Sherwin-Williams
SHW
$82.7B
$1K ﹤0.01%
18
+3
+20% +$715
XP icon
361
XP
XP
$8.81B
$1K ﹤0.01%
+32
New +$1.37K
HIMS.WS
362
DELISTED
Hims & Hers Health, Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an
HIMS.WS
$1K ﹤0.01%
+250
New +$1.63K
AFB
363
AllianceBernstein National Municipal Income Fund
AFB
$313M
– –
-12,615
Closed -$182K
ASML icon
364
ASML
ASML
$626B
– –
-28
Closed -$14K
BSX icon
365
Boston Scientific
BSX
$69.5B
– –
-129
Closed -$5K
EVN
366
Eaton Vance Municipal Income Trust
EVN
$414M
– –
-8,034
Closed -$107K
JNJ icon
367
Johnson & Johnson
JNJ
$618B
– –
-15
Closed -$2K
KO icon
368
Coca-Cola
KO
$377B
– –
-68
Closed -$4K
MIN
369
Aberdeen Intermediate Income Fund
MIN
$274M
– –
-207,600
Closed -$791K
MMT
370
Aberdeen Multi-Market Income Fund
MMT
$236M
– –
-223,008
Closed -$1.36M
MRVL icon
371
Marvell Technology
MRVL
$168B
– –
-471
Closed -$22K
MUC icon
372
BlackRock MuniHoldings California Quality Fund
MUC
$996M
– –
-11,572
Closed -$174K
NAD icon
373
Nuveen Quality Municipal Income Fund
NAD
$2.74B
– –
-12,102
Closed -$186K
NEA icon
374
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
– –
-6,528
Closed -$99K
OPP
375
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$190M
– –
-9,625
Closed -$136K
12 13 14
15
16

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Thomas J. Herzfeld Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Thomas J. Herzfeld Advisors held 390 positions worth $220M, up 2.9% from $214M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $10.7M in Q1 2021, closing 28 positions and reducing 42 holdings. Its most notable exit was Aberdeen Multi-Market Income Fund, an estimated $1.36M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 5.7% of assets, up from 4.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Advent Convertible and Income Fund worth $3.53M.

  • Thomas J. Herzfeld Advisors's largest Q1 2021 buy was Advent Convertible and Income Fund: 205,400 shares worth $3.53M.
  • Thomas J. Herzfeld Advisors added most to BlackRock Science and Technology Term Trust in Q1 2021, an estimated $2.93M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2021 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $11.6M.
  • Thomas J. Herzfeld Advisors fully exited Aberdeen Multi-Market Income Fund in Q1 2021, selling an estimated $1.36M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 41% of its $220M portfolio in Q1 2021.
  • Thomas J. Herzfeld Advisors opened 92 new positions and closed 28 in Q1 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 2.9% quarter-over-quarter to $220M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2021, filed 14 May 2021.