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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+8.61%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$220M
AUM Growth
+$6.18M
Cap. Flow
-$10.7M
Cap. Flow %
-4.88%
Top 10 Hldgs %
40.88%
Holding
390
New
92
Increased
98
Reduced
42
Closed
28

Top Buys

Rank Stock Value
1
AVK
Advent Convertible and Income Fund
AVK
+$3.44M
2
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.93M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$1.52M
4
ECC
Eagle Point Credit Company
ECC
+$1.51M
5
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$973K

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$11.6M
2
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$2.21M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.06M
4
MTZ icon
MasTec
MTZ
+$1.47M
5
MMT
Aberdeen Multi-Market Income Fund
MMT
+$1.36M

Sector Composition

Rank Sector Weight
1 Industrials 5.73%
2 Financials 4.41%
3 Consumer Discretionary 3.28%
4 Real Estate 1.58%
5 Materials 1.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JOF
301
Japan Smaller Capitalization Fund
JOF
$322M
$3K ﹤0.01%
321
– –
LII icon
302
Lennox International
LII
$14.4B
$3K ﹤0.01%
+10
New +$2.9K
LIN icon
303
Linde
LIN
$221B
$3K ﹤0.01%
10
– –
LPLA icon
304
LPL Financial
LPLA
$28.3B
$3K ﹤0.01%
+23
New +$2.94K
LSEAW
305
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$3K ﹤0.01%
+11,760
New +$4.53K
LYB icon
306
LyondellBasell Industries
LYB
$20B
$3K ﹤0.01%
33
+18
+120% +$1.79K
NTES icon
307
NetEase
NTES
$85.3B
$3K ﹤0.01%
+25
New +$2.83K
NVO
308
Novo Nordisk
NVO
$208B
$3K ﹤0.01%
88
– –
ORGNW
309
DELISTED
Origin Materials Inc Warrants
ORGNW
$3K ﹤0.01%
+1,705
New +$4.13K
PODD icon
310
Insulet
PODD
$11.5B
$3K ﹤0.01%
11
– –
PSX icon
311
Phillips 66
PSX
$84.9B
$3K ﹤0.01%
38
– –
RARE icon
312
Ultragenyx Pharmaceutical
RARE
$2.45B
$3K ﹤0.01%
22
+1
+5% +$136
RDY icon
313
Dr. Reddy's Laboratories
RDY
$9.87B
$3K ﹤0.01%
+230
New +$2.95K
REGN icon
314
Regeneron Pharmaceuticals
REGN
$78.5B
$3K ﹤0.01%
7
– –
SHG icon
315
Shinhan Financial Group
SHG
$32.8B
$3K ﹤0.01%
+84
New +$2.54K
SKM icon
316
SK Telecom
SKM
$12.1B
$3K ﹤0.01%
+78
New +$3.23K
STM icon
317
STMicroelectronics
STM
$46.7B
$3K ﹤0.01%
+91
New +$3.55K
TRMB icon
318
Trimble
TRMB
$13.2B
$3K ﹤0.01%
40
– –
VRTX icon
319
Vertex Pharmaceuticals
VRTX
$121B
$3K ﹤0.01%
14
– –
RBAC.U
320
DELISTED
RedBall Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one
RBAC.U
$3K ﹤0.01%
274
-726
-73% -$8.08K
RICE.WS
321
DELISTED
Rice Acquisition Corp. Warrants, exercisable for one share of Class A common stock at an exercise pr
RICE.WS
$3K ﹤0.01%
1,988
-1,012
-34% -$2.27K
FLIR
322
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$3K ﹤0.01%
+51
New +$2.77K
ATVI
323
DELISTED
Activision Blizzard
ATVI
$3K ﹤0.01%
27
– –
AZPN
324
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$3K ﹤0.01%
+20
New +$3K
AAPL icon
325
Apple
AAPL
$4.54T
$2K ﹤0.01%
17
– –
11 12
13
14 15

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Thomas J. Herzfeld Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Thomas J. Herzfeld Advisors held 390 positions worth $220M, up 2.9% from $214M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $10.7M in Q1 2021, closing 28 positions and reducing 42 holdings. Its most notable exit was Aberdeen Multi-Market Income Fund, an estimated $1.36M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 5.7% of assets, up from 4.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Advent Convertible and Income Fund worth $3.53M.

  • Thomas J. Herzfeld Advisors's largest Q1 2021 buy was Advent Convertible and Income Fund: 205,400 shares worth $3.53M.
  • Thomas J. Herzfeld Advisors added most to BlackRock Science and Technology Term Trust in Q1 2021, an estimated $2.93M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2021 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $11.6M.
  • Thomas J. Herzfeld Advisors fully exited Aberdeen Multi-Market Income Fund in Q1 2021, selling an estimated $1.36M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 41% of its $220M portfolio in Q1 2021.
  • Thomas J. Herzfeld Advisors opened 92 new positions and closed 28 in Q1 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 2.9% quarter-over-quarter to $220M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2021, filed 14 May 2021.