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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$282M
AUM Growth
+$8.49M
Cap. Flow
+$3.08M
Cap. Flow %
1.09%
Top 10 Hldgs %
37.11%
Holding
314
New
16
Increased
66
Reduced
69
Closed
37

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
2
OXLC
Oxford Lane Capital
OXLC
+$3.86M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.53M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$2.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.75M

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$6.65M
2
UTG icon
Reaves Utility Income Fund
UTG
+$4.8M
3
ADX icon
Adams Diversified Equity Fund
ADX
+$4.66M
4
STEW
SRH Total Return Fund
STEW
+$1.49M
5
KIO
KKR Income Opportunities Fund
KIO
+$1.19M

Sector Composition

Rank Sector Weight
1 Financials 7.49%
2 Consumer Discretionary 4.37%
3 Industrials 3.62%
4 Consumer Staples 1.84%
5 Materials 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAM
301
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
– –
-2,100
Closed -$21K
FEN
302
DELISTED
First Trust Energy Income and Growth Fund
FEN
– –
-6,257
Closed -$144K
PCI
303
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-16,450
Closed -$388K
NXQ
304
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
– –
-2,722
Closed -$37K
IPFF
305
DELISTED
iShares International Preferred Stock ETF
IPFF
– –
-8,200
Closed -$143K
NMY
306
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
– –
-1,448
Closed -$18K
KST
307
DELISTED
Deutsche Strategic Income Trust
KST
– –
-400
Closed -$5K
LCM
308
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
– –
-21,133
Closed -$164K
AGC
309
DELISTED
Advent Claymore Conv Sec & Incme
AGC
– –
-4,042
Closed -$23K
KYE
310
DELISTED
Kayne Anderson Energy
KYE
– –
-9,000
Closed -$85K
NID
311
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-7,710
Closed -$96K
EVJ
312
DELISTED
Eaton Vance New Jersey Municipal Income Trust
EVJ
– –
-8,591
Closed -$97K
KED
313
DELISTED
Kayne Anderson Energy
KED
– –
-44,676
Closed -$777K
GPM
314
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
– –
-2,774
Closed -$23K
9 10 11 12
13

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Thomas J. Herzfeld Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Thomas J. Herzfeld Advisors held 314 positions worth $282M, up 3.1% from $273M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2018 filing shows 16 new, 66 increased, 69 reduced and 37 closed positions. Its largest new stake was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M. The largest sale was NexPoint Diversified Real Estate Trust, an estimated $6.65M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2018 buy was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital in Q3 2018, an estimated $3.86M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2018 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $6.65M.
  • Thomas J. Herzfeld Advisors fully exited Reaves Utility Income Fund in Q3 2018, selling an estimated $4.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $282M portfolio in Q3 2018.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 37 in Q3 2018.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $282M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.