TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $296M
1-Year Est. Return 1.73%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$216M
AUM Growth
+$28.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
324
New
Increased
Reduced
Closed

Top Buys

1
+$5.41M
2
+$4.16M
3
+$3.21M
4
SOR
Source Capital
SOR
+$1.8M
5
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.56M

Top Sells

1
+$1.12M
2
+$932K
3
+$660K
4
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
+$599K
5
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$527K

Sector Composition

1 Financials 6.11%
2 Consumer Discretionary 5.29%
3 Industrials 5.17%
4 Consumer Staples 1.89%
5 Materials 1.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
301
$3K ﹤0.01%
234
302
$3K ﹤0.01%
200
303
$3K ﹤0.01%
23
304
$1K ﹤0.01%
66
+1
305
$1K ﹤0.01%
200
306
$1K ﹤0.01%
+42
307
– –
-279
308
– –
-4,687
309
– –
-143
310
– –
-10,800
311
– –
-545
312
– –
-19,899
313
– –
-209
314
– –
-111
315
– –
-4,561
316
– –
-36,000
317
– –
-2,931
318
– –
-1,835
319
– –
-7
320
– –
-6,000
321
– –
-202
322
– –
-1,948
323
– –
-8,799
324
– –
-100
9 10 11 12
13