TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+6.77%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$188M
AUM Growth
-$838K
Cap. Flow
-$11.8M
Cap. Flow %
-6.28%
Top 10 Hldgs %
38.04%
Holding
322
New
15
Increased
71
Reduced
88
Closed
28

Top Buys

1
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$728K
2
ESRT icon
Empire State Realty Trust
ESRT
$710K
3
MIE
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$663K
4
CET
Central Securities Corp
CET
$571K
5
STEW
SRH Total Return Fund
STEW
$546K

Top Sells

1
CAF
Morgan Stanley China A Share Fund
CAF
$2.03M
2
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
$1.53M
3
GDV icon
Gabelli Dividend & Income Trust
GDV
$1.24M
4
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1.1M
5
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$973K

Sector Composition

1 Industrials 6.09%
2 Consumer Discretionary 5.58%
3 Financials 3.47%
4 Consumer Staples 2.58%
5 Materials 1.87%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IQI icon
301
Invesco Quality Municipal Securities
IQI
$501M
– –
-2,000
Closed -$28K
ISD
302
PGIM High Yield Bond Fund
ISD
$484M
– –
-1,891
Closed -$30K
NRK icon
303
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$824M
– –
-5,700
Closed -$81K
NRO
304
Neuberger Berman Real Estate Securities Income Fund
NRO
$205M
– –
-7,564
Closed -$41K
NXPI icon
305
NXP Semiconductors
NXPI
$57.5B
– –
-302
Closed -$24K
PFL
306
PIMCO Income Strategy Fund
PFL
$383M
– –
-17,520
Closed -$180K
TM icon
307
Toyota
TM
$252B
– –
-199
Closed -$20K
TSM icon
308
TSMC
TSM
$1.2T
– –
-817
Closed -$21K
TYG
309
Tortoise Energy Infrastructure Corp
TYG
$736M
– –
-1,945
Closed -$239K
VIV icon
310
Telefônica Brasil
VIV
$19.7B
– –
-1,489
Closed -$20K
VKQ icon
311
Invesco Municipal Trust
VKQ
$504M
– –
-5,000
Closed -$71K
NTG
312
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-5,273
Closed -$973K
NMY
313
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
– –
-2,000
Closed -$28K
NTC
314
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
– –
-10,400
Closed -$145K
FBR
315
DELISTED
Fibria Celulose Sa
FBR
– –
-2,263
Closed -$15K
SBW
316
DELISTED
Western Asset Worldwide Income
SBW
– –
-2,196
Closed -$24K
JFC
317
DELISTED
JPMorgan China Region Fund, Inc.
JFC
– –
-6,567
Closed -$100K
UN
318
DELISTED
Unilever NV New York Registry Shares
UN
– –
-790
Closed -$37K
XIV
319
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
– –
-2,500
Closed -$62K
NQS
320
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
– –
-10,890
Closed -$169K
NMO
321
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
– –
-8,685
Closed -$131K
GPM
322
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
– –
-93,259
Closed -$699K
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