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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.77%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$249M
AUM Growth
+$18.8M
Cap. Flow
+$17.5M
Cap. Flow %
7.03%
Top 10 Hldgs %
39.09%
Holding
373
New
48
Increased
83
Reduced
54
Closed
49

Top Buys

Rank Stock Value
1
SOR
Source Capital
SOR
+$13.1M
2
THW
abrdn World Healthcare Fund
THW
+$3.84M
3
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$2.37M
4
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.95M
5
FDEU
First Trust Dynamic Europe Equity Income Fund
FDEU
+$1.64M

Top Sells

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$4.65M
2
DSL
DoubleLine Income Solutions Fund
DSL
+$2.51M
3
THQ
abrdn Healthcare Opportunities Fund
THQ
+$2M
4
PEO
Adams Natural Resources Fund
PEO
+$1.13M
5
PCF
High Income Securities Fund
PCF
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.32%
2 Consumer Discretionary 3.92%
3 Industrials 3.08%
4 Consumer Staples 1.58%
5 Utilities 1.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGT icon
301
Vanguard Information Technology ETF
VGT
$136B
$11K ﹤0.01%
800
– –
JGV
302
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$11K ﹤0.01%
1,000
– –
BDJ icon
303
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$9K ﹤0.01%
1,230
+22
+2% +$166
MSF
304
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$9K ﹤0.01%
716
– –
RAND icon
305
Rand Capital
RAND
$29.9M
$8K ﹤0.01%
222
– –
XLV icon
306
State Street Health Care Select Sector SPDR ETF
XLV
$43.2B
$8K ﹤0.01%
111
– –
DXJ icon
307
WisdomTree Japan Hedged Equity Fund
DXJ
$7.12B
$7K ﹤0.01%
143
– –
GGZ
308
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$122M
$7K ﹤0.01%
700
– –
NHS
309
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$7K ﹤0.01%
700
– –
SKYY icon
310
First Trust Cloud Computing ETF
SKYY
$2.82B
$6K ﹤0.01%
209
– –
TLI
311
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$6K ﹤0.01%
600
-2,400
-80% -$24K
LDF
312
DELISTED
Latin American Discovery Fund
LDF
$6K ﹤0.01%
800
– –
ALNY icon
313
Alnylam Pharmaceuticals
ALNY
$38.5B
$5K ﹤0.01%
50
– –
XLY icon
314
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$5K ﹤0.01%
130
– –
BLW icon
315
BlackRock Limited Duration Income Trust
BLW
$492M
$4K ﹤0.01%
250
– –
ULTR
316
DELISTED
ULTRAPETROL (BAHAMAS) LTD COM STK
ULTR
$4K ﹤0.01%
36,000
– –
ERC
317
Allspring Multi-Sector Income Fund
ERC
$253M
$3K ﹤0.01%
234
– –
HNW
318
DELISTED
Pioneer Diversified High Income Fund
HNW
$3K ﹤0.01%
200
– –
BBK
319
DELISTED
Blackrock Municipal Bond Trust
BBK
$3K ﹤0.01%
+200
New +$3.13K
FPRX
320
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$2K ﹤0.01%
50
– –
HQL
321
abrdn Life Sciences Investors
HQL
$589M
$1K ﹤0.01%
61
+1
+2% +$25
MNKD icon
322
MannKind Corp
MNKD
$1.21B
$1K ﹤0.01%
200
– –
MNTA
323
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$1K ﹤0.01%
100
– –
QTWW
324
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$1K ﹤0.01%
1,000
– –
ABEV icon
325
Ambev
ABEV
$48.4B
– –
-4,939
Closed -$24K
11 12
13
14 15

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DMBA
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MEPT
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Thomas J. Herzfeld Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Thomas J. Herzfeld Advisors held 373 positions worth $249M, up 8.2% from $230M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $17.5M of net new capital in Q4 2015, opening 48 new positions and adding to 83 existing holdings. Its largest new stake was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, down from 4.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was DoubleLine Income Solutions Fund, an estimated $2.51M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2015 buy was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.
  • Thomas J. Herzfeld Advisors added most to Source Capital in Q4 2015, an estimated $13.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2015 reduction was DoubleLine Income Solutions Fund, cutting an estimated $2.51M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Income Fund in Q4 2015, selling an estimated $4.65M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $249M portfolio in Q4 2015.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 49 in Q4 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.2% quarter-over-quarter to $249M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2015, filed 12 Feb 2016.