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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-10.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$230M
AUM Growth
-$7.82M
Cap. Flow
+$20.5M
Cap. Flow %
8.91%
Top 10 Hldgs %
37.84%
Holding
346
New
39
Increased
95
Reduced
59
Closed
21

Top Buys

Rank Stock Value
1
CAF
Morgan Stanley China A Share Fund
CAF
+$3.37M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.28M
3
HQH
abrdn Healthcare Investors
HQH
+$2.24M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.88M
5
THW
abrdn World Healthcare Fund
THW
+$1.85M

Top Sells

Rank Stock Value
1
TYG
Tortoise Energy Infrastructure Corp
TYG
+$2.66M
2
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
+$2.32M
3
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$2.2M
4
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
+$1.69M
5
STNR
STEINER LEISURE LTD
STNR
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 4.88%
2 Consumer Discretionary 3.9%
3 Industrials 3.1%
4 Consumer Staples 1.85%
5 Utilities 1.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXRT
301
NexPoint Residential Trust
NXRT
$686M
$11K ﹤0.01%
833
– –
SYT
302
DELISTED
Syngenta Ag
SYT
$11K ﹤0.01%
179
-156
-47% -$11.9K
VGT icon
303
Vanguard Information Technology ETF
VGT
$136B
$10K ﹤0.01%
800
– –
JGV
304
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$10K ﹤0.01%
1,000
– –
BDJ icon
305
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$9K ﹤0.01%
1,208
-214
-15% -$1.64K
MSF
306
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$9K ﹤0.01%
716
– –
RAND icon
307
Rand Capital
RAND
$29.9M
$8K ﹤0.01%
222
– –
DXJ icon
308
WisdomTree Japan Hedged Equity Fund
DXJ
$7.12B
$7K ﹤0.01%
143
– –
GGZ
309
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$122M
$7K ﹤0.01%
700
– –
NHS
310
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$7K ﹤0.01%
700
-1,043
-60% -$11.4K
XLV icon
311
State Street Health Care Select Sector SPDR ETF
XLV
$43.2B
$7K ﹤0.01%
111
– –
SKYY icon
312
First Trust Cloud Computing ETF
SKYY
$2.82B
$6K ﹤0.01%
209
– –
LDF
313
DELISTED
Latin American Discovery Fund
LDF
$6K ﹤0.01%
800
– –
XLY icon
314
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$5K ﹤0.01%
130
– –
ALNY icon
315
Alnylam Pharmaceuticals
ALNY
$38.5B
$4K ﹤0.01%
+50
New +$5.55K
BLW icon
316
BlackRock Limited Duration Income Trust
BLW
$492M
$4K ﹤0.01%
250
– –
BHK icon
317
BlackRock Core Bond Trust
BHK
$646M
$3K ﹤0.01%
200
– –
ERC
318
Allspring Multi-Sector Income Fund
ERC
$253M
$3K ﹤0.01%
234
– –
HNW
319
DELISTED
Pioneer Diversified High Income Fund
HNW
$3K ﹤0.01%
200
– –
MNKD icon
320
MannKind Corp
MNKD
$1.21B
$3K ﹤0.01%
200
– –
MNTA
321
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$2K ﹤0.01%
100
– –
HQL
322
abrdn Life Sciences Investors
HQL
$589M
$1K ﹤0.01%
+60
New +$1.68K
LILA icon
323
Liberty Latin America Class A
LILA
$1.67B
$1K ﹤0.01%
+64
New +$1.63K
FPRX
324
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$1K ﹤0.01%
+50
New +$1.07K
QTWW
325
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$1K ﹤0.01%
+1,000
New +$1.72K
10 11 12
13
14

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MEPT
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Thomas J. Herzfeld Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Thomas J. Herzfeld Advisors held 346 positions worth $230M, down 3.3% from $238M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $20.5M of net new capital in Q3 2015, opening 39 new positions and adding to 95 existing holdings. Its largest new stake was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.

By sector, the portfolio is most concentrated in Financials at 4.9% of assets, down from 5.2% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Tortoise Energy Infrastructure Corp, an estimated $2.66M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2015 buy was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.
  • Thomas J. Herzfeld Advisors added most to Morgan Stanley China A Share Fund in Q3 2015, an estimated $3.37M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2015 reduction was Tortoise Energy Infrastructure Corp, cutting an estimated $2.66M.
  • Thomas J. Herzfeld Advisors fully exited NEXPOINT CREDIT STRATEGIES FUND in Q3 2015, selling an estimated $2.32M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $230M portfolio in Q3 2015.
  • Thomas J. Herzfeld Advisors opened 39 new positions and closed 21 in Q3 2015.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3.3% quarter-over-quarter to $230M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.