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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.86%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$226M
AUM Growth
-$13.3M
Cap. Flow
-$11M
Cap. Flow %
-4.85%
Top 10 Hldgs %
42.69%
Holding
388
New
33
Increased
62
Reduced
55
Closed
39

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.84M
2
IBMJ
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
+$2.01M
3
FUMB icon
First Trust Ultra Short Duration Municipal ETF
FUMB
+$1.59M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.14M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$1.09M

Top Sells

Rank Stock Value
1
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.32M
3
ISD
PGIM High Yield Bond Fund
ISD
+$2.96M
4
AVK
Advent Convertible and Income Fund
AVK
+$2.84M
5
GHY
PGIM Global High Yield Fund
GHY
+$2.48M

Sector Composition

Rank Sector Weight
1 Financials 8.21%
2 Industrials 5.17%
3 Consumer Discretionary 2.67%
4 Materials 1.77%
5 Utilities 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMF
276
Templeton Emerging Markets Fund
EMF
$317M
$4K ﹤0.01%
238
– –
FN icon
277
Fabrinet
FN
$15.9B
$4K ﹤0.01%
35
– –
GLW icon
278
Corning
GLW
$122B
$4K ﹤0.01%
+112
New +$4.47K
HDB icon
279
HDFC Bank
HDB
$123B
$4K ﹤0.01%
118
+26
+28% +$964
JD icon
280
JD.com
JD
$44.3B
$4K ﹤0.01%
49
– –
LIN icon
281
Linde
LIN
$220B
$4K ﹤0.01%
15
– –
LPLA icon
282
LPL Financial
LPLA
$28.2B
$4K ﹤0.01%
23
– –
LYB icon
283
LyondellBasell Industries
LYB
$20.1B
$4K ﹤0.01%
46
– –
NDSN icon
284
Nordson
NDSN
$16.5B
$4K ﹤0.01%
18
– –
PODD icon
285
Insulet
PODD
$11.4B
$4K ﹤0.01%
15
– –
QSR icon
286
Restaurant Brands International
QSR
$25.7B
$4K ﹤0.01%
68
– –
SHW icon
287
Sherwin-Williams
SHW
$82.8B
$4K ﹤0.01%
14
– –
SKM icon
288
SK Telecom
SKM
$12.2B
$4K ﹤0.01%
78
– –
SLB icon
289
SLB Ltd
SLB
$73.2B
$4K ﹤0.01%
138
– –
TER icon
290
Teradyne
TER
$58.2B
$4K ﹤0.01%
38
– –
THO icon
291
Thor Industries
THO
$3.88B
$4K ﹤0.01%
36
– –
TRMB icon
292
Trimble
TRMB
$13.1B
$4K ﹤0.01%
50
– –
VRTX icon
293
Vertex Pharmaceuticals
VRTX
$120B
$4K ﹤0.01%
22
– –
VZ icon
294
Verizon
VZ
$194B
$4K ﹤0.01%
77
– –
WRB icon
295
W.R. Berkley
WRB
$27B
$4K ﹤0.01%
110
– –
SGEN
296
DELISTED
Seagen Inc. Common Stock
SGEN
$4K ﹤0.01%
22
– –
SUNL.WS
297
DELISTED
Sunlight Financial Holdings, Inc. Warrants, exercisable for 1/20th of a share of Class A Common Stock at an exercise price of $230.00
SUNL.WS
$4K ﹤0.01%
+3,250
New +$3.59K
AAPL icon
298
Apple
AAPL
$4.45T
$3K ﹤0.01%
22
– –
ALLE icon
299
Allegion
ALLE
$13.3B
$3K ﹤0.01%
25
– –
BFAM icon
300
Bright Horizons
BFAM
$4.04B
$3K ﹤0.01%
21
– –
10 11
12
13 14

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Thomas J. Herzfeld Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Thomas J. Herzfeld Advisors held 388 positions worth $226M, down 5.5% from $240M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $11M in Q3 2021, closing 39 positions and reducing 55 holdings. Its most notable exit was Seven Hills Realty Trust, an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, up from 7.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in iShares iBonds Dec 2021 Term Muni Bond ETF worth $2.01M.

  • Thomas J. Herzfeld Advisors's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Muni Bond ETF: 78,690 shares worth $2.01M.
  • Thomas J. Herzfeld Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2021, an estimated $5.84M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2021 reduction was Eaton Vance Limited Duration Income Fund, cutting an estimated $4.2M.
  • Thomas J. Herzfeld Advisors fully exited Seven Hills Realty Trust in Q3 2021, selling an estimated $2.23M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 43% of its $226M portfolio in Q3 2021.
  • Thomas J. Herzfeld Advisors opened 33 new positions and closed 39 in Q3 2021.
  • Thomas J. Herzfeld Advisors's portfolio value fell 5.5% quarter-over-quarter to $226M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2021, filed 12 Nov 2021.