We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-14.43%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$251M
AUM Growth
-$31.3M
Cap. Flow
+$10.8M
Cap. Flow %
4.32%
Top 10 Hldgs %
38.31%
Holding
325
New
48
Increased
75
Reduced
92
Closed
31

Top Buys

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$12.1M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$10.4M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$10.3M
4
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$7.57M
5
OCCI
OFS Credit Co
OCCI
+$4.97M

Top Sells

Rank Stock Value
1
ECC
Eagle Point Credit Company
ECC
+$9.95M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
3
OXLC
Oxford Lane Capital
OXLC
+$5.46M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.49M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.36M

Sector Composition

Rank Sector Weight
1 Financials 6.45%
2 Industrials 3.87%
3 Consumer Discretionary 3.83%
4 Consumer Staples 1.39%
5 Materials 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TJX icon
276
TJX Companies
TJX
$179B
$5K ﹤0.01%
116
– –
VZ icon
277
Verizon
VZ
$202B
$5K ﹤0.01%
96
-21
-18% -$1.19K
XOM icon
278
ExxonMobil
XOM
$649B
$5K ﹤0.01%
73
– –
INFO
279
DELISTED
IHS Markit Ltd. Common Shares
INFO
$5K ﹤0.01%
+98
New +$5.01K
DD icon
280
DuPont de Nemours
DD
$18.9B
$4K ﹤0.01%
30
-16
-35% -$2.3K
EDU icon
281
New Oriental
EDU
$9.17B
$4K ﹤0.01%
66
-66
-50% -$3.82K
ING icon
282
ING
ING
$94.2B
$4K ﹤0.01%
405
-173
-30% -$2.08K
LULU icon
283
lululemon athletica
LULU
$13.7B
$4K ﹤0.01%
+37
New +$4.96K
SMFG icon
284
Sumitomo Mitsui Financial
SMFG
$161B
$4K ﹤0.01%
+653
New +$4.87K
WM icon
285
Waste Management
WM
$95.4B
$4K ﹤0.01%
45
-20
-31% -$1.8K
CS
286
DELISTED
Credit Suisse Group
CS
$4K ﹤0.01%
353
-124
-26% -$1.53K
ABB
287
DELISTED
ABB Ltd
ABB
$4K ﹤0.01%
226
– –
SNP
288
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$4K ﹤0.01%
60
-10
-14% -$835
GWPH
289
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$4K ﹤0.01%
41
– –
TRV icon
290
Travelers Companies
TRV
$82.1B
$3K ﹤0.01%
29
-11
-28% -$1.38K
EQS icon
291
Equus Total Return
EQS
$16.9M
$2K ﹤0.01%
1,174
-37,976
-97% -$76.7K
FBIO icon
292
Fortress Biotech
FBIO
$113M
$2K ﹤0.01%
172
-11
-6% -$184
MAV
293
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$1K ﹤0.01%
105
– –
MNE
294
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$1K ﹤0.01%
100
– –
ATNI icon
295
ATN International
ATNI
$368M
– –
-5,116
Closed -$378K
BNS icon
296
Scotiabank
BNS
$107B
– –
-81
Closed -$5K
BTI icon
297
British American Tobacco
BTI
$136B
– –
-394
Closed -$18K
BTZ icon
298
BlackRock Credit Allocation Income Trust
BTZ
$934M
– –
-1,301
Closed -$16K
CCEP icon
299
Coca-Cola Europacific Partners
CCEP
$49.1B
– –
-230
Closed -$10K
DMB
300
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
– –
-5,776
Closed -$72K
9 10 11
12
13

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return
CWA
Consilium Wealth Advisory Richardson, Texas $293M AUM 26.81% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Thomas J. Herzfeld Advisors held 325 positions worth $251M, down 11% from $282M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.8M of net new capital in Q4 2018, opening 48 new positions and adding to 75 existing holdings. Its largest new stake was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.

By sector, the portfolio is most concentrated in Financials at 6.4% of assets, down from 7.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Eagle Point Credit Company, an estimated $9.95M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2018 buy was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.
  • Thomas J. Herzfeld Advisors added most to Highland Opportunities and Income Fund in Q4 2018, an estimated $12.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2018 reduction was Eagle Point Credit Company, cutting an estimated $9.95M.
  • Thomas J. Herzfeld Advisors fully exited iShares Floating Rate Bond ETF in Q4 2018, selling an estimated $8.15M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $251M portfolio in Q4 2018.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 31 in Q4 2018.
  • Thomas J. Herzfeld Advisors's portfolio value fell 11% quarter-over-quarter to $251M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.