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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$216M
AUM Growth
+$28.4M
Cap. Flow
+$27.7M
Cap. Flow %
12.82%
Top 10 Hldgs %
39.27%
Holding
324
New
30
Increased
103
Reduced
43
Closed
18

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.41M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.16M
3
CET
Central Securities Corp
CET
+$3.21M
4
SOR
Source Capital
SOR
+$1.8M
5
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.56M

Top Sells

Rank Stock Value
1
MTZ icon
MasTec
MTZ
+$1.12M
2
CPA icon
Copa Holdings
CPA
+$932K
3
KOF icon
Coca-Cola Femsa
KOF
+$660K
4
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
+$599K
5
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$527K

Sector Composition

Rank Sector Weight
1 Financials 6.11%
2 Consumer Discretionary 5.29%
3 Industrials 5.17%
4 Consumer Staples 1.89%
5 Materials 1.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZN icon
276
AstraZeneca
AZN
$268B
$21K 0.01%
389
+44
+13% +$2.5K
CSCO icon
277
Cisco
CSCO
$446B
$21K 0.01%
697
+6
+0.9% +$183
SAP icon
278
SAP
SAP
$208B
$21K 0.01%
+243
New +$20.9K
VIPS icon
279
Vipshop
VIPS
$7.15B
$21K 0.01%
1,926
– –
ASML icon
280
ASML
ASML
$603B
$20K 0.01%
180
-137
-43% -$14.3K
TKF
281
DELISTED
Turkish Inv Fund
TKF
$20K 0.01%
2,944
– –
PCF
282
High Income Securities Fund
PCF
$99.8M
$19K 0.01%
2,356
– –
VOD icon
283
Vodafone
VOD
$37.5B
$19K 0.01%
781
-1,107
-59% -$29.1K
ALXN
284
DELISTED
Alexion Pharmaceuticals
ALXN
$19K 0.01%
152
+54
+55% +$6.61K
SKM icon
285
SK Telecom
SKM
$11.9B
$18K 0.01%
535
-666
-55% -$23.7K
TRIP icon
286
TripAdvisor
TRIP
$1.7B
$18K 0.01%
385
– –
EL icon
287
Estee Lauder
EL
$30.8B
$17K 0.01%
216
– –
TEVA icon
288
Teva Pharmaceuticals
TEVA
$36.5B
$16K 0.01%
430
-515
-54% -$20.6K
BHC icon
289
Bausch Health
BHC
$1.71B
$15K 0.01%
+1,000
New +$18.3K
CLM icon
290
Cornerstone Strategic Value Fund
CLM
$2.17B
$13K 0.01%
869
+47
+6% +$692
USO icon
291
United States Oil Fund
USO
$2.05B
$12K 0.01%
+125
New +$11K
BDJ icon
292
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$11K 0.01%
1,323
+23
+2% +$181
EXG icon
293
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.92B
$10K ﹤0.01%
1,300
– –
MSF
294
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$9K ﹤0.01%
716
– –
GGZ
295
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$122M
$7K ﹤0.01%
700
– –
RAND icon
296
Rand Capital
RAND
$29.9M
$6K ﹤0.01%
+222
New +$6.57K
INB
297
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$5K ﹤0.01%
635
– –
KST
298
DELISTED
Deutsche Strategic Income Trust
KST
$5K ﹤0.01%
400
– –
BLW icon
299
BlackRock Limited Duration Income Trust
BLW
$491M
$4K ﹤0.01%
250
– –
EOI
300
Eaton Vance Enhanced Equity Income Fund
EOI
$805M
$3K ﹤0.01%
+250
New +$3.07K
9 10 11
12
13

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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Thomas J. Herzfeld Advisors held 324 positions worth $216M, up 15% from $188M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $27.7M of net new capital in Q4 2016, opening 30 new positions and adding to 103 existing holdings. Its largest new stake was Source Capital: 50,048 shares worth $1.8M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 6.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was MasTec, an estimated $1.12M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2016 buy was Source Capital: 50,048 shares worth $1.8M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2016, an estimated $5.41M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2016 reduction was MasTec, cutting an estimated $1.12M.
  • Thomas J. Herzfeld Advisors fully exited Coca-Cola Femsa in Q4 2016, selling an estimated $660K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $216M portfolio in Q4 2016.
  • Thomas J. Herzfeld Advisors opened 30 new positions and closed 18 in Q4 2016.
  • Thomas J. Herzfeld Advisors's portfolio value rose 15% quarter-over-quarter to $216M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.