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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-10.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$230M
AUM Growth
-$7.82M
Cap. Flow
+$20.5M
Cap. Flow %
8.91%
Top 10 Hldgs %
37.84%
Holding
346
New
39
Increased
95
Reduced
59
Closed
21

Top Buys

Rank Stock Value
1
CAF
Morgan Stanley China A Share Fund
CAF
+$3.37M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.28M
3
HQH
abrdn Healthcare Investors
HQH
+$2.24M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.88M
5
THW
abrdn World Healthcare Fund
THW
+$1.85M

Top Sells

Rank Stock Value
1
TYG
Tortoise Energy Infrastructure Corp
TYG
+$2.66M
2
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
+$2.32M
3
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$2.2M
4
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
+$1.69M
5
STNR
STEINER LEISURE LTD
STNR
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 4.88%
2 Consumer Discretionary 3.9%
3 Industrials 3.1%
4 Consumer Staples 1.85%
5 Utilities 1.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFF
276
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$22K 0.01%
1,471
– –
GAB.PRD.CL
277
DELISTED
The Gabelli Equity Trust Inc. 5.875% Ser D Cumulative Pfd Called
GAB.PRD.CL
$22K 0.01%
848
– –
DPG
278
Duff & Phelps Utility and Infrastructure Fund
DPG
$532M
$21K 0.01%
1,410
-1,000
-41% -$16.7K
ING icon
279
ING
ING
$95.1B
$21K 0.01%
1,469
-1,904
-56% -$30K
MVC
280
DELISTED
MVC Capital, Inc.
MVC
$21K 0.01%
2,618
– –
LTS
281
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$21K 0.01%
10,000
– –
GAB icon
282
Gabelli Equity Trust
GAB
$1.76B
$19K 0.01%
3,662
+100
+3% +$568
PDT
283
John Hancock Premium Dividend Fund
PDT
$637M
$19K 0.01%
1,509
-1,455
-49% -$19.2K
KST
284
DELISTED
Deutsche Strategic Income Trust
KST
$19K 0.01%
1,850
– –
CHU
285
DELISTED
China Unicom (HONG KONG) Limited
CHU
$19K 0.01%
1,481
– –
BRFS
286
DELISTED
BRF SA
BRFS
$18K 0.01%
999
– –
LYB icon
287
LyondellBasell Industries
LYB
$18.8B
$18K 0.01%
210
– –
AY
288
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$18K 0.01%
1,071
– –
GWPH
289
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$18K 0.01%
198
-87
-31% -$9.67K
MNK
290
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$18K 0.01%
282
– –
MGA icon
291
Magna International
MGA
$18.8B
$15K 0.01%
+312
New +$16.1K
USO icon
292
United States Oil Fund
USO
$2B
$15K 0.01%
125
– –
ULTR
293
DELISTED
ULTRAPETROL (BAHAMAS) LTD COM STK
ULTR
$15K 0.01%
36,000
– –
TSM icon
294
TSMC
TSM
$2.03T
$14K 0.01%
+698
New +$14.7K
HTD
295
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$920M
$13K 0.01%
655
– –
WPM icon
296
Wheaton Precious Metals
WPM
$49.8B
$13K 0.01%
1,067
– –
AME icon
297
Ametek
AME
$55.3B
$12K 0.01%
230
-216
-48% -$11.6K
TRIP icon
298
TripAdvisor
TRIP
$1.74B
$12K 0.01%
183
– –
GGN.PRB
299
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
$62M
$11K ﹤0.01%
+500
New +$10.7K
IBB icon
300
iShares Biotechnology ETF
IBB
$9.55B
$11K ﹤0.01%
108
– –
10 11
12
13 14

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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Thomas J. Herzfeld Advisors held 346 positions worth $230M, down 3.3% from $238M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $20.5M of net new capital in Q3 2015, opening 39 new positions and adding to 95 existing holdings. Its largest new stake was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.

By sector, the portfolio is most concentrated in Financials at 4.9% of assets, down from 5.2% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Tortoise Energy Infrastructure Corp, an estimated $2.66M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2015 buy was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.
  • Thomas J. Herzfeld Advisors added most to Morgan Stanley China A Share Fund in Q3 2015, an estimated $3.37M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2015 reduction was Tortoise Energy Infrastructure Corp, cutting an estimated $2.66M.
  • Thomas J. Herzfeld Advisors fully exited NEXPOINT CREDIT STRATEGIES FUND in Q3 2015, selling an estimated $2.32M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $230M portfolio in Q3 2015.
  • Thomas J. Herzfeld Advisors opened 39 new positions and closed 21 in Q3 2015.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3.3% quarter-over-quarter to $230M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.