TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
1-Year Return 7.27%
This Quarter Return
+2.37%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$175M
AUM Growth
+$20.1M
Cap. Flow
+$8.81M
Cap. Flow %
5.02%
Top 10 Hldgs %
26.97%
Holding
328
New
49
Increased
91
Reduced
74
Closed
31

Top Buys

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$2.21M
2
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$1.29M
3
DSL
DoubleLine Income Solutions Fund
DSL
$801K
4
FSD
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$801K
5
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
$645K

Top Sells

1
PSMT icon
Pricesmart
PSMT
$1.41M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
$922K
3
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$576K
4
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$524K
5
NSC icon
Norfolk Southern
NSC
$510K

Sector Composition

1 Consumer Staples 4.5%
2 Industrials 3.66%
3 Financials 3.13%
4 Consumer Discretionary 3.13%
5 Materials 1.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PMM
276
Putnam Managed Municipal Income
PMM
$252M
$10K 0.01%
1,500
– –
MMV
277
DELISTED
Eaton Vance Massachusetts Municipal Income Trust
MMV
$10K 0.01%
833
– –
LDF
278
DELISTED
Latin American Discovery Fund
LDF
$10K 0.01%
800
– –
GRR
279
DELISTED
Asia Tigers Fund
GRR
$10K 0.01%
892
– –
NCU.PRC
280
DELISTED
NUVEEN CALIFORNIA PREMIUM INCOME MUNICIPAL MUNIFUND TERM PFD
NCU.PRC
$10K 0.01%
1,000
– –
NKG.PRD
281
DELISTED
NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNI FD 2 2.65% TERM PFD
NKG.PRD
$10K 0.01%
1,000
– –
ENZ
282
DELISTED
Enzo Biochem, Inc.
ENZ
$9K 0.01%
3,000
– –
MCN
283
Madison Covered Call & Equity Strategy Fund
MCN
$133M
$8K ﹤0.01%
1,000
– –
PHF
284
DELISTED
Pacholder High Yield
PHF
$8K ﹤0.01%
+1,000
New +$8K
HXM
285
DELISTED
DESARROLLADORA HOMES DA DE CV (HOMEX DEV. CORP)
HXM
$7K ﹤0.01%
6,100
– –
RAND icon
286
Rand Capital
RAND
$43.2M
$6K ﹤0.01%
222
– –
EMJ
287
DELISTED
Eaton Vance New Jersey Municipal Bond Fund
EMJ
$6K ﹤0.01%
+500
New +$6K
NGX
288
DELISTED
NUVEEN MASS AMT-FREE MUNI INC FD
NGX
$6K ﹤0.01%
504
-6,600
-93% -$78.6K
F icon
289
Ford
F
$46.5B
$5K ﹤0.01%
350
– –
CORR
290
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$4K ﹤0.01%
102
– –
LAQ
291
DELISTED
Aberdeen Latin America Equity Fund, Inc.
LAQ
$2K ﹤0.01%
88
– –
THI
292
DELISTED
TIM HORTONS INC COM, CANADA
THI
$1K ﹤0.01%
13
– –
HSA
293
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
$1K ﹤0.01%
166
– –
IIM icon
294
Invesco Value Municipal Income Trust
IIM
$554M
– –
-2,000
Closed -$27K
OIA icon
295
Invesco Municipal Income Opportunities Trust
OIA
$274M
– –
-3,400
Closed -$22K
VFL
296
abrdn National Municipal Income Fund
VFL
$119M
– –
-2,000
Closed -$24K
VPV icon
297
Invesco Pennsylvania Value Municipal Income Trust
VPV
$179M
– –
-1,000
Closed -$13K
GGT.PRB.CL
298
DELISTED
Gabelli Multimedia Trust Inc. 6.00% Series B Called
GGT.PRB.CL
– –
-4,934
Closed -$123K
GCV.PRB.CL
299
DELISTED
Gabelli Convertible and Income Securities Fund Series 6.00% Cumulative Called for Redemption
GCV.PRB.CL
– –
-1,754
Closed -$44K
NNC
300
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
– –
-500
Closed -$6K
9 10 11
12
13