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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-28.07%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$187M
AUM Growth
-$92.4M
Cap. Flow
-$3.79M
Cap. Flow %
-2.02%
Top 10 Hldgs %
46.57%
Holding
270
New
33
Increased
70
Reduced
55
Closed
25

Top Buys

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$6.64M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.67M
3
HIX
Western Asset High Income Fund II
HIX
+$2.78M
4
EVG
Eaton Vance Short Duration Diversified Income Fund
EVG
+$2.33M
5
CCIF
Carlyle Credit Income Fund
CCIF
+$2.25M

Top Sells

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$4.55M
2
MIN
Aberdeen Intermediate Income Fund
MIN
+$3.34M
3
CET
Central Securities Corp
CET
+$3.04M
4
OXLC
Oxford Lane Capital
OXLC
+$2.65M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.16M

Sector Composition

Rank Sector Weight
1 Financials 4.42%
2 Industrials 3%
3 Consumer Discretionary 2.13%
4 Utilities 1.81%
5 Consumer Staples 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIN
251
Aberdeen Intermediate Income Fund
MIN
$274M
– –
-879,126
Closed -$3.34M
MXE
252
Mexico Equity and Income Fund
MXE
– –
-3,859
Closed -$45K
OXLC
253
Oxford Lane Capital
OXLC
$894M
– –
-64,898
Closed -$2.65M
PCEF icon
254
Invesco CEF Income Composite ETF
PCEF
$801M
– –
-80,030
Closed -$1.86M
PFE icon
255
Pfizer
PFE
$143B
– –
-136
Closed -$5K
PFF icon
256
iShares Preferred and Income Securities ETF
PFF
$13.3B
– –
-2,000
Closed -$75K
QSR icon
257
Restaurant Brands International
QSR
$25.7B
– –
-112
Closed -$7K
RPAY icon
258
Repay Holdings
RPAY
$331M
– –
-1,000
Closed -$15K
SHV icon
259
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
– –
-3,447
Closed -$381K
SMMU icon
260
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
– –
-18,756
Closed -$950K
SUB icon
261
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
– –
-2,516
Closed -$269K
TDF
262
Templeton Dragon Fund
TDF
$270M
– –
-1,300
Closed -$25K
TWN
263
Taiwan Fund
TWN
$471M
– –
-76,711
Closed -$1.58M
WSO icon
264
Watsco Inc
WSO
$12.7B
– –
-6,000
Closed -$1.08M
YYY icon
265
Amplify CEF High Income ETF
YYY
$717M
– –
-3,465
Closed -$62K
FIF
266
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
– –
-1,821
Closed -$31K
MGU
267
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
– –
-10,881
Closed -$270K
RDS.B
268
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-276
Closed -$618K
TIF
269
DELISTED
Tiffany & Co.
TIF
– –
-126
Closed -$17K
INF
270
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
– –
-17,382
Closed -$242K
7 8 9 10
11

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Thomas J. Herzfeld Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Thomas J. Herzfeld Advisors held 270 positions worth $187M, down 33% from $280M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2020 filing shows 33 new, 70 increased, 55 reduced and 25 closed positions. Its largest new stake was Western Asset High Income Fund II: 440,876 shares worth $2.21M. The largest sale was SRH Total Return Fund, an estimated $4.55M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 8% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q1 2020 buy was Western Asset High Income Fund II: 440,876 shares worth $2.21M.
  • Thomas J. Herzfeld Advisors added most to Highland Opportunities and Income Fund in Q1 2020, an estimated $6.64M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2020 reduction was SRH Total Return Fund, cutting an estimated $4.55M.
  • Thomas J. Herzfeld Advisors fully exited Aberdeen Intermediate Income Fund in Q1 2020, selling an estimated $3.34M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $187M portfolio in Q1 2020.
  • Thomas J. Herzfeld Advisors opened 33 new positions and closed 25 in Q1 2020.
  • Thomas J. Herzfeld Advisors's portfolio value fell 33% quarter-over-quarter to $187M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2020, filed 13 May 2020.