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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$282M
AUM Growth
+$8.49M
Cap. Flow
+$3.08M
Cap. Flow %
1.09%
Top 10 Hldgs %
37.11%
Holding
314
New
16
Increased
66
Reduced
69
Closed
37

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
2
OXLC
Oxford Lane Capital
OXLC
+$3.86M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.53M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$2.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.75M

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$6.65M
2
UTG icon
Reaves Utility Income Fund
UTG
+$4.8M
3
ADX icon
Adams Diversified Equity Fund
ADX
+$4.66M
4
STEW
SRH Total Return Fund
STEW
+$1.49M
5
KIO
KKR Income Opportunities Fund
KIO
+$1.19M

Sector Composition

Rank Sector Weight
1 Financials 7.49%
2 Consumer Discretionary 4.37%
3 Industrials 3.62%
4 Consumer Staples 1.84%
5 Materials 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOC icon
251
Northrop Grumman
NOC
$76B
$7K ﹤0.01%
22
– –
SAP icon
252
SAP
SAP
$215B
$7K ﹤0.01%
56
-21
-27% -$2.49K
CS
253
DELISTED
Credit Suisse Group
CS
$7K ﹤0.01%
477
– –
SNP
254
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$7K ﹤0.01%
70
-62
-47% -$5.86K
GWPH
255
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$7K ﹤0.01%
41
-10
-20% -$1.44K
AEP icon
256
American Electric Power
AEP
$70.4B
$6K ﹤0.01%
83
– –
ASML icon
257
ASML
ASML
$596B
$6K ﹤0.01%
30
-13
-30% -$2.61K
INTU icon
258
Intuit
INTU
$91.1B
$6K ﹤0.01%
26
– –
MMM icon
259
3M
MMM
$91.8B
$6K ﹤0.01%
35
– –
RTX icon
260
RTX Corp
RTX
$290B
$6K ﹤0.01%
72
– –
SKM icon
261
SK Telecom
SKM
$11.4B
$6K ﹤0.01%
136
– –
SPG icon
262
Simon Property Group
SPG
$76.4B
$6K ﹤0.01%
34
– –
TJX icon
263
TJX Companies
TJX
$179B
$6K ﹤0.01%
116
– –
VZ icon
264
Verizon
VZ
$197B
$6K ﹤0.01%
117
– –
WM icon
265
Waste Management
WM
$95B
$6K ﹤0.01%
65
– –
XOM icon
266
ExxonMobil
XOM
$650B
$6K ﹤0.01%
73
– –
BBD icon
267
Banco Bradesco
BBD
$37.4B
$5K ﹤0.01%
+1,089
New +$5.02K
BNS icon
268
Scotiabank
BNS
$105B
$5K ﹤0.01%
81
– –
HSBC icon
269
HSBC
HSBC
$352B
$5K ﹤0.01%
+130
New +$5.63K
TCOM icon
270
Trip.com Group
TCOM
$29B
$5K ﹤0.01%
123
– –
TRV icon
271
Travelers Companies
TRV
$81.1B
$5K ﹤0.01%
40
– –
TSM icon
272
TSMC
TSM
$1.94T
$5K ﹤0.01%
+121
New +$5.01K
ORAN
273
DELISTED
Orange
ORAN
$5K ﹤0.01%
321
– –
ABB
274
DELISTED
ABB Ltd
ABB
$5K ﹤0.01%
226
-92
-29% -$2.11K
FBIO icon
275
Fortress Biotech
FBIO
$111M
$4K ﹤0.01%
183
– –
9 10
11
12 13

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Thomas J. Herzfeld Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Thomas J. Herzfeld Advisors held 314 positions worth $282M, up 3.1% from $273M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2018 filing shows 16 new, 66 increased, 69 reduced and 37 closed positions. Its largest new stake was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M. The largest sale was NexPoint Diversified Real Estate Trust, an estimated $6.65M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2018 buy was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital in Q3 2018, an estimated $3.86M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2018 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $6.65M.
  • Thomas J. Herzfeld Advisors fully exited Reaves Utility Income Fund in Q3 2018, selling an estimated $4.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $282M portfolio in Q3 2018.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 37 in Q3 2018.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $282M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.