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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.77%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$249M
AUM Growth
+$18.8M
Cap. Flow
+$17.5M
Cap. Flow %
7.03%
Top 10 Hldgs %
39.09%
Holding
373
New
48
Increased
83
Reduced
54
Closed
49

Top Buys

Rank Stock Value
1
SOR
Source Capital
SOR
+$13.1M
2
THW
abrdn World Healthcare Fund
THW
+$3.84M
3
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$2.37M
4
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.95M
5
FDEU
First Trust Dynamic Europe Equity Income Fund
FDEU
+$1.64M

Top Sells

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$4.65M
2
DSL
DoubleLine Income Solutions Fund
DSL
+$2.51M
3
THQ
abrdn Healthcare Opportunities Fund
THQ
+$2M
4
PEO
Adams Natural Resources Fund
PEO
+$1.13M
5
PCF
High Income Securities Fund
PCF
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.32%
2 Consumer Discretionary 3.92%
3 Industrials 3.08%
4 Consumer Staples 1.58%
5 Utilities 1.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIPS icon
251
Vipshop
VIPS
$7.13B
$29K 0.01%
1,926
+384
+25% +$6.73K
SNP
252
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$29K 0.01%
489
– –
FBR
253
DELISTED
Fibria Celulose Sa
FBR
$29K 0.01%
2,263
– –
LTS
254
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$28K 0.01%
10,000
– –
TYG.PRB
255
DELISTED
TORTOISE ENERGY INFRASTRUCTURE CORPORATION MANDATORY RED PFD
TYG.PRB
$28K 0.01%
2,800
– –
NMO
256
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$28K 0.01%
+2,000
New +$26.7K
AEF
257
abrdn Emerging Markets Equity Income Fund
AEF
$342M
$27K 0.01%
4,800
– –
PUK icon
258
Prudential
PUK
$36.1B
$27K 0.01%
624
– –
INCY icon
259
Incyte
INCY
$26B
$26K 0.01%
242
– –
QQQX icon
260
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$26K 0.01%
1,324
-24,563
-95% -$469K
VPV icon
261
Invesco Pennsylvania Value Municipal Income Trust
VPV
$193M
$26K 0.01%
+2,000
New +$24.8K
ALXN
262
DELISTED
Alexion Pharmaceuticals
ALXN
$26K 0.01%
138
– –
JHP
263
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$26K 0.01%
3,084
-73,980
-96% -$625K
IQI icon
264
Invesco Quality Municipal Securities
IQI
$526M
$25K 0.01%
+2,000
New +$24.7K
PML
265
PIMCO Municipal Income Fund II
PML
$487M
$25K 0.01%
+2,000
New +$24.5K
ST icon
266
Sensata Technologies
ST
$6.8B
$25K 0.01%
539
– –
TY.PR icon
267
Tri-Continental Corporation $2.50 Cumulative Preferred
TY.PR
$31.4M
$25K 0.01%
500
– –
NMY
268
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$25K 0.01%
+2,000
New +$24.9K
GLU
269
Gabelli Utility & Income Trust
GLU
$115M
$24K 0.01%
1,463
– –
PNF
270
DELISTED
PIMCO New York Municipal Income Fund
PNF
$24K 0.01%
+2,000
New +$23.3K
SWZ
271
Swiss Helvetia Fund
SWZ
$76.7M
$24K 0.01%
2,316
– –
BTA
272
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$23K 0.01%
+2,000
New +$22.3K
IBN icon
273
ICICI Bank
IBN
$109B
$23K 0.01%
3,237
-1,147
-26% -$8.64K
ASA
274
ASA Gold and Precious Metals
ASA
$941M
$22K 0.01%
3,000
– –
BAP icon
275
Credicorp
BAP
$30.9B
$22K 0.01%
223
– –
9 10
11
12 13

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Thomas J. Herzfeld Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Thomas J. Herzfeld Advisors held 373 positions worth $249M, up 8.2% from $230M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $17.5M of net new capital in Q4 2015, opening 48 new positions and adding to 83 existing holdings. Its largest new stake was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, down from 4.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was DoubleLine Income Solutions Fund, an estimated $2.51M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2015 buy was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.
  • Thomas J. Herzfeld Advisors added most to Source Capital in Q4 2015, an estimated $13.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2015 reduction was DoubleLine Income Solutions Fund, cutting an estimated $2.51M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Income Fund in Q4 2015, selling an estimated $4.65M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $249M portfolio in Q4 2015.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 49 in Q4 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.2% quarter-over-quarter to $249M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2015, filed 12 Feb 2016.