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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$238M
AUM Growth
+$23.4M
Cap. Flow
+$32.3M
Cap. Flow %
13.57%
Top 10 Hldgs %
37.14%
Holding
327
New
35
Increased
85
Reduced
37
Closed
20

Top Buys

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$7.31M
2
THQ
abrdn Healthcare Opportunities Fund
THQ
+$5.18M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$2.89M
4
BST icon
BlackRock Science and Technology Trust
BST
+$2.24M
5
MVCB.CL
MVC Capital, Inc.
MVCB.CL
+$2.18M

Top Sells

Rank Stock Value
1
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$3.24M
2
GLO
Clough Global Opportunities Fund
GLO
+$2.37M
3
DCA
Virtus Total Return Fund
DCA
+$1.49M
4
GGN.PRB
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
+$708K
5
GLQ
Clough Global Equity Fund
GLQ
+$434K

Sector Composition

Rank Sector Weight
1 Financials 5.16%
2 Industrials 4.09%
3 Consumer Discretionary 3.45%
4 Consumer Staples 1.78%
5 Utilities 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
251
GE Aerospace
GE
$375B
$20K 0.01%
161
-21
-12% -$2.72K
MMM icon
252
3M
MMM
$91.9B
$20K 0.01%
153
– –
NHS
253
Neuberger High Yield Strategies Fund Inc
NHS
$252M
$20K 0.01%
1,743
– –
USO icon
254
United States Oil Fund
USO
$2.07B
$20K 0.01%
125
– –
KST
255
DELISTED
Deutsche Strategic Income Trust
KST
$20K 0.01%
1,850
– –
NKE icon
256
Nike
NKE
$62.5B
$19K 0.01%
350
– –
WPM icon
257
Wheaton Precious Metals
WPM
$50.9B
$19K 0.01%
1,067
-360
-25% -$6.92K
CVS icon
258
CVS Health
CVS
$137B
$18K 0.01%
174
– –
SPG icon
259
Simon Property Group
SPG
$75.1B
$18K 0.01%
102
– –
WMT icon
260
Walmart Inc
WMT
$889B
$18K 0.01%
774
– –
HD icon
261
Home Depot
HD
$335B
$17K 0.01%
152
– –
PG icon
262
Procter & Gamble
PG
$346B
$17K 0.01%
223
– –
HYB
263
DELISTED
New America High Income Fund, Inc.
HYB
$17K 0.01%
2,000
– –
ITUB icon
264
Itaú Unibanco
ITUB
$92.3B
$16K 0.01%
+3,989
New +$18.8K
OXY icon
265
Occidental Petroleum
OXY
$54.6B
$16K 0.01%
208
– –
RTX icon
266
RTX Corp
RTX
$294B
$16K 0.01%
227
– –
TRIP icon
267
TripAdvisor
TRIP
$1.66B
$16K 0.01%
+183
New +$14.9K
COP icon
268
ConocoPhillips
COP
$141B
$15K 0.01%
+246
New +$16K
EL icon
269
Estee Lauder
EL
$30.1B
$15K 0.01%
+168
New +$14.5K
KO icon
270
Coca-Cola
KO
$362B
$15K 0.01%
384
-72
-16% -$2.93K
MO icon
271
Altria Group
MO
$122B
$15K 0.01%
311
– –
SLB icon
272
SLB Ltd
SLB
$76.5B
$15K 0.01%
179
– –
INTC icon
273
Intel
INTC
$462B
$14K 0.01%
454
– –
JNJ icon
274
Johnson & Johnson
JNJ
$641B
$14K 0.01%
144
– –
PM icon
275
Philip Morris
PM
$305B
$14K 0.01%
175
– –
9 10
11
12 13

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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Thomas J. Herzfeld Advisors held 327 positions worth $238M, up 11% from $215M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors deployed $32.3M of net new capital in Q2 2015, opening 35 new positions and adding to 85 existing holdings. Its largest new stake was Eaton Vance Tax-Advantaged Dividend Income Fund: 26,552 shares worth $522K.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Clough Global Opportunities Fund, an estimated $2.37M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q2 2015 buy was Eaton Vance Tax-Advantaged Dividend Income Fund: 26,552 shares worth $522K.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q2 2015, an estimated $7.31M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2015 reduction was Clough Global Opportunities Fund, cutting an estimated $2.37M.
  • Thomas J. Herzfeld Advisors fully exited FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST in Q2 2015, selling an estimated $3.24M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $238M portfolio in Q2 2015.
  • Thomas J. Herzfeld Advisors opened 35 new positions and closed 20 in Q2 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $238M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2015, filed 14 Aug 2015.